{ "dataset": "Australian online stockbrokers", "source": "Each broker's own pricing page, Financial Services Guide and terms (brokerage, CHESS sponsorship or custody, execution and clearing); ASIC's Australian Financial Services Licensee register on data.gov.au (licence, ABN, authorisations)", "licence_note": "Brokerage a broker charges in US dollars is converted at the Reserve Bank of Australia's 4pm AUD/USD rate (CC BY 4.0, source: Reserve Bank of Australia). The licence fields are from ASIC's AFS Licensee dataset on data.gov.au, published under the Creative Commons Attribution 3.0 Australia licence. Brokerage, holding model, execution and clearing are facts read from each broker's own published pages, and every one carries the URL and the sentence it was read from. Brokerage is the standard online rate for one ASX trade; it changes without notice and some brokers price differently for frequent traders, other settlement accounts or phone orders. This is reference data, not advice about which broker to use.", "checked": "2026-11-08", "reference_sizes": [ 500, 1000, 2000, 5000, 10000, 25000, 50000, 100000 ], "broker_count": 88, "brokers": [ { "slug": "commsec", "name": "CommSec", "product": "Australian Shares account", "website": "https://www.commsec.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating. The standard online rates need settlement to a CDIA or CommSec Margin Loan and CHESS sponsorship with CommSec.", "successor_slug": null, "legal_entity": "Commonwealth Securities Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "238814", "abn": "60067254399", "acn": null, "holding": "chess", "holding_note": "Australian Shares accounts are CHESS-sponsored by CommSec; FSG note 6 makes CHESS Participant Sponsorship a condition of the standard online rates.", "asx_coverage": null, "asx_coverage_note": "over 2,000 ASX-listed shares and ETFs", "execution_participant": "Commonwealth Securities Limited", "clearing_participant": "Commonwealth Securities Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 1000, "fee": 5, "percent": null, "min": null, "max": null }, { "up_to": 3000, "fee": 10, "percent": null, "min": null, "max": null }, { "up_to": 10000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": 25000, "fee": 29.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.12, "min": null, "max": null } ], "rule": "Online and settled to a CDIA or CommSec Margin Loan: $5 up to $1,000, $10 up to $3,000, $19.95 up to $10,000, $29.95 up to $25,000, then 0.12% of trade value.", "conditions": [ "Settlement to a CDIA or CommSec Margin Loan is required for these rates (FSG note 6 also makes CHESS Participant Sponsorship a condition).", "Online trades settled into a bank account of your choice cost $29.95 up to $9,999.99 and 0.31% from $10,000." ] }, "account_fee": null, "expected": { "1000": 5.0, "10000": 19.95, "50000": 60.0 }, "quotes": { "brokerage": { "text": "Trade online (via website, mobile apps or other platforms) and settle your trade to a CDIA or CommSec Margin Loan $5.00 (Up to and including $1,000) $10.00 (Over $1,000 up to $3,000 (inclusive)) $19.95 (Over $3,000 up to $10,000 (inclusive)) $29.95 (Over $10,000 up to $25,000 (inclusive)) 0.12% (Over $25,000)", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade online (via website, mobile apps or other platforms) and settle your trade to a CDIA or CommSec Margin Loan $5.00 (Up to and including $1,000) $10.00 (Over $1,000 up to $3,000 (inclusive)) $19.95 (Over $3,000 up to $10,000 (inclusive)) $29.95 (Over $10,000 up to $25,000 (inclusive)) 0.12% (Over $25,000)", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf#page=11", "page": 11, "document_sha256": "0751615dfcc0f1cd90fa2f6a167befb18e836692a2bcec64fba50061cbce81f3", "confirmed": "2026-11-13" } }, "holding": { "text": "CommSec Australian Shares Accounts give you access to buy and sell over 2,000 ASX listed shares and ETFs, with CHESS-sponsored holdings.", "url": "https://www.commsec.com.au/products/australian-share-trading.html", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CommSec Australian Shares Accounts give you access to buy and sell over 2,000 ASX listed shares and ETFs, with CHESS-sponsored holdings.", "url": "https://www.commsec.com.au/products/australian-share-trading.html#:~:text=CommSec%20Australian%20Shares%20Accounts%20give,and%20ETFs%2C%20with%20CHESS%2Dsponsored%20holdings.", "document_sha256": "d9c4cdedd12fa9d38b9417e5d7313d3c8ec775af6e470009b62830e73feceb54", "confirmed": "2026-11-13" } }, "execution": { "text": "CommSec is a Market Participant of ASX Limited and Cboe Australia Pty Limited, a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf", "checked": { "status": "missing", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CommSec is a Market Participant of ASX Limited and Cboe Australia Pty Limited, a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf#page=2", "page": 2, "document_sha256": "0c50854bd58c16a82afe885cb14e28802c710f33bcc05d97114470448a0cde7d", "confirmed": "2026-11-11" } }, "coverage": { "text": "CommSec Australian Shares Accounts give you access to buy and sell over 2,000 ASX listed shares and ETFs, with CHESS-sponsored holdings.", "url": "https://www.commsec.com.au/products/australian-share-trading.html", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CommSec Australian Shares Accounts give you access to buy and sell over 2,000 ASX listed shares and ETFs, with CHESS-sponsored holdings.", "url": "https://www.commsec.com.au/products/australian-share-trading.html#:~:text=CommSec%20Australian%20Shares%20Accounts%20give,and%20ETFs%2C%20with%20CHESS%2Dsponsored%20holdings.", "document_sha256": "d9c4cdedd12fa9d38b9417e5d7313d3c8ec775af6e470009b62830e73feceb54", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.commsec.com.au/products/australian-share-trading.html", "https://www2.commsec.com.au/media/57221/fsg.pdf", "https://www.commsec.com.au/support/rates-and-fees.html" ], "documents": [ { "title": "Rates and fees", "url": "https://www.commsec.com.au/support/rates-and-fees.html" }, { "title": "Financial Services Guide", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf" }, { "title": "Australian Shares", "url": "https://www.commsec.com.au/products/australian-share-trading.html" } ], "curation_notes": "The brokerage quote is the FSG Part Two table row with its two columns joined. The rates-and-fees page builds its tables with JavaScript, so the product page and FSG were used. FSG says prices include GST. The website footer names TMX Australia Exchange while the FSG names Cboe Australia; FSG wording used.", "licence": { "afsl": "238814", "name": "COMMONWEALTH SECURITIES LIMITED", "abn": "60067254399", "acn": null, "licensed_since": "2003-12-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 5.0, "1000": 5.0, "2000": 10.0, "5000": 19.95, "10000": 19.95, "25000": 29.95, "50000": 60.0, "100000": 120.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/commsec/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/commsec.json" }, { "slug": "commsec-pocket", "name": "CommSec Pocket", "product": "Pocket (trades in the Pocket App or CommBank App)", "website": "https://www.commsec.com.au/products/pocket.html", "category": "active_asx_retail", "checked": "2026-11-08", "status_note": "Operating within the CommBank app. Pocket holdings sit on a separate Pocket HIN.", "successor_slug": null, "legal_entity": "Commonwealth Securities Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "238814", "abn": "60067254399", "acn": null, "holding": "chess", "holding_note": "Pocket has its own HIN, separate from other CommSec HINs; only Pocket Securities may be CHESS-sponsored on it.", "asx_coverage": "partial", "asx_coverage_note": "10 themed ETFs only", "execution_participant": "Commonwealth Securities Limited", "clearing_participant": "Commonwealth Securities Limited", "international_shares": false, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 1000, "fee": 2, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.2, "min": null, "max": null } ], "rule": "$2.00 up to and including $1,000, then 0.20% of trade value, for trades through the Pocket App or CommBank App.", "conditions": [ "$0 brokerage on trades executed from 20 April 2026 to 31 March 2027 through the CommSec Pocket app or CommBank app, an offer CommSec may withdraw or change at any time; offers are not ranked (etf_brokerage.offer)." ] }, "account_fee": null, "expected": { "1000": 2.0, "10000": 20.0, "50000": 100.0 }, "quotes": { "brokerage": { "text": "Trade through Pocket App or CommBank App $2.00 (Up to and including $1,000) 0.20% (Over $1,000)", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade through Pocket App or CommBank App $2.00 (Up to and including $1,000) 0.20% (Over $1,000)", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf#page=13", "page": 13, "document_sha256": "0751615dfcc0f1cd90fa2f6a167befb18e836692a2bcec64fba50061cbce81f3", "confirmed": "2026-11-13" } }, "holding": { "text": "Your CommSec Pocket Holder Identification Number (HIN) is separate to any other HIN you may hold with CommSec. Only Pocket Securities are eligible for CHESS sponsorship with CommSec on your CommSec Pocket HIN.", "url": "https://www.commsec.com.au/content/dam/EN/coretx/media/commsec-pocket/commsecpockettermsandconditions.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your CommSec Pocket Holder Identification Number (HIN) is separate to any other HIN you may hold with CommSec. Only Pocket Securities are eligible for CHESS sponsorship with CommSec on your CommSec Pocket HIN.", "url": "https://www.commsec.com.au/content/dam/EN/coretx/media/commsec-pocket/commsecpockettermsandconditions.pdf#page=18", "page": 18, "document_sha256": "5df43ee2ff846d79c064b580867109520372bb18fc6a23e3363b2bf4e0109e56", "confirmed": "2026-11-13" } }, "execution": { "text": "CommSec is a Market Participant of ASX Limited and Cboe Australia Pty Limited, a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf", "checked": { "status": "missing", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CommSec is a Market Participant of ASX Limited and Cboe Australia Pty Limited, a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf#page=2", "page": 2, "document_sha256": "0c50854bd58c16a82afe885cb14e28802c710f33bcc05d97114470448a0cde7d", "confirmed": "2026-11-11" } }, "coverage": { "text": "Invest in 10 themed ETFs and start investing from $50 with CommSec Pocket.", "url": "https://www.commsec.com.au/products/pocket.html", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Invest in 10 themed ETFs and start investing from $50 with CommSec Pocket.", "url": "https://www.commsec.com.au/products/pocket.html#:~:text=Invest%20in%2010%20themed%20ETFs,from%20%2450%20with%20CommSec%20Pocket.", "document_sha256": "93b4d2a72daaf3541b52744eb29a4ee2daf7ad3ba9779582b94350f7efdadaa4", "confirmed": "2026-11-13" } }, "etf_offer": { "text": "The offer period is 20 April 2026 to 31 March 2027 (inclusive)", "url": "https://www.commsec.com.au/campaigns_native/pocket-etf-offer-commsec.html", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The offer period is 20 April 2026 to 31 March 2027 (inclusive)", "url": "https://www.commsec.com.au/campaigns_native/pocket-etf-offer-commsec.html#:~:text=The%20offer%20period%20is%2020,to%2031%20March%202027%20%28inclusive%29", "document_sha256": "5fdb0a19d6bcb6e39a4a04cc3bb0936b0f5c1e65f22c08963711b2fe32ab34b1", "confirmed": "2026-11-13" } }, "etf_offer_terms": { "text": "We reserve the right to withdraw or modify this offer at any time.", "url": "https://www.commsec.com.au/campaigns_native/pocket-etf-offer-commsec.html", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We reserve the right to withdraw or modify this offer at any time.", "url": "https://www.commsec.com.au/campaigns_native/pocket-etf-offer-commsec.html#:~:text=We%20reserve%20the%20right%20to,this%20offer%20at%20any%20time.", "document_sha256": "5fdb0a19d6bcb6e39a4a04cc3bb0936b0f5c1e65f22c08963711b2fe32ab34b1", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.commsec.com.au/products/pocket.html", "https://www2.commsec.com.au/media/57221/fsg.pdf", "https://www.commsec.com.au/content/dam/EN/coretx/media/commsec-pocket/commsecpockettermsandconditions.pdf", "https://www.commsec.com.au/campaigns_native/pocket-etf-offer-commsec.html" ], "documents": [ { "title": "Financial Services Guide", "url": "https://www2.commsec.com.au/media/57221/fsg.pdf" }, { "title": "CommSec Pocket Terms and Conditions", "url": "https://www.commsec.com.au/content/dam/EN/coretx/media/commsec-pocket/commsecpockettermsandconditions.pdf" } ], "curation_notes": "The 0.20% tier comes from FSG Part Two; the product page's brokerage table now gives the same two tiers ($2 up to and including $1,000, 0.20% of trade value over $1,000; read 7 November 2026). FSG says prices include GST. The old URL /products/commsec-pocket.html returns 404.", "etf_brokerage": { "offer": { "text": "$0 brokerage on CommSec Pocket trades placed through the CommSec Pocket app or CommBank app and executed from 20 April 2026 to 31 March 2027; CommSec may withdraw or change the offer at any time.", "until": "2027-03-31", "quotes": [ "etf_offer", "etf_offer_terms" ] } }, "licence": { "afsl": "238814", "name": "COMMONWEALTH SECURITIES LIMITED", "abn": "60067254399", "acn": null, "licensed_since": "2003-12-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 2.0, "1000": 2.0, "2000": 4.0, "5000": 10.0, "10000": 20.0, "25000": 50.0, "50000": 100.0, "100000": 200.0 }, "prices_native": null, "fx": null, "plans": [], "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/commsec-pocket/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/commsec-pocket.json" }, { "slug": "nabtrade", "name": "nabtrade", "product": null, "website": "https://www.nabtrade.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; a NAB subsidiary.", "successor_slug": null, "legal_entity": "WealthHub Securities Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "230704", "abn": "83089718249", "acn": null, "holding": "chess", "holding_note": "Domestic holdings sit on a nabtrade HIN sponsored by WealthHub Securities. International shares (Global Market Trading) are held through a nominee and custody service.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "WealthHub Securities Limited", "clearing_participant": "WealthHub Securities Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 1000, "fee": 9.95, "percent": null, "min": null, "max": null }, { "up_to": 5000, "fee": 14.95, "percent": null, "min": null, "max": null }, { "up_to": 20000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "Up to $1,000 $9.95; $1,000.01 to $5,000 $14.95; $5,000.01 to $20,000 $19.95; over $20,000 0.11% of trade value.", "conditions": [] }, "account_fee": null, "expected": { "1000": 9.95, "10000": 19.95, "50000": 55.0 }, "quotes": { "brokerage": { "text": "Up to $1,000 $9.95 $1,000.01 - $5,000 $14.95 $5,000.01 - $20,000.00 $19.95 Over $20,000.00 0.11% of trade value", "url": "https://www.nabtrade.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Up to $1,000 $9.95 $1,000.01 - $5,000 $14.95 $5,000.01 - $20,000.00 $19.95 Over $20,000.00 0.11% of trade value", "url": "https://www.nabtrade.com.au/pricing#:~:text=Up%20to%20%241%2C000%20%249.95%20%241%2C000.01,%2420%2C000.00%200.11%25%20of%20trade%20value", "document_sha256": "f52bc02f085bf9a60171e9a03ab55885689671e08ff4b5885a838866839682f0", "confirmed": "2026-11-13" } }, "holding": { "text": "It’s easy to convert your existing Issuer Sponsored shares onto your nabtrade HIN.", "url": "https://www.nabtrade.com.au/why-nabtrade/transferring-shares", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "It’s easy to convert your existing Issuer Sponsored shares onto your nabtrade HIN.", "url": "https://www.nabtrade.com.au/why-nabtrade/transferring-shares#:~:text=It%E2%80%99s%20easy%20to%20convert%20your,shares%20onto%20your%20nabtrade%20HIN.", "document_sha256": "f1aca3a2bdafd31e4ad85db9149bb139063df886c0510fdad17584c607c70258", "confirmed": "2026-11-13" } }, "execution": { "text": "The nabtrade service (nabtrade) is provided by WealthHub Securities Limited ABN 83 089 718 249, AFSL No. 230704 (WealthHub Securities). WealthHub Securities is a Market Participant under the ASIC Market Integrity Rules and a wholly owned subsidiary of National Australia Bank Limited ABN 12 004 044 937, AFSL No. 230686 (NAB).", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Financial_Services_Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The nabtrade service (nabtrade) is provided by WealthHub Securities Limited ABN 83 089 718 249, AFSL No. 230704 (WealthHub Securities). WealthHub Securities is a Market Participant under the ASIC Market Integrity Rules and a wholly owned subsidiary of National Australia Bank Limited ABN 12 004 044 937, AFSL No. 230686 (NAB).", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Financial_Services_Guide.pdf#page=2", "page": 2, "document_sha256": "9692450eb22139f71e1499f29746de57c3daf2c1c76f787c6459ef9f7a0b5d71", "confirmed": "2026-11-13" } }, "coverage": { "text": "nabtrade gives you access to over 10,000 stocks across Australia, USA, UK, Hong Kong and Germany.", "url": "https://www.nabtrade.com.au/support/faqs/placing-order/what-securities-available-for-trade-on-nabtrade", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "nabtrade gives you access to over 10,000 stocks across Australia, USA, UK, Hong Kong and Germany.", "url": "https://www.nabtrade.com.au/support/faqs/placing-order/what-securities-available-for-trade-on-nabtrade#:~:text=nabtrade%20gives%20you%20access%20to,UK%2C%20Hong%20Kong%20and%20Germany.", "document_sha256": "a3d410eca0a9b7a155b092900be24304348d1a0a9f9fb50bf4e96132f48e44d7", "confirmed": "2026-11-13" } }, "gst": { "text": "All fees and charges are inclusive of GST, unless otherwise stated.", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Financial_Services_Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All fees and charges are inclusive of GST, unless otherwise stated.", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Financial_Services_Guide.pdf#page=8", "page": 8, "document_sha256": "9692450eb22139f71e1499f29746de57c3daf2c1c76f787c6459ef9f7a0b5d71", "confirmed": "2026-11-13" } }, "clearing": { "text": "if we’re terminated or suspended as a Market Participant under the ASIC Market Integrity Rules, a Settlement Participant of ASX Settlement, or Clearing Participant of ASX Clear", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Client_Agreement.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "if we’re terminated or suspended as a Market Participant under the ASIC Market Integrity Rules, a Settlement Participant of ASX Settlement, or Clearing Participant of ASX Clear", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Client_Agreement.pdf#page=16", "page": 16, "document_sha256": "bfc5c032fa6f0e7b15a858cc31d51196598f4616b6ffdcbcda7d8b08a1b76f5b", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.nabtrade.com.au/pricing", "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Financial_Services_Guide.pdf", "https://www.nabtrade.com.au/why-nabtrade/transferring-shares", "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Client_Agreement.pdf", "https://www.nabtrade.com.au/terms-and-conditions/Important-information", "https://www.nabtrade.com.au/support/faqs/placing-order/what-securities-available-for-trade-on-nabtrade" ], "documents": [ { "title": "Pricing", "url": "https://www.nabtrade.com.au/pricing" }, { "title": "Financial Services Guide", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Financial_Services_Guide.pdf" }, { "title": "Client Agreement", "url": "https://www.nabtrade.com.au/content/dam/nabtrade/pdfs/Disclosure_Docs/nabtrade_Client_Agreement.pdf" }, { "title": "Transferring your shares", "url": "https://www.nabtrade.com.au/why-nabtrade/transferring-shares" }, { "title": "Important information", "url": "https://www.nabtrade.com.au/terms-and-conditions/Important-information" } ], "curation_notes": "The pricing page labels the column \"Brokerage (inc. GST)\". nabtrade pages and the FSG name WealthHub only as Market Participant; its clearing and settlement participant status comes indirectly from a client-agreement termination clause. The holding quote is the only CHESS sentence found on nabtrade pages and speaks of converting Issuer Sponsored shares onto the nabtrade HIN.", "licence": { "afsl": "230704", "name": "WEALTHHUB SECURITIES LIMITED", "abn": "83089718249", "acn": null, "licensed_since": "2003-12-01", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 9.95, "1000": 9.95, "2000": 14.95, "5000": 14.95, "10000": 19.95, "25000": 27.5, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/nabtrade/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/nabtrade.json" }, { "slug": "westpac-share-trading", "name": "Westpac Share Trading", "product": null, "website": "https://www.westpac.com.au/personal-banking/share-trading/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating. No closure notice was found on Westpac pages; the Sell Only Service is no longer offered.", "successor_slug": null, "legal_entity": "Westpac Securities Limited", "entity_note": "Trades as Westpac Share Trading.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "233723", "abn": "39087924221", "acn": null, "holding": "chess", "holding_note": "Stock sponsorship is with AUSIEX; holdings sit on a HIN. Issuer-sponsored sales cost $15 on top of brokerage. International shares go through AUSIEX with Saxo Bank A/S as custodian.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Australian Investment Exchange Limited (AUSIEX)", "clearing_participant": "Australian Investment Exchange Limited (AUSIEX)", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 1000, "fee": 4.95, "percent": null, "min": null, "max": null }, { "up_to": 3000, "fee": 9.95, "percent": null, "min": null, "max": null }, { "up_to": 10000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": 28000, "fee": 29.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "Settled via Westpac Cash Investment Account or Online Investment Loan: $4.95 up to $1,000, $9.95 up to $3,000, $19.95 up to $10,000, $29.95 up to $28,000, then 0.11%.", "conditions": [ "Settling to another bank account costs $29.95 or 0.29%.", "Issuer-sponsored sales cost $15 on top of brokerage." ] }, "account_fee": null, "expected": { "1000": 4.95, "10000": 19.95, "50000": 55.0 }, "quotes": { "brokerage": { "text": "$4.95 (up to and including $1,000) $9.95 (over $1,000 up to and including $3,000) $19.95 (over $3,000 up to and including $10,000) $29.95 (over $10,000 up to and including $28,000) 0.11% (over $28,000)", "url": "https://www.westpac.com.au/personal-banking/share-trading/support/rates-fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$4.95 (up to and including $1,000) $9.95 (over $1,000 up to and including $3,000) $19.95 (over $3,000 up to and including $10,000) $29.95 (over $10,000 up to and including $28,000) 0.11% (over $28,000)", "url": "https://www.westpac.com.au/personal-banking/share-trading/support/rates-fees/#:~:text=%244.95%20%28up%20to%20and%20including,including%20%2428%2C000%29%200.11%25%20%28over%20%2428%2C000%29", "document_sha256": "1b769d2d04e250702e8ec6704642497e28c241dce602a99c510ed5341fe5990f", "confirmed": "2026-11-13" } }, "holding": { "text": "CHESS sponsored shares are shares registered with a broker such as Westpac Share Trading and are linked to a Holder Identification Number (HIN), which generally starts with an ‘X’.", "url": "https://sharetrading.westpac.com.au/Public/ContactAndSupport/Learn-Support/Faqs.aspx", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CHESS sponsored shares are shares registered with a broker such as Westpac Share Trading and are linked to a Holder Identification Number (HIN), which generally starts with an ‘X’.", "url": "https://sharetrading.westpac.com.au/Public/ContactAndSupport/Learn-Support/Faqs.aspx#:~:text=CHESS%20sponsored%20shares%20are%20shares,generally%20starts%20with%20an%20%E2%80%98X%E2%80%99.", "document_sha256": "8658c8686f818d98725950c65537291e6111788630f7004a80bf7d16d8d8bdba", "confirmed": "2026-11-13" } }, "execution": { "text": "AUSIEX is a market participant of the ASX Limited and Cboe Australia Pty Ltd, a clearing participant of ASX Clear Pty Limited and a settlement participant of ASX Settlement Pty Limited. Under this arrangement, your trading, clearing, settlement and stock sponsorship arrangements are directly with AUSIEX.", "url": "https://sharetrading.westpac.com.au/media/34837/securitiesblanket.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "AUSIEX is a market participant of the ASX Limited and Cboe Australia Pty Ltd, a clearing participant of ASX Clear Pty Limited and a settlement participant of ASX Settlement Pty Limited. Under this arrangement, your trading, clearing, settlement and stock sponsorship arrangements are directly with AUSIEX.", "url": "https://sharetrading.westpac.com.au/media/34837/securitiesblanket.pdf#page=2", "page": 2, "document_sha256": "b82d1c719a56cea0d876c1833d76d65251a2519c6e67bf84290eb78037dce40b", "confirmed": "2026-11-13" } }, "coverage": { "text": "Invest in the companies you know and trust on the Australian Securities Exchange (ASX).", "url": "https://www.westpac.com.au/personal-banking/share-trading/investments/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Invest in the companies you know and trust on the Australian Securities Exchange (ASX).", "url": "https://www.westpac.com.au/personal-banking/share-trading/investments/#:~:text=Invest%20in%20the%20companies%20you,the%20Australian%20Securities%20Exchange%20%28ASX%29.", "document_sha256": "b0daf2dfc425008b265d8de90d553d4c8e1ed02f8e939ade1c7eb41d7177b16e", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.westpac.com.au/personal-banking/share-trading/support/rates-fees/", "https://sharetrading.westpac.com.au/media/34837/securitiesblanket.pdf", "https://www.westpac.com.au/personal-banking/share-trading/", "https://sharetrading.westpac.com.au/Public/Products/NewsAndUpdates.aspx", "https://sharetrading.westpac.com.au/Public/ContactAndSupport/Learn-Support/Faqs.aspx", "https://www.westpac.com.au/personal-banking/share-trading/investments/" ], "documents": [ { "title": "Rates and fees", "url": "https://www.westpac.com.au/personal-banking/share-trading/support/rates-fees/" }, { "title": "Financial Services Guide", "url": "https://sharetrading.westpac.com.au/media/34837/securitiesblanket.pdf" }, { "title": "News and updates", "url": "https://sharetrading.westpac.com.au/Public/Products/NewsAndUpdates.aspx" }, { "title": "FAQs", "url": "https://sharetrading.westpac.com.au/Public/ContactAndSupport/Learn-Support/Faqs.aspx" } ], "curation_notes": "Footers disagree on the international custodian: the westpac.com.au footer names Pershing LLC while the current FSG names Saxo Bank A/S. Holding quote re-verified in the rendered HTML of the FAQ page (answer sits in a collapsed accordion). FSG effective 21 August 2026.", "licence": { "afsl": "233723", "name": "WESTPAC SECURITIES LIMITED", "abn": "39087924221", "acn": null, "licensed_since": "2004-02-09", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 4.95, "1000": 4.95, "2000": 9.95, "5000": 19.95, "10000": 19.95, "25000": 29.95, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/westpac-share-trading/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/westpac-share-trading.json" }, { "slug": "bell-direct", "name": "Bell Direct", "product": null, "website": "https://www.belldirect.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; part of Bell Financial Group. Took over Macquarie Online Trading retail clients after 22 February 2025.", "successor_slug": null, "legal_entity": "Third Party Platform Pty Ltd", "entity_note": "Trades as Bell Direct.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "314341", "abn": "74121227905", "acn": null, "holding": "chess", "holding_note": "Each client has an individual HIN. Bell contrasts this with custodial and nominee models.", "asx_coverage": "full", "asx_coverage_note": "any company on the Australian Stock Exchange", "execution_participant": "Third Party Platform Pty Ltd", "clearing_participant": "Third Party Platform Pty Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 1000, "fee": 5, "percent": null, "min": null, "max": null }, { "up_to": 3000, "fee": 10, "percent": null, "min": null, "max": null }, { "up_to": 10000, "fee": 15, "percent": null, "min": null, "max": null }, { "up_to": 25000, "fee": 25, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.1, "min": null, "max": null } ], "rule": "First 10 trades a month, settled via the Direct Investment Account: $5 up to $1,000, $10 up to $3,000, $15 up to $10,000, $25 up to $25,000, then 0.1%.", "conditions": [ "These rates are for the first 10 trades each month; the 11th to 30th trades cost $13 or 0.08% and the 31st onward $10 or 0.08%.", "Settling via a Macquarie CMA costs $19.95 or 0.12%." ] }, "account_fee": null, "expected": { "1000": 5.0, "10000": 15.0, "50000": 50.0 }, "quotes": { "brokerage": { "text": "Your First 10 Trades $0 to $1000 $5 $1000 to $3000 $10 $3000 to $10,000 $15 $10,000 to $25,000 $25 $25,000+ 0.1%", "url": "https://belldirect.com.au/fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your First 10 Trades $0 to $1000 $5 $1000 to $3000 $10 $3000 to $10,000 $15 $10,000 to $25,000 $25 $25,000+ 0.1%", "url": "https://belldirect.com.au/fees#:~:text=Your%20First%2010%20Trades%20%240,to%20%2425%2C000%20%2425%20%2425%2C000%2B%200.1%25", "document_sha256": "7e276b8d38df4adc23bc764bd63a0b598e0504db1f354e5ffdef3c3fd35332ba", "confirmed": "2026-11-13" } }, "holding": { "text": "When you join Bell Direct, you’ll get or use your own individual HIN, so you have legal ownership of the shares you buy, no questions asked, and no asterisks.", "url": "https://belldirect.com.au/migration", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "When you join Bell Direct, you’ll get or use your own individual HIN, so you have legal ownership of the shares you buy, no questions asked, and no asterisks.", "url": "https://belldirect.com.au/migration#:~:text=When%20you%20join%20Bell%20Direct%2C,questions%20asked%2C%20and%20no%20asterisks.", "document_sha256": "2e62f98e3b821a1973db855364bf0f3070c68db9348d2717ef74bd6bc0a03d4b", "confirmed": "2026-11-13" } }, "execution": { "text": "Your trading, clearing, settlement and stock sponsorship arrangements are directly with Bell Direct for Australian Securities.", "url": "https://belldirect.com.au/wp-content/uploads/2026/04/belldirect_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your trading, clearing, settlement and stock sponsorship arrangements are directly with Bell Direct for Australian Securities.", "url": "https://belldirect.com.au/wp-content/uploads/2026/04/belldirect_fsg.pdf#page=2", "page": 2, "document_sha256": "23a28a8f29ac318f3cee9217172d3bb4450026a021816a6c6b9c122b5b467620", "confirmed": "2026-11-13" } }, "coverage": { "text": "You can buy and sell shares in any company on the Australian Stock Exchange via our platform.", "url": "https://www.belldirect.com.au/smarter/products", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "You can buy and sell shares in any company on the Australian Stock Exchange via our platform.", "url": "https://www.belldirect.com.au/smarter/products#:~:text=You%20can%20buy%20and%20sell,Stock%20Exchange%20via%20our%20platform.", "document_sha256": "2f651ad92afee3489a7aa5a25748c2aee1eb95a2739b4f235eca1666f687955a", "confirmed": "2026-11-13" } } }, "sources": [ "https://belldirect.com.au/fees", "https://belldirect.com.au/wp-content/uploads/2026/04/belldirect_fsg.pdf", "https://belldirect.com.au/migration", "https://www.belldirect.com.au/smarter/products" ], "documents": [ { "title": "Fees", "url": "https://belldirect.com.au/fees" }, { "title": "Financial Services Guide", "url": "https://belldirect.com.au/wp-content/uploads/2026/04/belldirect_fsg.pdf" }, { "title": "Macquarie Trading accounts moving to Bell Direct", "url": "https://belldirect.com.au/migration" } ], "curation_notes": "A trade of exactly $10,000 falls in the $3,000 to $10,000 tier ($15). FSG says fees include GST unless stated. Live data costs $10 a month, free after 5 trades a month. The FSG is dated 21 July 2026 but sits at a /2026/04/ upload path. The execution sentence is on the FSG text file saved as .pdf.", "licence": { "afsl": "314341", "name": "THIRD PARTY PLATFORM PTY LTD", "abn": "74121227905", "acn": null, "licensed_since": "2007-09-28", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 5.0, "1000": 5.0, "2000": 10.0, "5000": 15.0, "10000": 15.0, "25000": 25.0, "50000": 50.0, "100000": 100.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/bell-direct/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/bell-direct.json" }, { "slug": "cmc-invest", "name": "CMC Invest", "product": "Stockbroking (CMC Markets Stockbroking)", "website": "https://www.cmcmarkets.com/en-au/stockbroking", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; absorbed ANZ Share Investing clients in March 2023 and BOQ clients in May 2024.", "successor_slug": null, "legal_entity": "CMC Markets Stockbroking Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246381", "abn": "69081002851", "acn": null, "holding": "chess", "holding_note": "Clients appoint CMC Markets Stockbroking as CHESS Controlling Participant (T&Cs Part G). CMC Markets Stockbroking Nominees holds products only during the T+2 settlement period.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": "CMC Markets Stockbroking Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": null, "percent": 0.1, "min": 11, "max": null } ], "rule": "Standard plan: $11.00 or 0.10% of trade value, whichever is greater, on all sells and on buys other than the first buy under $1,000.", "conditions": [ "The first buy of up to $1,000 in a security on a day is $0 (once per security per day; not for margin-settled trades). The website says \"under $1,000\", the FSG says \"up to the value of $1,000 per stock\".", "ALPHA plan costs $9.90 or 0.075%." ] }, "account_fee": null, "expected": { "1000": 11.0, "10000": 11.0, "50000": 50.0 }, "quotes": { "brokerage": { "text": "All other buy orders and all sell orders* $11.00 or 0.10% $9.90 or 0.075%", "url": "https://www.cmcmarkets.com/en-au/stockbroking/brokerage-rates", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All other buy orders and all sell orders* $11.00 or 0.10% $9.90 or 0.075%", "url": "https://www.cmcmarkets.com/en-au/stockbroking/brokerage-rates#:~:text=All%20other%20buy%20orders%20and,or%200.10%25%20%249.90%20or%200.075%25", "document_sha256": "e9e889c082a6fa0c10df66db97007c24aa41ef2aa527ee663c0631f4a2d9be29", "confirmed": "2026-11-13" } }, "holding": { "text": "The terms and conditions in this Part G apply if the Client wishes to appoint the Broker as its Controlling Participant to establish and control CHESS Holdings of financial products for the Client in CHESS.", "url": "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_TCS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The terms and conditions in this Part G apply if the Client wishes to appoint the Broker as its Controlling Participant to establish and control CHESS Holdings of financial products for the Client in CHESS.", "url": "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_TCS.pdf#page=21", "page": 21, "document_sha256": "eb8ce87489e006dad7fcb40bf735999457463c66ea6ac44f617db7e72e5159a9", "confirmed": "2026-11-13" } }, "execution": { "text": "a clearing participant of ASX Clear Pty Limited (the clearing and settlement facility for the derivatives markets operated by ASX); • a participant of CHESS, the clearing and settlement facility operated by ASX Settlement Pty Limited", "url": "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_FSG.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "a clearing participant of ASX Clear Pty Limited (the clearing and settlement facility for the derivatives markets operated by ASX); • a participant of CHESS, the clearing and settlement facility operated by ASX Settlement Pty Limited", "url": "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_FSG.pdf#page=4", "page": 4, "document_sha256": "e13979186c20efe294a3524c6a5744f382e2efb578cfe2597572f75d320f4f19", "confirmed": "2026-11-13" } }, "coverage": { "text": "Australian shares and ETFs ASX Listed Products", "url": "https://www.cmcmarkets.com/en-au/stockbroking/brokerage-rates", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Australian shares and ETFs ASX Listed Products", "url": "https://www.cmcmarkets.com/en-au/stockbroking/brokerage-rates#:~:text=Australian%20shares%20and%20ETFs%20ASX%20Listed%20Products", "document_sha256": "e9e889c082a6fa0c10df66db97007c24aa41ef2aa527ee663c0631f4a2d9be29", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.cmcmarkets.com/en-au/stockbroking/brokerage-rates", "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_FSG.pdf", "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_TCS.pdf", "https://www.cmcmarkets.com/en-au/legal-documents/stockbroking-legal-documents" ], "documents": [ { "title": "Pricing", "url": "https://www.cmcmarkets.com/en-au/stockbroking/brokerage-rates" }, { "title": "Financial Services Guide", "url": "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_FSG.pdf" }, { "title": "Terms and Conditions", "url": "https://cdn.cmcmarkets.com/docs/legal-documents/en-au/CMC_STB_TCS.pdf" }, { "title": "Legal documents", "url": "https://www.cmcmarkets.com/en-au/legal-documents/stockbroking-legal-documents" } ], "curation_notes": "Pricing page says all brokerage fees include GST. The execution quote joins two bullet lines of the FSG, one of which calls ASX Clear the clearing and settlement facility for the derivatives markets; quoted as written. The brief URL cmcinvest.com/en-au/pricing returns 404.", "licence": { "afsl": "246381", "name": "CMC MARKETS STOCKBROKING LIMITED", "abn": "69081002851", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 11.0, "1000": 11.0, "2000": 11.0, "5000": 11.0, "10000": 11.0, "25000": 25.0, "50000": 50.0, "100000": 100.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/cmc-invest/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/cmc-invest.json" }, { "slug": "stake", "name": "Stake", "product": "Stake AUS (ASX)", "website": "https://hellostake.com/au", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; website footer shows 2026.", "successor_slug": null, "legal_entity": "Stakeshop Pty Ltd", "entity_note": "Trades as Stake.", "authorised_representative_of": "Stakeshop AFSL Pty Ltd", "authorised_representative_no": "1241398", "afsl": "548196", "abn": null, "acn": "610105505", "holding": "chess", "holding_note": "ASX holdings are on the customer's own HIN via FinClear. US holdings are custodial via DriveWealth (DTC).", "asx_coverage": null, "asx_coverage_note": "2,500+ ASX-listed securities", "execution_participant": "FinClear Execution Ltd", "clearing_participant": "FinClear Services Pty Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": 30000, "fee": 3, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.01, "min": null, "max": null } ], "rule": "$3 per trade up to $30,000, or 0.01% for orders above $30,000.", "conditions": [] }, "account_fee": null, "expected": { "1000": 3, "10000": 3, "50000": 5 }, "quotes": { "brokerage": { "text": "$3 per trade up to $30,000, or 0.01% for orders above $30,000", "url": "https://hellostake.com/au/legal/financial-services-guide", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$3 per trade up to $30,000, or 0.01% for orders above $30,000", "url": "https://hellostake.com/au/legal/financial-services-guide#:~:text=%243%20per%20trade%20up%20to,0.01%25%20for%20orders%20above%20%2430%2C000", "document_sha256": "b4db22705709d403eb2f5575bd693b92cd553772f25fc3794395e7dc1f96301a", "confirmed": "2026-11-13" } }, "holding": { "text": "Positions in securities acquired through FinClear are held in an individual ASX Clearing House Electronic Subregister System (CHESS) account under the customer’s own Holder Identification Number (HIN).", "url": "https://hellostake.com/au/legal/financial-services-guide", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Positions in securities acquired through FinClear are held in an individual ASX Clearing House Electronic Subregister System (CHESS) account under the customer’s own Holder Identification Number (HIN).", "url": "https://hellostake.com/au/legal/financial-services-guide#:~:text=Positions%20in%20securities%20acquired%20through,own%20Holder%20Identification%20Number%20%28HIN%29.", "document_sha256": "b4db22705709d403eb2f5575bd693b92cd553772f25fc3794395e7dc1f96301a", "confirmed": "2026-11-13" } }, "execution": { "text": "Stake AUS is a service by which Stake, as agent for the customer, arranges for the execution of orders on Australian listed exchanges submitted by customers through an agreement with its Service Provider, FinClear Execution Ltd (FinClear Execution) (AFSL 246842), which is an ASX Market Participant.", "url": "https://hellostake.com/au/legal/financial-services-guide", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Stake AUS is a service by which Stake, as agent for the customer, arranges for the execution of orders on Australian listed exchanges submitted by customers through an agreement with its Service Provider, FinClear Execution Ltd (FinClear Execution) (AFSL 246842), which is an ASX Market Participant.", "url": "https://hellostake.com/au/legal/financial-services-guide#:~:text=Stake%20AUS%20is%20a%20service,is%20an%20ASX%20Market%20Participant.", "document_sha256": "b4db22705709d403eb2f5575bd693b92cd553772f25fc3794395e7dc1f96301a", "confirmed": "2026-11-13" } }, "coverage": { "text": "2,500+ ASX-listed securities across 77 industries", "url": "https://hellostake.com/au/asx-investing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "2,500+ ASX-listed securities across 77 industries", "url": "https://hellostake.com/au/asx-investing#:~:text=2%2C500%2B%20ASX%2Dlisted%20securities%20across%2077%20industries", "document_sha256": "6fc2fb3d851c5f6374b2eb9ada8ec0e4f9ba7911871ef26beff6b0ea68415b34", "confirmed": "2026-11-13" } } }, "sources": [ "https://hellostake.com/au/pricing", "https://hellostake.com/au/legal/financial-services-guide", "https://hellostake.com/au/legal/terms-conditions", "https://cms-api.hellostake.com/api/media/file/AU_Pricing.pdf", "https://hellostake.com/au/asx-investing" ], "documents": [ { "title": "Pricing", "url": "https://hellostake.com/au/pricing" }, { "title": "Pricing (PDF)", "url": "https://cms-api.hellostake.com/api/media/file/AU_Pricing.pdf" }, { "title": "Financial Services Guide", "url": "https://hellostake.com/au/legal/financial-services-guide" }, { "title": "Terms and Conditions", "url": "https://hellostake.com/au/legal/terms-conditions" } ], "curation_notes": "Only the ACN appears on Stake pages, so abn is null. The AFSL 548196 is the licensee Stakeshop AFSL Pty Ltd. The FSG prints FinClear Services AFSL as 338364 while Superhero prints 338264; one is a typo. AU_Pricing.pdf is image-only. The FSG also lists a Stake AUS $0 Brokerage Promotion whose terms were not checked. Neither page states whether the fee includes GST.", "licence": { "afsl": "548196", "name": "STAKESHOP AFSL PTY LTD", "abn": "39653777336", "acn": null, "licensed_since": "2024-04-17", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "arrange_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 3.0, "1000": 3.0, "2000": 3.0, "5000": 3.0, "10000": 3.0, "25000": 3.0, "50000": 5.0, "100000": 10.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/stake/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/stake.json" }, { "slug": "selfwealth", "name": "SelfWealth", "product": null, "website": "https://www.selfwealth.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; acquired by Syfe (Svava Pte Ltd) under a scheme implemented 7 May 2025. The FSG dated 14 October 2026 says Selfwealth is part of the Syfe group.", "successor_slug": null, "legal_entity": "SelfWealth Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "421789", "abn": "52154324428", "acn": null, "holding": "chess", "holding_note": "ASX holdings are CHESS-sponsored by FNZ Securities on the client's own HIN. International trading goes through PhillipCapital and Alpaca and is held by their custodians. Selfwealth used to clear through OpenMarkets, but the current FSG names FNZ.", "asx_coverage": null, "asx_coverage_note": "over 1,800 shares and over 270 ETFs listed on the ASX", "execution_participant": "FNZ Custodians (Australia) Pty Ltd", "clearing_participant": "FNZ Custodians (Australia) Pty Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": 9.5, "percent": null, "min": null, "max": null } ], "rule": "Flat $9.50 per ASX trade regardless of order size.", "conditions": [] }, "account_fee": null, "expected": { "1000": 9.5, "10000": 9.5, "50000": 9.5 }, "quotes": { "brokerage": { "text": "ASX brokerage is a flat $9.50 per trade, regardless of order size — the same fee whether you're investing $500 or $50,000.", "url": "https://www.selfwealth.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "ASX brokerage is a flat $9.50 per trade, regardless of order size — the same fee whether you're investing $500 or $50,000.", "url": "https://www.selfwealth.com.au/pricing#:~:text=ASX%20brokerage%20is%20a%20flat,you%27re%20investing%20%24500%20or%20%2450%2C000.", "document_sha256": "138b6aaeff41f2ebe2a9109dcaa0347c2c3e9b4a392f92a8f340c7f35d458fa3", "confirmed": "2026-11-13" } }, "holding": { "text": "When you open a trading account with Selfwealth, you will enter a CHESS Sponsorship Agreement with FNZ Securities who will act as your CHESS Sponsoring Participant.", "url": "https://docs.selfwealth.com.au/guides/Selfwealth-Financial-Services-Guide-v10.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "When you open a trading account with Selfwealth, you will enter a CHESS Sponsorship Agreement with FNZ Securities who will act as your CHESS Sponsoring Participant.", "url": "https://docs.selfwealth.com.au/guides/Selfwealth-Financial-Services-Guide-v10.pdf#page=5", "page": 5, "document_sha256": "ea534b31e93b4a85f3879bb7f56379a1d5ae8856da194002930116e39de0b7e5", "confirmed": "2026-11-13" } }, "execution": { "text": "Locally, FNZ Securities is a market and trading participant of ASX and Cboe, a general participant of ASX Clear and a general settlement participant of ASX Settlement.", "url": "https://docs.selfwealth.com.au/guides/Selfwealth-Financial-Services-Guide-v10.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Locally, FNZ Securities is a market and trading participant of ASX and Cboe, a general participant of ASX Clear and a general settlement participant of ASX Settlement.", "url": "https://docs.selfwealth.com.au/guides/Selfwealth-Financial-Services-Guide-v10.pdf#page=5", "page": 5, "document_sha256": "ea534b31e93b4a85f3879bb7f56379a1d5ae8856da194002930116e39de0b7e5", "confirmed": "2026-11-13" } }, "coverage": { "text": "With Selfwealth, investors have access to over 1,800 shares and over 270 ETFs listed on the ASX.", "url": "https://www.selfwealth.com.au/aus-trading", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "With Selfwealth, investors have access to over 1,800 shares and over 270 ETFs listed on the ASX.", "url": "https://www.selfwealth.com.au/aus-trading#:~:text=With%20Selfwealth%2C%20investors%20have%20access,ETFs%20listed%20on%20the%20ASX.", "document_sha256": "c19b91236f87b7c8e7812d66c20ed56198914e21aff050e1d7f2452c0bab114a", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.selfwealth.com.au/pricing", "https://docs.selfwealth.com.au/guides/Selfwealth-Financial-Services-Guide-v10.pdf", "https://www.selfwealth.com.au/", "https://docs.selfwealth.com.au/SelfWealthMemberTermsAndConditions", "https://www.selfwealth.com.au/aus-trading" ], "documents": [ { "title": "Pricing", "url": "https://www.selfwealth.com.au/pricing" }, { "title": "Financial Services Guide", "url": "https://docs.selfwealth.com.au/guides/Selfwealth-Financial-Services-Guide-v10.pdf" }, { "title": "Terms and Conditions", "url": "https://docs.selfwealth.com.au/SelfWealthMemberTermsAndConditions" } ], "curation_notes": "Pricing page: \"Prices include GST and are current for online share trading orders as at 01/10/26.\" The FSG, not the pricing page, names FNZ Securities; Selfwealth used to clear through OpenMarkets. International trading goes through PhillipCapital and Alpaca. The takeover is known from news and ASX announcements used only for discovery; the FSG confirms the group.", "licence": { "afsl": "421789", "name": "SELFWEALTH PTY LTD", "abn": "52154324428", "acn": null, "licensed_since": "2012-07-04", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "arrange_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 9.5, "1000": 9.5, "2000": 9.5, "5000": 9.5, "10000": 9.5, "25000": 9.5, "50000": 9.5, "100000": 9.5 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/selfwealth/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/selfwealth.json" }, { "slug": "pearler", "name": "Pearler", "product": "ASX Invest", "website": "https://pearler.com/", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; FSG dated 1 July 2026.", "successor_slug": null, "legal_entity": "Pearler Investments Pty Ltd", "entity_note": null, "authorised_representative_of": "Sanlam Private Wealth Pty Ltd", "authorised_representative_no": "1281540", "afsl": "337927", "abn": "32625120649", "acn": null, "holding": "chess", "holding_note": "The pricing page describes ASX Invest as 'CHESS-sponsored ASX ETFs and shares', and the T&Cs refer to the customer's 'Pearler HIN'. Pearler's pages do not say who the CHESS sponsoring or clearing participant is.", "asx_coverage": null, "asx_coverage_note": "2,000+ ETFs and shares on the ASX", "execution_participant": "Openmarkets Australia Limited", "clearing_participant": null, "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": 6.5, "percent": null, "min": null, "max": null } ], "rule": "Flat $6.50 per buy or sell.", "conditions": [], "gst_note": "Pearler confirmed on 6 November 2026, replying to the maintainer's question, that its $6.50 brokerage includes GST, and by 10 November its FSG said so too: fees in it are \"inclusive of the Goods and Services Tax (GST)\" unless otherwise stated (it had said exclusive). Its pricing page does not say.", "prepaid": { "tiers": [ { "up_to": null, "fee": 5.5, "percent": null, "min": null, "max": null } ], "gst": "included", "rule": "Flat $5.50 per buy or sell when brokerage is prepaid: 15% off the standard $6.50, saving $1.00 a trade.", "how": "Prepaid brokerage credits are bought in advance and used on later buys and sells. Pearler's pages do not say how many credits must be bought at once.", "terms": [ "Prepaid credits cannot be refunded or transferred, and expire 2 years after purchase if not used." ], "quotes": [ "prepaid", "prepaid_terms" ], "gst_note": "The prepaid $5.50 is the $6.50 brokerage, GST included, less $1.00 (Pearler's confirmation of 6 November 2026).", "prices": { "500": 5.5, "1000": 5.5, "2000": 5.5, "5000": 5.5, "10000": 5.5, "25000": 5.5, "50000": 5.5, "100000": 5.5 } } }, "account_fee": null, "expected": { "1000": 6.5, "10000": 6.5, "50000": 6.5 }, "quotes": { "brokerage": { "text": "CHESS-sponsored ASX ETFs and shares. $6.50 AUD per buy/sell", "url": "https://pearler.com/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CHESS-sponsored ASX ETFs and shares. $6.50 AUD per buy/sell", "url": "https://pearler.com/pricing#:~:text=CHESS%2Dsponsored%20ASX%20ETFs%20and%20shares.%20%246.50%20AUD%20per%20buy%2Fsell", "document_sha256": "f4edb907cd4341eeaac4d98f8b9ce375ab34ae5b09ae7e4359f8ae5ccb9bff99", "confirmed": "2026-11-13" } }, "holding": { "text": "CHESS-sponsored ASX ETFs and shares.", "url": "https://pearler.com/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CHESS-sponsored ASX ETFs and shares.", "url": "https://pearler.com/pricing#:~:text=CHESS%2Dsponsored%20ASX%20ETFs%20and%20shares.", "document_sha256": "f4edb907cd4341eeaac4d98f8b9ce375ab34ae5b09ae7e4359f8ae5ccb9bff99", "confirmed": "2026-11-13" } }, "execution": { "text": "When opening an ASX or US Shares account with Pearler you confirm that your details will be shared with our ASX broker Open Markets Australia Limited and / or our US broker Alpaca Securities LLC (\"Alpaca Securities\") (only as applicable) and an application for an brokerage account will be made.", "url": "https://pearler.com/legal/terms", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "When opening an ASX or US Shares account with Pearler you confirm that your details will be shared with our ASX broker Open Markets Australia Limited and / or our US broker Alpaca Securities LLC (\"Alpaca Securities\") (only as applicable) and an application for an brokerage account will be made.", "url": "https://pearler.com/legal/terms#:~:text=When%20opening%20an%20ASX%20or,brokerage%20account%20will%20be%20made.", "document_sha256": "54b1391656d2abb32cd0022c00e7d326e7c392967174c5d8c76fe125b6b3e73a", "confirmed": "2026-11-13" } }, "coverage": { "text": "Access 2000+ ETFs and shares on the ASX", "url": "https://pearler.com/asx-invest", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Access 2000+ ETFs and shares on the ASX", "url": "https://pearler.com/asx-invest#:~:text=Access%202000%2B%20ETFs%20and%20shares%20on%20the%20ASX", "document_sha256": "7d67aeb1d81015439264dc7331eb3533737da5ac808da907a37dc97582ca2b78", "confirmed": "2026-11-13" } }, "gst": { "text": "Unless otherwise stated, all fees, charges, commissions and benefits disclosed in this FSG are inclusive of the Goods and Services Tax (GST).", "url": "https://pearler.com/legal/financial-services-guide", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Unless otherwise stated, all fees, charges, commissions and benefits disclosed in this FSG are inclusive of the Goods and Services Tax (GST).", "url": "https://pearler.com/legal/financial-services-guide#:~:text=Unless%20otherwise%20stated%2C%20all%20fees%2C,Goods%20and%20Services%20Tax%20%28GST%29.", "document_sha256": "d3f44eebe20570f3ec7a3a5b7c3304c48be2357fa6f7e815a58c60803d358b3b", "confirmed": "2026-11-13" } }, "prepaid": { "text": "$6.50 AUD per buy/sell Prepay for 15% off to save $1.00 each buy/sell", "url": "https://pearler.com/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$6.50 AUD per buy/sell Prepay for 15% off to save $1.00 each buy/sell", "url": "https://pearler.com/pricing#:~:text=%246.50%20AUD%20per%20buy%2Fsell%20Prepay,to%20save%20%241.00%20each%20buy%2Fsell", "document_sha256": "f4edb907cd4341eeaac4d98f8b9ce375ab34ae5b09ae7e4359f8ae5ccb9bff99", "confirmed": "2026-11-13" } }, "prepaid_terms": { "text": "After purchase, prepaid credits purchased cannot be refunded or transferred and will expire in 2 years if not utilised", "url": "https://pearler.com/legal/financial-services-guide", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "After purchase, prepaid credits purchased cannot be refunded or transferred and will expire in 2 years if not utilised", "url": "https://pearler.com/legal/financial-services-guide#:~:text=After%20purchase%2C%20prepaid%20credits%20purchased,2%20years%20if%20not%20utilised", "document_sha256": "d3f44eebe20570f3ec7a3a5b7c3304c48be2357fa6f7e815a58c60803d358b3b", "confirmed": "2026-11-13" } }, "plan_micro": { "text": "Option 2: Micro $2.00 AUD flat fee per month The first two months are fee-free!", "url": "https://pearler.com/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Option 2: Micro $2.00 AUD flat fee per month The first two months are fee-free!", "url": "https://pearler.com/pricing#:~:text=Option%202%3A%20Micro%20%242.00%20AUD,first%20two%20months%20are%20fee%2Dfree%21", "document_sha256": "f4edb907cd4341eeaac4d98f8b9ce375ab34ae5b09ae7e4359f8ae5ccb9bff99", "confirmed": "2026-11-13" } }, "plan_micro_covers": { "text": "Choose from a range of 10 investment funds Invest or sell without transaction fees", "url": "https://pearler.com/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Choose from a range of 10 investment funds Invest or sell without transaction fees", "url": "https://pearler.com/pricing#:~:text=Choose%20from%20a%20range%20of,or%20sell%20without%20transaction%20fees", "document_sha256": "f4edb907cd4341eeaac4d98f8b9ce375ab34ae5b09ae7e4359f8ae5ccb9bff99", "confirmed": "2026-11-13" } }, "plan_micro_fund": { "text": "The Pearler Investors Fund is issued by Cache (RE Services) Ltd (ACN 616 465 671, AFSL 494 886).", "url": "https://pearler.com/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The Pearler Investors Fund is issued by Cache (RE Services) Ltd (ACN 616 465 671, AFSL 494 886).", "url": "https://pearler.com/pricing#:~:text=The%20Pearler%20Investors%20Fund%20is,465%20671%2C%20AFSL%20494%20886%29.", "document_sha256": "f4edb907cd4341eeaac4d98f8b9ce375ab34ae5b09ae7e4359f8ae5ccb9bff99", "confirmed": "2026-11-13" } }, "plan_micro_etfs": { "text": "Invest in a managed fund that track popular ETFs.", "url": "https://pearler.com/micro", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Invest in a managed fund that track popular ETFs.", "url": "https://pearler.com/micro#:~:text=Invest%20in%20a%20managed%20fund%20that%20track%20popular%20ETFs.", "document_sha256": "75f3809f43222b8d5d66369a432ca17f0e4b7eba066a2a196c3ed1fd082fe146", "confirmed": "2026-11-13" } }, "plan_micro_fee": { "text": "From this date onwards, a flat fee of $2.00 per month will apply, irrespective of account balance or the number of Investment Options held.", "url": "https://pearler.com/terms/PDS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "From this date onwards, a flat fee of $2.00 per month will apply, irrespective of account balance or the number of Investment Options held.", "url": "https://pearler.com/terms/PDS.pdf#page=6", "page": 6, "document_sha256": "b5feccec332f271b214ed6f5d185b503fde4055fa508d1bfb1a0d939b0a0c10b", "confirmed": "2026-11-13" } }, "plan_micro_minimum": { "text": "The minimum investment amount is $5. There is no minimum withdrawal amount or minimum balance.", "url": "https://pearler.com/terms/PDS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The minimum investment amount is $5. There is no minimum withdrawal amount or minimum balance.", "url": "https://pearler.com/terms/PDS.pdf#page=3", "page": 3, "document_sha256": "b5feccec332f271b214ed6f5d185b503fde4055fa508d1bfb1a0d939b0a0c10b", "confirmed": "2026-11-13" } }, "plan_micro_spread": { "text": "The Trustee has elected not to charge such application and redemption fees, however a buy/sell spread applies.", "url": "https://pearler.com/terms/PDS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The Trustee has elected not to charge such application and redemption fees, however a buy/sell spread applies.", "url": "https://pearler.com/terms/PDS.pdf#page=7", "page": 7, "document_sha256": "b5feccec332f271b214ed6f5d185b503fde4055fa508d1bfb1a0d939b0a0c10b", "confirmed": "2026-11-13" } }, "plan_micro_distributions": { "text": "The Fund does not pay distributions to you.", "url": "https://pearler.com/terms/PDS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The Fund does not pay distributions to you.", "url": "https://pearler.com/terms/PDS.pdf#page=3", "page": 3, "document_sha256": "b5feccec332f271b214ed6f5d185b503fde4055fa508d1bfb1a0d939b0a0c10b", "confirmed": "2026-11-13" } }, "plan_micro_gst": { "text": "Amounts are inclusive of Goods and Services Tax (GST)", "url": "https://pearler.com/terms/PDS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Amounts are inclusive of Goods and Services Tax (GST)", "url": "https://pearler.com/terms/PDS.pdf#page=6", "page": 6, "document_sha256": "b5feccec332f271b214ed6f5d185b503fde4055fa508d1bfb1a0d939b0a0c10b", "confirmed": "2026-11-13" } }, "plan_micro_regular": { "text": "The minimum investment under a regular investment plan is $5 per period", "url": "https://pearler.com/terms/PDS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The minimum investment under a regular investment plan is $5 per period", "url": "https://pearler.com/terms/PDS.pdf#page=2", "page": 2, "document_sha256": "b5feccec332f271b214ed6f5d185b503fde4055fa508d1bfb1a0d939b0a0c10b", "confirmed": "2026-11-13" } } }, "sources": [ "https://pearler.com/pricing", "https://pearler.com/legal/financial-services-guide", "https://pearler.com/legal/terms", "https://pearler.com/", "https://pearler.com/asx-invest", "https://pearler.com/micro", "https://pearler.com/terms/PDS.pdf" ], "documents": [ { "title": "Pricing", "url": "https://pearler.com/pricing" }, { "title": "Financial Services Guide", "url": "https://pearler.com/legal/financial-services-guide" }, { "title": "Terms and Conditions", "url": "https://pearler.com/legal/terms" }, { "title": "Pearler Investors Fund (Micro) Product Disclosure Statement", "url": "https://pearler.com/terms/PDS.pdf" } ], "curation_notes": "The brokerage quote joins separate lines of the pricing page. No percentage tier or cap for large orders is shown, so it is treated as flat at all sizes. Pearler confirmed on 6 November 2026 that the $6.50 brokerage includes GST, and its FSG, read 10 November 2026, now says its fees include GST unless stated (it had said exclude); the pricing page does not say. AFSL 337927 is the licensee Sanlam Private Wealth. Pearler pages do not name the CHESS sponsor or clearing participant. The execution quote names Openmarkets as \"Open Markets Australia Limited\"; the FSG table writes \"Openmarkets Australia Limited\". Prepaid price and the Micro plan read 6 November 2026: the pricing page gives the 15% prepay discount, the FSG the credits' terms; Micro buys units in the Pearler Investors Fund (PDS dated 17 December 2024, whose $2.00 monthly fee applies from 1 February 2025), not ASX shares. Pearler Plus ($3.00 a month, 'premium tools and discounts') names no brokerage discount and is not recorded.", "plans": [ { "name": "Micro", "fee": 2.0, "period": "month", "annual_fee": null, "currency": "AUD", "gst": "included", "gst_note": "The Pearler Investors Fund's PDS says \"Amounts are inclusive of Goods and Services Tax (GST)\" (quote plan_micro_gst).", "buys_asx_shares": false, "per_trade_fee": 0, "covers_order_value": null, "covers_auto_invest_value": null, "what_it_covers": "Units in the Pearler Investors Fund, a managed fund issued by Cache (RE Services) Ltd whose 10 investment options track ETFs. It does not buy ASX shares or ETFs on the client's own HIN, so it is not an alternative way to pay for ASX Invest trades.", "limits": [ "The first two months are free.", "Minimum investment $5, and $5 a period for regular investments (weekly, monthly, quarterly or yearly); no minimum withdrawal or balance.", "No transaction fees from Pearler to invest, sell or switch options, but a buy/sell spread applies and the fund's management fees and costs come out of its unit price.", "The fund pays no distributions; income is reinvested in it." ], "quotes": [ "plan_micro", "plan_micro_covers", "plan_micro_fund", "plan_micro_etfs", "plan_micro_fee", "plan_micro_minimum", "plan_micro_regular", "plan_micro_spread", "plan_micro_distributions", "plan_micro_gst" ], "per_size": null } ], "licence": { "afsl": "337927", "name": "SANLAM PRIVATE WEALTH PTY LTD", "abn": "18136960775", "acn": null, "licensed_since": "2009-08-14", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 6.5, "1000": 6.5, "2000": 6.5, "5000": 6.5, "10000": 6.5, "25000": 6.5, "50000": 6.5, "100000": 6.5 }, "prices_native": null, "fx": null, "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/pearler/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/pearler.json" }, { "slug": "superhero", "name": "Superhero", "product": null, "website": "https://www.superhero.com.au/", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; fee schedule dated 9 August 2026, T&Cs v5.1 dated 15 October 2026.", "successor_slug": null, "legal_entity": "Superhero Markets Pty Ltd", "entity_note": null, "authorised_representative_of": "Superhero Securities Limited", "authorised_representative_no": "1276309", "afsl": "430150", "abn": "36633254261", "acn": null, "holding": "custodial", "holding_note": "Superhero Securities holds ASX securities on bare trust. Its sub-custodian is FinClear Services Pty Ltd (ABN 60 136 184 962, AFSL 338264 as printed), which appears on the register. Holdings sit in an omnibus account, not on the client's own HIN.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "FinClear Execution Pty Ltd", "clearing_participant": null, "international_shares": true, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": 20000, "fee": 2, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.01, "min": null, "max": null } ], "rule": "A$2 for all trades up to A$20,000, or 0.01% for trades above A$20,000.", "conditions": [], "gst_note": "Superhero's FSGs say its fees exclude GST, but its terms say fees are GST-inclusive unless stated otherwise, so the price is shown as quoted." }, "account_fee": null, "expected": { "1000": 2, "10000": 2, "50000": 5 }, "quotes": { "brokerage": { "text": "A$2 brokerage for all trades up to A$20,000 or 0.01% for trades above A$20,000", "url": "https://docs.superhero.com.au/guides/Superhero+Fee+Schedule.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "A$2 brokerage for all trades up to A$20,000 or 0.01% for trades above A$20,000", "url": "https://docs.superhero.com.au/guides/Superhero+Fee+Schedule.pdf#page=1", "page": 1, "document_sha256": "fcde70a8a0a4ff5051fa1efb0f39a4064acb390e158718c256777e460eb6324c", "confirmed": "2026-11-13" } }, "holding": { "text": "Those Securities will be held on your behalf in the name of Superhero Securities or the Sub-Custodian.", "url": "https://docs.superhero.com.au/guides/Superhero+Terms+Conditions.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Those Securities will be held on your behalf in the name of Superhero Securities or the Sub-Custodian.", "url": "https://docs.superhero.com.au/guides/Superhero+Terms+Conditions.pdf#page=9", "page": 9, "document_sha256": "d66d74ca3d25f4930e455e53dc5c22ea05d98095a757ed641b39d25848486c1a", "confirmed": "2026-11-13" } }, "execution": { "text": "FinClear Execution Pty Ltd as registered market participant for Australian securities;", "url": "https://docs.superhero.com.au/guides/Superhero+Securities+Limited+FSG.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "FinClear Execution Pty Ltd as registered market participant for Australian securities;", "url": "https://docs.superhero.com.au/guides/Superhero+Securities+Limited+FSG.pdf#page=3", "page": 3, "document_sha256": "7036b444f1709e7a6372aff8f432542217ce4d54fc833e5fedfb1e1dbd5c1e0f", "confirmed": "2026-11-13" } }, "coverage": { "text": "Trade across ASX stocks and ETFs with precision and confidence.", "url": "https://www.superhero.com.au/invest/australian-shares", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade across ASX stocks and ETFs with precision and confidence.", "url": "https://www.superhero.com.au/invest/australian-shares#:~:text=Trade%20across%20ASX%20stocks%20and%20ETFs%20with%20precision%20and%20confidence.", "document_sha256": "4c47bbb5032ac007a3f1398d6e8f653a19751c00f476eff33bf1af577606f796", "confirmed": "2026-11-13" } }, "gst": { "text": "Unless expressly stated otherwise, all Fees, charges and other consideration to be provided under these Terms and Conditions is expressed on a GST-inclusive basis, if GST is applicable. Where a fee is expressly stated to be exclusive of GST, you agree to pay us the GST amount. For the avoidance of doubt, fees in respect of brokerage on trades executed on foreign exchanges are GST-free.", "url": "https://docs.superhero.com.au/guides/Superhero+Terms+Conditions.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Unless expressly stated otherwise, all Fees, charges and other consideration to be provided under these Terms and Conditions is expressed on a GST-inclusive basis, if GST is applicable. Where a fee is expressly stated to be exclusive of GST, you agree to pay us the GST amount. For the avoidance of doubt, fees in respect of brokerage on trades executed on foreign exchanges are GST-free.", "url": "https://docs.superhero.com.au/guides/Superhero+Terms+Conditions.pdf#page=23", "page": 23, "document_sha256": "d66d74ca3d25f4930e455e53dc5c22ea05d98095a757ed641b39d25848486c1a", "confirmed": "2026-11-13" } } }, "sources": [ "https://docs.superhero.com.au/guides/Superhero+Fee+Schedule.pdf", "https://docs.superhero.com.au/guides/Superhero+Securities+Limited+FSG.pdf", "https://www.superhero.com.au/invest/pricing/", "https://docs.superhero.com.au/guides/Superhero+Markets+FSG.pdf", "https://docs.superhero.com.au/guides/Superhero+Terms+Conditions.pdf", "https://www.superhero.com.au/terms-of-use/", "https://www.superhero.com.au/invest/australian-shares" ], "documents": [ { "title": "Fee Schedule", "url": "https://docs.superhero.com.au/guides/Superhero+Fee+Schedule.pdf" }, { "title": "Pricing", "url": "https://www.superhero.com.au/invest/pricing/" }, { "title": "Financial Services Guide (Superhero Securities)", "url": "https://docs.superhero.com.au/guides/Superhero+Securities+Limited+FSG.pdf" }, { "title": "Financial Services Guide (Superhero Markets)", "url": "https://docs.superhero.com.au/guides/Superhero+Markets+FSG.pdf" }, { "title": "Terms and Conditions", "url": "https://docs.superhero.com.au/guides/Superhero+Terms+Conditions.pdf" }, { "title": "Website terms of use", "url": "https://www.superhero.com.au/terms-of-use/" } ], "curation_notes": "The brokerage quote joins the two columns of the fee schedule table row. GST: the FSG says its fees are exclusive of GST, while the T&Cs say amounts are GST-inclusive unless expressly exclusive, so gst is left unknown. AFSL 430150 is Superhero Securities Limited. The documents name FinClear Services Pty Ltd as sub-custodian, not as clearing participant. Execution entity is written FinClear Execution Pty Ltd here and FinClear Execution Ltd in Stake and moomoo documents.", "licence": { "afsl": "430150", "name": "SUPERHERO SECURITIES LIMITED", "abn": "96160456315", "acn": null, "licensed_since": "2013-09-27", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 2.0, "1000": 2.0, "2000": 2.0, "5000": 2.0, "10000": 2.0, "25000": 2.5, "50000": 5.0, "100000": 10.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/superhero/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/superhero.json" }, { "slug": "sharesies", "name": "Sharesies", "product": "Sharesies Australia (IDPS)", "website": "https://www.sharesies.com.au/", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; pricing comparison last reviewed 2 October 2026.", "successor_slug": null, "legal_entity": "Sharesies Australia Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "529893", "abn": "94648811830", "acn": null, "holding": "custodial", "holding_note": "The service is an IDPS. Sharesies Australia Nominee Pty Limited (ACN 650 402 314), a sub-custodian, is the registered owner of ASX shares and the client holds the beneficial interest. US shares are held via Sharesies NZ and DriveWealth LLC.", "asx_coverage": "partial", "asx_coverage_note": "listed companies and ETFs that meet Sharesies' own investment menu policy", "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": "CMC Markets Stockbroking Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": null, "percent": 1.9, "min": null, "max": 6 } ], "rule": "1.9% of the amount invested or sold, capped at $6 for Australian shares (cap reached on orders over $316).", "conditions": [] }, "account_fee": null, "expected": { "1000": 6, "10000": 6, "50000": 6 }, "quotes": { "brokerage": { "text": "For orders below these amounts, a 1.9% transaction fee applies on the amount invested (or sold), ranging from less than 1¢ up to the fee cap.", "url": "https://www.sharesies.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "For orders below these amounts, a 1.9% transaction fee applies on the amount invested (or sold), ranging from less than 1¢ up to the fee cap.", "url": "https://www.sharesies.com.au/pricing#:~:text=For%20orders%20below%20these%20amounts%2C,up%20to%20the%20fee%20cap.", "document_sha256": "0ae723ea076fd6e4250d8b047868bf7e130681842d73d84ab1faa02566cc3eb3", "confirmed": "2026-11-13" } }, "holding": { "text": "The registered owner of any ASX-listed Shares that you tell us to hold in your Portfolio", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The registered owner of any ASX-listed Shares that you tell us to hold in your Portfolio", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf#page=8", "page": 8, "document_sha256": "1f0f127fae5941b1dbe111139f2092d30f9af8e1ea5286f071c81b772f34fcaf", "confirmed": "2026-11-13" } }, "execution": { "text": "CMC Markets Stockbroking Limited (ABN 69 091 002 851; AFSL 246381) (CMC) as the broker-dealer for ASX-listed Shares.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CMC Markets Stockbroking Limited (ABN 69 091 002 851; AFSL 246381) (CMC) as the broker-dealer for ASX-listed Shares.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf#page=8", "page": 8, "document_sha256": "1f0f127fae5941b1dbe111139f2092d30f9af8e1ea5286f071c81b772f34fcaf", "confirmed": "2026-11-13" } }, "coverage": { "text": "Generally, we make all listed-companies and ETFs accessible where they are listed securities on securities exchanges that we’ve made available through our Platform, providing those securities are in accordance with our Investment Menu Policy.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Generally, we make all listed-companies and ETFs accessible where they are listed securities on securities exchanges that we’ve made available through our Platform, providing those securities are in accordance with our Investment Menu Policy.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf#page=27", "page": 27, "document_sha256": "1f0f127fae5941b1dbe111139f2092d30f9af8e1ea5286f071c81b772f34fcaf", "confirmed": "2026-11-13" } }, "clearing": { "text": "If you place an Order for ASX-listed Shares, this gets passed to our broker-dealer who trades, clears and settles on our behalf.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "If you place an Order for ASX-listed Shares, this gets passed to our broker-dealer who trades, clears and settles on our behalf.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf#page=33", "page": 33, "document_sha256": "1f0f127fae5941b1dbe111139f2092d30f9af8e1ea5286f071c81b772f34fcaf", "confirmed": "2026-11-13" } }, "gst": { "text": "Unless we say otherwise, all fees in this section of the IDPS Guide are inclusive of GST, and net of any reduced input tax credits.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Unless we say otherwise, all fees in this section of the IDPS Guide are inclusive of GST, and net of any reduced input tax credits.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf#page=47", "page": 47, "document_sha256": "1f0f127fae5941b1dbe111139f2092d30f9af8e1ea5286f071c81b772f34fcaf", "confirmed": "2026-11-13" } }, "plan_5": { "text": "$5 plan $5 monthly | $54 annually (save $6) Benefits Transaction fees covered on share orders per month: $500 AUD of buy and sell orders, and $1,000 AUD of auto-invest orders", "url": "https://www.sharesies.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$5 plan $5 monthly | $54 annually (save $6) Benefits Transaction fees covered on share orders per month: $500 AUD of buy and sell orders, and $1,000 AUD of auto-invest orders", "url": "https://www.sharesies.com.au/pricing#:~:text=%245%20plan%20%245%20monthly%20%7C,%241%2C000%20AUD%20of%20auto%2Dinvest%20orders", "document_sha256": "0ae723ea076fd6e4250d8b047868bf7e130681842d73d84ab1faa02566cc3eb3", "confirmed": "2026-11-13" } }, "plan_10": { "text": "$10 plan $10 monthly | $108 annually (save $12) Benefits Transaction fees covered on share orders per month: $1,000 AUD of buy and sell orders, and $3,000 AUD of auto-invest orders", "url": "https://www.sharesies.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$10 plan $10 monthly | $108 annually (save $12) Benefits Transaction fees covered on share orders per month: $1,000 AUD of buy and sell orders, and $3,000 AUD of auto-invest orders", "url": "https://www.sharesies.com.au/pricing#:~:text=%2410%20plan%20%2410%20monthly%20%7C,%243%2C000%20AUD%20of%20auto%2Dinvest%20orders", "document_sha256": "0ae723ea076fd6e4250d8b047868bf7e130681842d73d84ab1faa02566cc3eb3", "confirmed": "2026-11-13" } }, "plan_20": { "text": "$20 plan $20 monthly | $216 annually (save $24) Benefits Transaction fees covered on share orders per month: $3,000 AUD of buy and sell orders, and $8,000 AUD of auto-invest orders", "url": "https://www.sharesies.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$20 plan $20 monthly | $216 annually (save $24) Benefits Transaction fees covered on share orders per month: $3,000 AUD of buy and sell orders, and $8,000 AUD of auto-invest orders", "url": "https://www.sharesies.com.au/pricing#:~:text=%2420%20plan%20%2420%20monthly%20%7C,%248%2C000%20AUD%20of%20auto%2Dinvest%20orders", "document_sha256": "0ae723ea076fd6e4250d8b047868bf7e130681842d73d84ab1faa02566cc3eb3", "confirmed": "2026-11-13" } }, "plan_after_coverage": { "text": "After your coverage is used up, pay as you go pricing applies. Change or cancel at any time—there’s no cancellation fee.", "url": "https://www.sharesies.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "After your coverage is used up, pay as you go pricing applies. Change or cancel at any time—there’s no cancellation fee.", "url": "https://www.sharesies.com.au/pricing#:~:text=After%20your%20coverage%20is%20used,any%20time%E2%80%94there%E2%80%99s%20no%20cancellation%20fee.", "document_sha256": "0ae723ea076fd6e4250d8b047868bf7e130681842d73d84ab1faa02566cc3eb3", "confirmed": "2026-11-13" } }, "plan_coverage": { "text": "Once your coverage is used up, the 1.9% transaction fee (and per order fee caps) apply to all orders until your plan renews.", "url": "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Once your coverage is used up, the 1.9% transaction fee (and per order fee caps) apply to all orders until your plan renews.", "url": "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works#:~:text=Once%20your%20coverage%20is%20used,orders%20until%20your%20plan%20renews.", "document_sha256": "ab7c8786e3f4848ba51ec055ec7c5eba96b5532ceb1dc4079cb557d5fec9f23d", "confirmed": "2026-11-13" } }, "plan_renewal": { "text": "Coverage renews every month, regardless of whether you’ve chosen to pay for a plan monthly or annually.", "url": "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Coverage renews every month, regardless of whether you’ve chosen to pay for a plan monthly or annually.", "url": "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works#:~:text=Coverage%20renews%20every%20month%2C%20regardless,a%20plan%20monthly%20or%20annually.", "document_sha256": "ab7c8786e3f4848ba51ec055ec7c5eba96b5532ceb1dc4079cb557d5fec9f23d", "confirmed": "2026-11-13" } }, "plan_not_covered": { "text": "Your plan only covers transaction fees on the orders you place within your coverage balance. It doesn’t cover other fees such as currency exchange fees.", "url": "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your plan only covers transaction fees on the orders you place within your coverage balance. It doesn’t cover other fees such as currency exchange fees.", "url": "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works#:~:text=Your%20plan%20only%20covers%20transaction,such%20as%20currency%20exchange%20fees.", "document_sha256": "ab7c8786e3f4848ba51ec055ec7c5eba96b5532ceb1dc4079cb557d5fec9f23d", "confirmed": "2026-11-13" } }, "plan_refunds": { "text": "We do not provide refunds on plan fees or rollover unused coverage amounts.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We do not provide refunds on plan fees or rollover unused coverage amounts.", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf#page=40", "page": 40, "document_sha256": "1f0f127fae5941b1dbe111139f2092d30f9af8e1ea5286f071c81b772f34fcaf", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.sharesies.com.au/pricing", "https://sharesies.com.au/disclosures/financial-services-guide.pdf", "https://sharesies.com.au/disclosures/idps-guide.pdf", "https://sharesies.com.au/disclosures", "https://intercom.help/sharesies-au/en/articles/8168591-how-plan-coverage-works" ], "documents": [ { "title": "Pricing and plans", "url": "https://www.sharesies.com.au/pricing" }, { "title": "Financial Services Guide", "url": "https://sharesies.com.au/disclosures/financial-services-guide.pdf" }, { "title": "IDPS Guide", "url": "https://sharesies.com.au/disclosures/idps-guide.pdf" }, { "title": "Disclosures", "url": "https://sharesies.com.au/disclosures" } ], "curation_notes": "The IDPS Guide header says effective 12 August 2026 but its body refers to a guide effective 11 August 2025. The pricing page does not say whether GST is included, but section 5 (Fees and other costs) of the IDPS Guide, which sets the 1.9% Transaction Fee and its $6 cap for ASX-listed Shares, says its fees are inclusive of GST unless it says otherwise (read 6 November 2026), so gst is included. The execution sentence reads \"ABN 69 091 002 851\" for CMC; CMC itself publishes ABN 69 081 002 851, so the Sharesies document has a typo. Plans read 6 November 2026 from the pricing page and the help centre's 'How plan coverage works'; the plans are in section 5 of the IDPS Guide, whose fees are GST-inclusive unless it says otherwise, so gst is included.", "plans": [ { "name": "$5 plan", "fee": 5.0, "period": "month", "annual_fee": 54.0, "currency": "AUD", "gst": "included", "buys_asx_shares": true, "per_trade_fee": 0, "covers_order_value": 500, "covers_auto_invest_value": 1000, "what_it_covers": "Sharesies' transaction fees on up to $500 of buy and sell orders and $1,000 of auto-invest orders a month, and transfer fees on linked bank top-ups and round-ups.", "limits": [ "Coverage renews every month, whether the plan is paid monthly or yearly; unused coverage does not roll over and plan fees are not refunded.", "Orders past the month's coverage pay the standard 1.9% transaction fee, capped at $6 for Australian shares.", "Covers transaction fees only, not currency exchange or other fees; US and NZ orders use coverage at their value in Australian dollars.", "Can be changed or cancelled at any time with no cancellation fee; a downgrade or cancellation takes effect at the end of the paid period." ], "quotes": [ "plan_5", "plan_after_coverage", "plan_coverage", "plan_renewal", "plan_not_covered", "plan_refunds", "gst" ], "per_size": { "500": { "trades_covered_a_month": 1, "cheaper_from_trades_a_month": 1 }, "1000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "2000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "5000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "10000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "25000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "50000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "100000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null } } }, { "name": "$10 plan", "fee": 10.0, "period": "month", "annual_fee": 108.0, "currency": "AUD", "gst": "included", "buys_asx_shares": true, "per_trade_fee": 0, "covers_order_value": 1000, "covers_auto_invest_value": 3000, "what_it_covers": "Sharesies' transaction fees on up to $1,000 of buy and sell orders and $3,000 of auto-invest orders a month, and transfer fees on linked bank top-ups and round-ups.", "limits": [ "Coverage renews every month, whether the plan is paid monthly or yearly; unused coverage does not roll over and plan fees are not refunded.", "Orders past the month's coverage pay the standard 1.9% transaction fee, capped at $6 for Australian shares.", "Covers transaction fees only, not currency exchange or other fees; US and NZ orders use coverage at their value in Australian dollars.", "Can be changed or cancelled at any time with no cancellation fee; a downgrade or cancellation takes effect at the end of the paid period." ], "quotes": [ "plan_10", "plan_after_coverage", "plan_coverage", "plan_renewal", "plan_not_covered", "plan_refunds", "gst" ], "per_size": { "500": { "trades_covered_a_month": 2, "cheaper_from_trades_a_month": 2 }, "1000": { "trades_covered_a_month": 1, "cheaper_from_trades_a_month": null }, "2000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "5000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "10000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "25000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "50000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "100000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null } } }, { "name": "$20 plan", "fee": 20.0, "period": "month", "annual_fee": 216.0, "currency": "AUD", "gst": "included", "buys_asx_shares": true, "per_trade_fee": 0, "covers_order_value": 3000, "covers_auto_invest_value": 8000, "what_it_covers": "Sharesies' transaction fees on up to $3,000 of buy and sell orders and $8,000 of auto-invest orders a month, and transfer fees on linked bank top-ups and round-ups.", "limits": [ "Coverage renews every month, whether the plan is paid monthly or yearly; unused coverage does not roll over and plan fees are not refunded.", "Orders past the month's coverage pay the standard 1.9% transaction fee, capped at $6 for Australian shares.", "Covers transaction fees only, not currency exchange or other fees; US and NZ orders use coverage at their value in Australian dollars.", "Can be changed or cancelled at any time with no cancellation fee; a downgrade or cancellation takes effect at the end of the paid period." ], "quotes": [ "plan_20", "plan_after_coverage", "plan_coverage", "plan_renewal", "plan_not_covered", "plan_refunds", "gst" ], "per_size": { "500": { "trades_covered_a_month": 6, "cheaper_from_trades_a_month": 4 }, "1000": { "trades_covered_a_month": 3, "cheaper_from_trades_a_month": null }, "2000": { "trades_covered_a_month": 1, "cheaper_from_trades_a_month": null }, "5000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "10000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "25000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "50000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null }, "100000": { "trades_covered_a_month": 0, "cheaper_from_trades_a_month": null } } } ], "licence": { "afsl": "529893", "name": "SHARESIES AUSTRALIA LIMITED", "abn": "94648811830", "acn": null, "licensed_since": "2023-10-18", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 6.0, "1000": 6.0, "2000": 6.0, "5000": 6.0, "10000": 6.0, "25000": 6.0, "50000": 6.0, "100000": 6.0 }, "prices_native": null, "fx": null, "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/sharesies/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/sharesies.json" }, { "slug": "moomoo", "name": "moomoo", "product": "Moomoo AU (Moomoo Securities Australia Ltd)", "website": "https://www.moomoo.com/au", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Operating.", "successor_slug": null, "legal_entity": "Moomoo Securities Australia Ltd", "entity_note": "Trades as Moomoo AU; formerly Futu Securities (Australia) Ltd, the name on its 8 April 2024 FSG.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "224663", "abn": "51095920648", "acn": null, "holding": "both", "holding_note": "CHESS-sponsored individual HIN by default for accounts opened from 8 April 2024; custodian (bare trust via sub-custodian) accounts available on request at application, and pre-8/4/2024 custodian accounts may stay custodial or migrate.", "asx_coverage": null, "asx_coverage_note": "more than 7,500 ASX shares and ETFs, by its own count", "execution_participant": "FinClear Execution Ltd", "clearing_participant": "FinClear Execution Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": null, "percent": 0.03, "min": 3, "max": null } ], "rule": "A$3 per trade or 0.03% of transaction value, whichever is greater (CHESS-sponsored shares).", "conditions": [ "The FSG of 1 October 2026 charges this as two fees per order, a commission of 0.01% (minimum $1) and a platform fee of 0.02% (minimum $2), both GST inclusive; both minimums give way at $10,000, so the total is the same $3 or 0.03%." ] }, "account_fee": null, "expected": { "1000": 3.0, "10000": 3.0, "50000": 15.0 }, "quotes": { "brokerage": { "text": "A$3 Per trade or 0.03% of transaction value (GST inclusive), whichever value is greater CHESS-sponsored shares", "url": "https://www.moomoo.com/au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "A$3 Per trade or 0.03% of transaction value (GST inclusive), whichever value is greater CHESS-sponsored shares", "url": "https://www.moomoo.com/au/pricing#:~:text=A%243%20Per%20trade%20or%200.03%25,value%20is%20greater%20CHESS%2Dsponsored%20shares", "document_sha256": "d75e040be58f3729504b81b66f3be89f2bee7a32393520997564eb3579563d26", "confirmed": "2026-11-13" } }, "holding": { "text": "Any ASX-listed financial products you acquire through the account will be individually CHESS-sponsored and directly registered under your name.", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Any ASX-listed financial products you acquire through the account will be individually CHESS-sponsored and directly registered under your name.", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017#page=4", "page": 4, "document_sha256": "30ca7898e4a1b14751a05e64d79bd1a633919c1b52ac7b691bfe7765adb046b7", "confirmed": "2026-11-13" } }, "execution": { "text": "All execution, clearing and settlement services relating to ASX-listed financial products through the CHESS-sponsored accounts are provided by FinClear Execution Ltd, ABN 56 061 751 102, AFSL 246842.", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All execution, clearing and settlement services relating to ASX-listed financial products through the CHESS-sponsored accounts are provided by FinClear Execution Ltd, ABN 56 061 751 102, AFSL 246842.", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017#page=4", "page": 4, "document_sha256": "30ca7898e4a1b14751a05e64d79bd1a633919c1b52ac7b691bfe7765adb046b7", "confirmed": "2026-11-13" } }, "coverage": { "text": "Trade More Than 7500 ASX Shares & ETFs", "url": "https://invest.au.moomoo.com/asx_shares", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade More Than 7500 ASX Shares & ETFs", "url": "https://invest.au.moomoo.com/asx_shares#:~:text=Trade%20More%20Than%207500%20ASX%20Shares%20%26%20ETFs", "document_sha256": "6a238d52078a886a55cd15a6079d3181a703207cdee5f7bee809334b7355183d", "confirmed": "2026-11-13" } }, "commission": { "text": "Commission 0.01%* Transaction Amount, min $1 / Order", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Commission 0.01%* Transaction Amount, min $1 / Order", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017#page=16", "page": 16, "document_sha256": "30ca7898e4a1b14751a05e64d79bd1a633919c1b52ac7b691bfe7765adb046b7", "confirmed": "2026-11-13" } }, "platform_fee": { "text": "Platform fee 0.02% * Transaction Amount, min $2 / Order", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Platform fee 0.02% * Transaction Amount, min $2 / Order", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017#page=16", "page": 16, "document_sha256": "30ca7898e4a1b14751a05e64d79bd1a633919c1b52ac7b691bfe7765adb046b7", "confirmed": "2026-11-13" } }, "entity": { "text": "Moomoo Securities Australia Ltd, ABN 51 095 920 648, an Australian Financial Services Licensee (AFSL No. 224663).", "url": "https://www.moomoo.com/au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Moomoo Securities Australia Ltd, ABN 51 095 920 648, an Australian Financial Services Licensee (AFSL No. 224663).", "url": "https://www.moomoo.com/au/pricing#:~:text=Moomoo%20Securities%20Australia%20Ltd%2C%20ABN,Services%20Licensee%20%28AFSL%20No.%20224663%29.", "document_sha256": "d75e040be58f3729504b81b66f3be89f2bee7a32393520997564eb3579563d26", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.moomoo.com/au/pricing", "https://risk-disclosure.au.moomoo.com/j/AUOA0017", "https://invest.au.moomoo.com/asx_shares" ], "documents": [ { "title": "Pricing", "url": "https://www.moomoo.com/au/pricing" }, { "title": "Financial Services Guide (1 October 2026)", "url": "https://risk-disclosure.au.moomoo.com/j/AUOA0017" } ], "curation_notes": "FSG used is dated 1 October 2026, issued by Moomoo Securities Australia Ltd (formerly Futu Securities (Australia) Ltd; same ABN 51 095 920 648 and AFSL 224663); its AUS Stocks and ETFs table, headed \"Fee (GST inclusive)\", lists the commission and platform fee separately, and its notes say brokerage is the two combined. Its link (risk-disclosure.au.moomoo.com/j/AUOA0017) redirects to the PDF; the holding and execution sentences are unchanged from the 8 April 2024 FSG. Pricing page says \"All prices listed in $A and GST inclusive\" and its comparison table confirms $3.00 at $10,000 and $15.00 at $50,000.", "licence": { "afsl": "224663", "name": "MOOMOO SECURITIES AUSTRALIA LTD", "abn": "51095920648", "acn": null, "licensed_since": "2003-04-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Either", "prices": { "500": 3.0, "1000": 3.0, "2000": 3.0, "5000": 3.0, "10000": 3.0, "25000": 7.5, "50000": 15.0, "100000": 30.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/moomoo/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/moomoo.json" }, { "slug": "webull", "name": "Webull", "product": "Webull Australia", "website": "https://www.webull.com.au", "category": "active_asx_retail", "checked": "2026-11-08", "status_note": "Operating; FSG issue date 24 April 2026.", "successor_slug": null, "legal_entity": "Webull Securities (Australia) Pty. Ltd.", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "536980", "abn": "51654849457", "acn": null, "holding": "chess", "holding_note": "Each client is issued their own HIN; Webull is a trading participant only and FinClear clears/settles.", "asx_coverage": null, "asx_coverage_note": "over 3,000 shares, ETFs and warrants on ASX and Cboe", "execution_participant": "Webull Securities (Australia) Pty. Ltd.", "clearing_participant": "FinClear", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": null, "percent": 0.03, "min": 1, "max": null } ], "rule": "$1 per trade or 0.03% of trade value, whichever is greater, on ASX stocks.", "conditions": [ "ASX ETFs are $0 per trade." ] }, "account_fee": null, "expected": { "1000": 1.0, "10000": 3.0, "50000": 15.0 }, "quotes": { "brokerage": { "text": "Stocks $ 1 per trade or 0.03% of trade value (GST inclusive), whichever value is greater.", "url": "https://www.webull.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Stocks $ 1 per trade or 0.03% of trade value (GST inclusive), whichever value is greater.", "url": "https://www.webull.com.au/pricing#:~:text=Stocks%20%24%201%20per%20trade,inclusive%29%2C%20whichever%20value%20is%20greater.", "document_sha256": "d66f6571c0a1386ad240919ae6b851d868ed01ad5578c78c4366dcbc57b5b66f", "confirmed": "2026-11-13" } }, "holding": { "text": "Yes, as a Webull customer, you will have your own HIN (Holder Identification Number). Webull is CHESS sponsored, and upon creating your account, you will be issued a new unique HIN.", "url": "https://www.webull.com.au/help/faq/1420", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Yes, as a Webull customer, you will have your own HIN (Holder Identification Number). Webull is CHESS sponsored, and upon creating your account, you will be issued a new unique HIN.", "url": "https://www.webull.com.au/help/faq/1420#:~:text=Yes%2C%20as%20a%20Webull%20customer%2C,issued%20a%20new%20unique%20HIN.", "document_sha256": "34cd39e84245c8355cc61c23289f81d724932f5349c42467ce3b9cc48e8926d8", "confirmed": "2026-11-13" } }, "execution": { "text": "As Webull Securities (Australia) Pty Ltd is not a Clearing Participant of the ASX, Webull Securities (Australia) Pty Ltd has appointed a third party Clearer (FinClear) for the settlement and clearing of our client trades.", "url": "https://www.webull.com.au/help/faq/1468", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "As Webull Securities (Australia) Pty Ltd is not a Clearing Participant of the ASX, Webull Securities (Australia) Pty Ltd has appointed a third party Clearer (FinClear) for the settlement and clearing of our client trades.", "url": "https://www.webull.com.au/help/faq/1468#:~:text=As%20Webull%20Securities%20%28Australia%29%20Pty,clearing%20of%20our%20client%20trades.", "document_sha256": "69c84dc96b3b0f3b77c7422b46eb12dadae6cbfb7415ad32d2d326027bd9585e", "confirmed": "2026-11-13" } }, "coverage": { "text": "Trade over 3,000 shares, ETFs, and warrants on ASX and CBOE.", "url": "https://www.webull.com.au/au-stocks", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade over 3,000 shares, ETFs, and warrants on ASX and CBOE.", "url": "https://www.webull.com.au/au-stocks#:~:text=Trade%20over%203%2C000%20shares%2C%20ETFs%2C,warrants%20on%20ASX%20and%20CBOE.", "document_sha256": "3c38ffc927b531e38c359d7bd42e7d042c49e7aa96ea3cae5ce8c537030d792e", "confirmed": "2026-11-13" } }, "etf_brokerage": { "text": "ETFs $ 0 per trade", "url": "https://www.webull.com.au/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "ETFs $ 0 per trade", "url": "https://www.webull.com.au/pricing#:~:text=ETFs%20%24%200%20per%20trade", "document_sha256": "d66f6571c0a1386ad240919ae6b851d868ed01ad5578c78c4366dcbc57b5b66f", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.webull.com.au/pricing", "https://www.webull.com.au/policy?code=AU_FINANCIAL_SERVICES_GUIDE", "https://www.webull.com.au/help/faq/1468", "https://www.webull.com.au/help/faq/1420", "https://www.webull.com.au/help/faq/1291-Who-is-Webull-Securities", "https://a1uweb.wbausecurities.com/agreement/7d443859de1d4a408a50901429443b93.pdf", "https://www.webull.com.au/au-stocks" ], "documents": [ { "title": "Pricing", "url": "https://www.webull.com.au/pricing" }, { "title": "Financial Services Guide", "url": "https://www.webull.com.au/policy?code=AU_FINANCIAL_SERVICES_GUIDE" }, { "title": "Financial Services Guide (PDF copy)", "url": "https://a1uweb.wbausecurities.com/agreement/7d443859de1d4a408a50901429443b93.pdf" }, { "title": "Why is Webull not my CHESS sponsor?", "url": "https://www.webull.com.au/help/faq/1468" }, { "title": "Do I have my own HIN?", "url": "https://www.webull.com.au/help/faq/1420" }, { "title": "Who is Webull Securities?", "url": "https://www.webull.com.au/help/faq/1291-Who-is-Webull-Securities" } ], "curation_notes": "Brokerage text on the pricing page is split over lines (\"$ 1 per trade\"). Webull help FAQ says it is a Trading Participant only; FinClear is named without the full entity name (third-party summaries say FinClear Services Pty Ltd, not used). The holding quote is from FAQ 1420 and the execution quote from FAQ 1468. ETF brokerage (read 8 November 2026): the pricing page's AU Market card gives \"ETFs $ 0 per trade\" beside the stocks rate, and its fee table lists \"Commission – ETFs\" at $0 under Australian Stocks, ETFs and Warrants. The page's search metadata still describes an older $4.90 / 0.05% ASX rate, which the visible page does not show; it is not used.", "etf_brokerage": { "tiers": [ { "up_to": null, "fee": 0, "percent": null, "min": null, "max": null } ], "rule": "$0 per trade on ASX ETFs.", "quotes": [ "etf_brokerage" ] }, "licence": { "afsl": "536980", "name": "WEBULL SECURITIES (AUSTRALIA) PTY. LTD.", "abn": "51654849457", "acn": null, "licensed_since": "2022-06-17", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 1.0, "1000": 1.0, "2000": 1.0, "5000": 1.5, "10000": 3.0, "25000": 7.5, "50000": 15.0, "100000": 30.0 }, "prices_native": null, "fx": null, "plans": [], "etf_prices": { "500": 0.0, "1000": 0.0, "2000": 0.0, "5000": 0.0, "10000": 0.0, "25000": 0.0, "50000": 0.0, "100000": 0.0 }, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/webull/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/webull.json" }, { "slug": "interactive-brokers", "name": "Interactive Brokers", "product": null, "website": "https://www.interactivebrokers.com.au", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating.", "successor_slug": null, "legal_entity": "Interactive Brokers Australia Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "453554", "abn": "98166929568", "acn": null, "holding": "custodial", "holding_note": "Nominee and custody model: Australian shares are recorded on a HIN sponsored by BNP Paribas in a client sub-custody account; client is beneficial owner, not an individual HIN.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Interactive Brokers Australia Pty Ltd", "clearing_participant": "BNP Paribas", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "excluded", "tiers": [ { "up_to": null, "fee": null, "percent": 0.08, "min": 6, "max": null } ], "rule": "Fixed plan: 0.08% of trade value, minimum AUD 6.00 per order, exclusive of GST (GST is added for Australian residents).", "conditions": [ "The Tiered plan is 0.08% with a AUD 5.00 minimum for monthly trade value up to AUD 3m, lower above, plus exchange and clearing fees." ] }, "account_fee": null, "expected": { "1000": 6.6, "10000": 8.8, "50000": 44.0 }, "quotes": { "brokerage": { "text": "Fixed Example Exclusive of GST 5 : 400 Shares @ AUD 50 Share Price = AUD 16.00", "url": "https://www.interactivebrokers.com.au/en/pricing/commissions-stocks-asia-pacific.php", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Fixed Example Exclusive of GST 5 : 400 Shares @ AUD 50 Share Price = AUD 16.00", "url": "https://www.interactivebrokers.com.au/en/pricing/commissions-stocks-asia-pacific.php#:~:text=Fixed%20Example%20Exclusive%20of%20GST,Share%20Price%20%3D%20AUD%2016.00", "document_sha256": "68e897806da6e16984c4aba1048c9e6b03be08852b91b12f4f8c2b754e93c545", "confirmed": "2026-11-13" } }, "holding": { "text": "Please note that IBA holds clients' Australian assets at BNP in a client sub-custody account separately from its own assets.", "url": "https://www.interactivebrokers.com.au/en/general/security-investor-protection.php", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Please note that IBA holds clients' Australian assets at BNP in a client sub-custody account separately from its own assets.", "url": "https://www.interactivebrokers.com.au/en/general/security-investor-protection.php#:~:text=Please%20note%20that%20IBA%20holds,separately%20from%20its%20own%20assets.", "document_sha256": "c8ac66ac551baf430e927fcb2d209284aab2ee2447b0d702c2c470a86a79cc85", "confirmed": "2026-11-13" } }, "execution": { "text": "Whilst IBA is a market participant of the ASX and the Cboe Australia markets, IBA has appointed a third-party, BNP Paribas, ABN: 23000000117, AFSL 238043 (\"BNP\"), to clear and settle the transactions that IBA executes on behalf of clients on these markets, as well as ensuring that these shares are recorded on a HIN sponsored by BNP.", "url": "https://www.interactivebrokers.com.au/en/general/security-investor-protection.php", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Whilst IBA is a market participant of the ASX and the Cboe Australia markets, IBA has appointed a third-party, BNP Paribas, ABN: 23000000117, AFSL 238043 (\"BNP\"), to clear and settle the transactions that IBA executes on behalf of clients on these markets, as well as ensuring that these shares are recorded on a HIN sponsored by BNP.", "url": "https://www.interactivebrokers.com.au/en/general/security-investor-protection.php#:~:text=Whilst%20IBA%20is%20a%20market,a%20HIN%20sponsored%20by%20BNP.", "document_sha256": "c8ac66ac551baf430e927fcb2d209284aab2ee2447b0d702c2c470a86a79cc85", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.interactivebrokers.com.au/en/pricing/commissions-stocks-asia-pacific.php", "https://www.interactivebrokers.com.au/en/general/security-investor-protection.php" ], "documents": [ { "title": "Commissions", "url": "https://www.interactivebrokers.com.au/en/pricing/commissions-stocks-asia-pacific.php" }, { "title": "Client protection", "url": "https://www.interactivebrokers.com.au/en/general/security-investor-protection.php" } ], "curation_notes": "Tiers hold the numbers as the page quotes them, ex GST. The roster expected values (6.60 / 8.80 / 44.00) were stated GST-inclusive (ex-GST would be 6.00 / 8.00 / 40.00); the check multiplies by 1.1. The brokerage quote is the page example (400 shares at AUD 50 = AUD 16.00 ex GST, 17.60 incl); the AUD 6.00 fixed minimum is read from the table cells (the cell reads AUD 6.00 after the Tier I-V minimums). No FSG was fetched.", "licence": { "afsl": "453554", "name": "INTERACTIVE BROKERS AUSTRALIA PTY LTD", "abn": "98166929568", "acn": null, "licensed_since": "2016-07-28", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 6.6, "1000": 6.6, "2000": 6.6, "5000": 6.6, "10000": 8.8, "25000": 22.0, "50000": 44.0, "100000": 88.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/interactive-brokers/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/interactive-brokers.json" }, { "slug": "tiger-brokers", "name": "Tiger Brokers", "product": null, "website": "https://www.tigerbrokers.com.au", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; FSG dated 1 June 2026.", "successor_slug": null, "legal_entity": "Tiger Brokers (AU) Pty Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "300767", "abn": "12007268386", "acn": null, "holding": "chess", "holding_note": "For clients opening accounts from 5pm 12 January 2024, OpenMarkets is CHESS sponsor and executes/clears/settles; earlier clients may be held under TBAU custody (FSG describes TBAU custodial services generally).", "asx_coverage": null, "asx_coverage_note": "4,600+ ASX stocks and ETFs", "execution_participant": "OpenMarkets Australia Limited", "clearing_participant": "OpenMarkets Australia Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 10000, "fee": 3, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.03, "min": null, "max": null } ], "rule": "AUD 3 flat per order up to AUD 10,000, then 0.03% of trade value.", "conditions": [ "A promotion waives the minimum brokerage for up to 4 trades a month for new users (not reflected)." ] }, "account_fee": null, "expected": { "1000": 3.0, "10000": 3.0, "50000": 15.0 }, "quotes": { "brokerage": { "text": "AUD 3 flat brokerage to buy or sell up to AUD 10,000 per order and 0.03% of trade value after that", "url": "https://www.tigerbrokers.com.au/commissions", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "AUD 3 flat brokerage to buy or sell up to AUD 10,000 per order and 0.03% of trade value after that", "url": "https://www.tigerbrokers.com.au/commissions#:~:text=AUD%203%20flat%20brokerage%20to,of%20trade%20value%20after%20that", "document_sha256": "35bcd061619a0ec3b2aef929bf9889a4e06c89812276b360d45c62bd3a4320d0", "confirmed": "2026-11-13" } }, "holding": { "text": "OpenMarkets will act as your CHESS Sponsoring Participant and we will not provide you custodial services in respect of assets held on your behalf by OpenMarkets;", "url": "https://www.tigerbrokers.com.au/agreement/TBAU-Financial-Services-Guide?skin=2", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "OpenMarkets will act as your CHESS Sponsoring Participant and we will not provide you custodial services in respect of assets held on your behalf by OpenMarkets;", "url": "https://www.tigerbrokers.com.au/agreement/TBAU-Financial-Services-Guide?skin=2#:~:text=OpenMarkets%20will%20act%20as%20your,on%20your%20behalf%20by%20OpenMarkets%3B", "document_sha256": "4e949a0c9b2638ffaa2ab8347d5d7eda12163f7c6ca467dcb5d3738928857b1b", "confirmed": "2026-11-13" } }, "execution": { "text": "From 5 pm, 12 January 2024, new clients opening an account with us will also become clients of OpenMarkets Australia Limited ACN 090 47 012 (AFSL No. 246705) (OpenMarkets) to execute, clear and settle transactions via the ASX.", "url": "https://www.tigerbrokers.com.au/agreement/TBAU-Financial-Services-Guide?skin=2", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "From 5 pm, 12 January 2024, new clients opening an account with us will also become clients of OpenMarkets Australia Limited ACN 090 47 012 (AFSL No. 246705) (OpenMarkets) to execute, clear and settle transactions via the ASX.", "url": "https://www.tigerbrokers.com.au/agreement/TBAU-Financial-Services-Guide?skin=2#:~:text=From%205%20pm%2C%2012%20January,settle%20transactions%20via%20the%20ASX.", "document_sha256": "4e949a0c9b2638ffaa2ab8347d5d7eda12163f7c6ca467dcb5d3738928857b1b", "confirmed": "2026-11-13" } }, "coverage": { "text": "Access 4,600+ ASX stocks & ETFs", "url": "https://www.tigerbrokers.com.au/commissions", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Access 4,600+ ASX stocks & ETFs", "url": "https://www.tigerbrokers.com.au/commissions#:~:text=Access%204%2C600%2B%20ASX%20stocks%20%26%20ETFs", "document_sha256": "35bcd061619a0ec3b2aef929bf9889a4e06c89812276b360d45c62bd3a4320d0", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.tigerbrokers.com.au/commissions", "https://www.tigerbrokers.com.au/agreement/TBAU-Financial-Services-Guide?skin=2", "https://openmarkets.com.au/legals" ], "documents": [ { "title": "Pricing", "url": "https://www.tigerbrokers.com.au/commissions" }, { "title": "Financial Services Guide", "url": "https://www.tigerbrokers.com.au/agreement/TBAU-Financial-Services-Guide?skin=2" }, { "title": "Openmarkets legal documents", "url": "https://openmarkets.com.au/legals" } ], "curation_notes": "FSG says its fees are GST inclusive. The Openmarkets ACN prints truncated in the FSG (\"090 47 012\"). Accounts opened before 12 January 2024 may be held under Tiger custody; the FSG does not say so explicitly.", "licence": { "afsl": "300767", "name": "TIGER BROKERS (AU) PTY LIMITED", "abn": "12007268386", "acn": null, "licensed_since": "2006-08-29", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail", "wholesale" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 3.0, "1000": 3.0, "2000": 3.0, "5000": 3.0, "10000": 3.0, "25000": 7.5, "50000": 15.0, "100000": 30.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/tiger-brokers/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/tiger-brokers.json" }, { "slug": "totality", "name": "Totality", "product": "Totality Wealth (formerly Saxo Australia)", "website": "https://www.totality.com.au", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; formerly Saxo Capital Markets (Australia), renamed Totality Wealth Limited after a majority stake was acquired. The site says \"formerly Saxo Australia\".", "successor_slug": null, "legal_entity": "Totality Wealth Limited", "entity_note": "Formerly Saxo Capital Markets (Australia).", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "280372", "abn": "32110128286", "acn": null, "holding": "both", "holding_note": "Custody account (default, cheaper): Saxo Bank A/S custodian, sub-custodian Citibank. HIN/CHESS account available at higher brokerage.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": null, "fee": null, "percent": 0.08, "min": 3, "max": null } ], "rule": "Custody share trading account on the Classic tier: 0.08% of trade value, minimum AUD 3.", "conditions": [ "This is the default custody account (Saxo Bank A/S custodian). A HIN/CHESS account costs more: Classic 0.1% min AUD 14.90, First tier 0.06% min AUD 14.90.", "First tier custody costs 0.03% min AUD 3." ], "gst_note": "Totality's FSG says some of its services attract GST, but not whether its commissions include it, so the price is shown as quoted." }, "account_fee": null, "expected": { "1000": 3.0, "10000": 8.0, "50000": 40.0 }, "quotes": { "brokerage": { "text": "The minimum commission is AUD 3 per trade, or a basis point of the investment value (whichever is higher). If your account is on the Classic tier, the commission is 0.08%, , and the First tier 0.03%.", "url": "https://www.totality.com.au/rates-and-conditions/stocks/stocks-pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The minimum commission is AUD 3 per trade, or a basis point of the investment value (whichever is higher). If your account is on the Classic tier, the commission is 0.08%, , and the First tier 0.03%.", "url": "https://www.totality.com.au/rates-and-conditions/stocks/stocks-pricing#:~:text=The%20minimum%20commission%20is%20AUD,and%20the%20First%20tier%200.03%25.", "document_sha256": "688aca599b374bd7caf122077dba7915ee9db504d8019c15a9fa5c61b4253362", "confirmed": "2026-11-13" } }, "holding": { "text": "Custody means when trading ASX Stocks, ETFs, ETCs and Bonds with Totality Wealth Limited in a custody share trading account, Saxo Bank A/S is acting as the custodian of the assets. These assets are held on your behalf by Saxo Bank’s sub-custodian Citibank, under Totality Wealth Limited.", "url": "https://www.totality.com.au/rates-and-conditions/stocks/stocks-pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Custody means when trading ASX Stocks, ETFs, ETCs and Bonds with Totality Wealth Limited in a custody share trading account, Saxo Bank A/S is acting as the custodian of the assets. These assets are held on your behalf by Saxo Bank’s sub-custodian Citibank, under Totality Wealth Limited.", "url": "https://www.totality.com.au/rates-and-conditions/stocks/stocks-pricing#:~:text=Custody%20means%20when%20trading%20ASX,Citibank%2C%20under%20Totality%20Wealth%20Limited.", "document_sha256": "688aca599b374bd7caf122077dba7915ee9db504d8019c15a9fa5c61b4253362", "confirmed": "2026-11-13" } }, "gst": { "text": "Certain of Totality's services will be subject to Goods and Services Tax (“GST”). Where GST was payable on a service (and the relevant commission payable by you),", "url": "https://sadmacdnwesteu01.blob.core.windows.net/dmaau/websitecontent/TermsAndAgreements/Totality%20-%20Financial%20Services%20Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Certain of Totality's services will be subject to Goods and Services Tax (“GST”). Where GST was payable on a service (and the relevant commission payable by you),", "url": "https://sadmacdnwesteu01.blob.core.windows.net/dmaau/websitecontent/TermsAndAgreements/Totality%20-%20Financial%20Services%20Guide.pdf#page=5", "page": 5, "document_sha256": "a0b754638ccc1a44260a04d72bc5f84de60ac9844b46605a0af987c8dae09855", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.totality.com.au/rates-and-conditions/stocks/stocks-pricing", "https://sadmacdnwesteu01.blob.core.windows.net/dmaau/websitecontent/TermsAndAgreements/Totality%20-%20Financial%20Services%20Guide.pdf", "https://www.totality.com.au/rates-and-conditions/pricing", "https://www.totality.com.au/rates-and-conditions/commissions-charges-and-margin-schedule", "https://www.totality.com.au/" ], "documents": [ { "title": "Stocks pricing", "url": "https://www.totality.com.au/rates-and-conditions/stocks/stocks-pricing" }, { "title": "Pricing overview", "url": "https://www.totality.com.au/rates-and-conditions/pricing" }, { "title": "Commissions and margin schedule", "url": "https://www.totality.com.au/rates-and-conditions/commissions-charges-and-margin-schedule" }, { "title": "Financial Services Guide", "url": "https://sadmacdnwesteu01.blob.core.windows.net/dmaau/websitecontent/TermsAndAgreements/Totality%20-%20Financial%20Services%20Guide.pdf" } ], "curation_notes": "Pages do not say whether the fee includes GST. The FSG dated 11 August 2025 names no execution or clearing participant, nor who sponsors the HIN option. The custody figures are the Classic tier; the HIN/CHESS Classic equivalent would be 14.90 / 14.90 / 50.00. International custody fee 0.12% p.a. Classic.", "licence": { "afsl": "280372", "name": "TOTALITY WEALTH LIMITED", "abn": "32110128286", "acn": null, "licensed_since": "2004-12-07", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail", "unstated" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Either", "prices": { "500": 3.0, "1000": 3.0, "2000": 3.0, "5000": 4.0, "10000": 8.0, "25000": 20.0, "50000": 40.0, "100000": 80.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/totality/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/totality.json" }, { "slug": "etoro", "name": "eToro", "product": "eToro Service (securities)", "website": "https://www.etoro.com/en-au/", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; ASX stocks are offered as real, non-leveraged stocks.", "successor_slug": null, "legal_entity": "eToro Asset Management Limited", "entity_note": "Responsible entity of eToro Service (ARSN 637 489 466), the managed investment scheme that holds clients’ investments.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "319738", "abn": "51122005396", "acn": null, "holding": "custodial", "holding_note": "Securities held via a registered managed investment scheme (eToro Service); investments held in the name of the Custodian, eToro (Europe) Ltd (Cyprus), in omnibus accounts. No HIN.", "asx_coverage": "partial", "asx_coverage_note": "a selection of ASX shares: its own Sydney market listing showed 221 stocks and no ASX ETFs", "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": { "currency": "USD", "gst": "unknown", "tiers": [ { "up_to": null, "fee": 2, "percent": null, "min": null, "max": null } ], "rule": "US$2 commission when opening and US$2 when closing a stock position on Australian-exchange stocks (Australian residents, from 11 August 2024).", "conditions": [ "Charged in US dollars on each open and each close, so a round trip is US$4.", "No commission on ETFs.", "Commission is calculated in US dollars whatever the stock's currency; an AUD account trades Australian-dollar shares with no conversion fee, but deposits and withdrawals in other currencies are converted for a fee." ], "gst_note": "eToro's account terms say amounts payable are stated exclusive of GST unless otherwise agreed; its fee page does not say, so the price is shown as quoted." }, "account_fee": null, "expected": { "1000": 2.0, "10000": 2.0, "50000": 2.0 }, "quotes": { "brokerage": { "text": "A commission fee of $1 or $2 may apply when opening and closing a stock position, depending on your country of residence and the stock exchange on which the asset is traded.", "url": "https://www.etoro.com/trading/fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "A commission fee of $1 or $2 may apply when opening and closing a stock position, depending on your country of residence and the stock exchange on which the asset is traded.", "url": "https://www.etoro.com/trading/fees/#:~:text=A%20commission%20fee%20of%20%241,which%20the%20asset%20is%20traded.", "document_sha256": "4d2da1f46844c31fbc7fd8d39dcff63f356c2d6bb9d775cbe21383240aa6322f", "confirmed": "2026-11-13" } }, "holding": { "text": "We use a Custodian which means that the investments referable to your Account are held in the name of the Custodian.", "url": "https://www.etoro.com/wp-content/uploads/2026/03/Combined-PDS-eToro-AUS-Capital-eToro-AM-1.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We use a Custodian which means that the investments referable to your Account are held in the name of the Custodian.", "url": "https://www.etoro.com/wp-content/uploads/2026/03/Combined-PDS-eToro-AUS-Capital-eToro-AM-1.pdf#page=45", "page": 45, "document_sha256": "cf78c97454557c652e12b1bb8116a257c94b40d875942d4e3d9c967874f712f1", "confirmed": "2026-11-13" } }, "currency": { "text": "Are calculated in USD, regardless of the base currency of the stock being traded", "url": "https://www.etoro.com/trading/fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Are calculated in USD, regardless of the base currency of the stock being traded", "url": "https://www.etoro.com/trading/fees/#:~:text=Are%20calculated%20in%20USD%2C%20regardless,of%20the%20stock%20being%20traded", "document_sha256": "4d2da1f46844c31fbc7fd8d39dcff63f356c2d6bb9d775cbe21383240aa6322f", "confirmed": "2026-11-13" } }, "etfs": { "text": "We charge zero commission for ETF trades.", "url": "https://www.etoro.com/trading/fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We charge zero commission for ETF trades.", "url": "https://www.etoro.com/trading/fees/#:~:text=We%20charge%20zero%20commission%20for%20ETF%20trades.", "document_sha256": "4d2da1f46844c31fbc7fd8d39dcff63f356c2d6bb9d775cbe21383240aa6322f", "confirmed": "2026-11-13" } }, "gst": { "text": "13.8 Unless otherwise agreed, the terms of any amounts payable by you under these Terms are stated exclusive of GST. If GST is payable on a taxable supply made by eToro Australia under, by reference to, or in connection with these Terms, you must also pay the amount of GST payable in respect of that taxable supply. eToro Australia will when required by law and as far as practicable state in Confirmations (or Account statements, if applicable) the amounts as GSTinclusive.", "url": "https://www.etoro.com/wp-content/uploads/2026/09/eToro_AUS_TnC_CURRENT_2026-September-30_Clean.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "13.8 Unless otherwise agreed, the terms of any amounts payable by you under these Terms are stated exclusive of GST. If GST is payable on a taxable supply made by eToro Australia under, by reference to, or in connection with these Terms, you must also pay the amount of GST payable in respect of that taxable supply. eToro Australia will when required by law and as far as practicable state in Confirmations (or Account statements, if applicable) the amounts as GSTinclusive.", "url": "https://www.etoro.com/wp-content/uploads/2026/09/eToro_AUS_TnC_CURRENT_2026-September-30_Clean.pdf#page=28", "page": 28, "document_sha256": "f4fc4737e3863a7e8370351993e09e535efda650decd0939787beb8959a7ac38", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.etoro.com/trading/fees/", "https://www.etoro.com/wp-content/uploads/2026/03/20260825_FSG.pdf", "https://www.etoro.com/wp-content/uploads/2026/03/Combined-PDS-eToro-AUS-Capital-eToro-AM-1.pdf", "https://www.etoro.com/wp-content/uploads/2026/09/eToro_AUS_TnC_CURRENT_2026-September-30_Clean.pdf" ], "documents": [ { "title": "Fees", "url": "https://www.etoro.com/trading/fees/" }, { "title": "Product Disclosure Statements", "url": "https://www.etoro.com/wp-content/uploads/2026/03/Combined-PDS-eToro-AUS-Capital-eToro-AM-1.pdf" }, { "title": "Financial Services Guide", "url": "https://www.etoro.com/wp-content/uploads/2026/03/20260825_FSG.pdf" }, { "title": "Terms and Conditions", "url": "https://www.etoro.com/wp-content/uploads/2026/09/eToro_AUS_TnC_CURRENT_2026-September-30_Clean.pdf" } ], "curation_notes": "CFDs sit with a second entity, eToro AUS Capital Limited (AFSL 491139, ABN 66 612 791 803). The Cyprus custodian is eToro (Europe) Ltd per the PDS. The fee quote says $1 or $2 may apply depending on residency and exchange; the fee table with country Australia shows $2. ASX coverage: eToro's own Sydney exchange listing (https://www.etoro.com/discover/markets/stocks/exchange/sydney) showed 221 stocks and no ASX ETFs on 15 October 2026; no sentence states the limit. Expected figures are in US dollars, as charged; the page converts them at the RBA rate.", "etf_brokerage": { "offered": null, "note": "eToro's fee page says it charges no commission on ETF trades, but whether ASX-listed ETFs can be bought is not stated: its Sydney stock listing, read 8 November 2026, holds 220 stocks and no ETF, and its Sydney ETF listing needs a log-in. Not in the ETF ranking until eToro says.", "quotes": [ "etfs" ] }, "licence": { "afsl": "319738", "name": "ETORO ASSET MANAGEMENT LIMITED", "abn": "51122005396", "acn": null, "licensed_since": "2008-06-19", "locality": "Sydney NSW 2000", "authorisations": { "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 2.92, "1000": 2.92, "2000": 2.92, "5000": 2.92, "10000": 2.92, "25000": 2.92, "50000": 2.92, "100000": 2.92 }, "prices_native": { "500": 2.0, "1000": 2.0, "2000": 2.0, "5000": 2.0, "10000": 2.0, "25000": 2.0, "50000": 2.0, "100000": 2.0 }, "fx": { "usd_per_aud": 0.6841, "date": "2026-11-12", "rate_type": "RBA 4.00 pm AUD/USD", "source": "https://www.rba.gov.au/statistics/frequency/exchange-rates.html", "licence": "Creative Commons Attribution 4.0 International; source: Reserve Bank of Australia", "converted_from": "USD" }, "plans": [], "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/etoro/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/etoro.json" }, { "slug": "ig", "name": "IG", "product": "IG share trading", "website": "https://www.ig.com/au", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; $0 online ASX commission as of October 2026.", "successor_slug": null, "legal_entity": "IG Australia Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "515106", "abn": "93096585410", "acn": null, "holding": "custodial", "holding_note": "IG Trading Platform: Australian shares registered in CHESS under Citicorp Nominees Pty Limited (PID 20018), held by Citibank Pty Ltd; IG Markets App: sub-custodian is Interactive Brokers Australia Pty Ltd.", "asx_coverage": null, "asx_coverage_note": "\"thousands\" of Australian shares", "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": 0, "percent": null, "min": null, "max": null } ], "rule": "$0 commission per trade on Australian shares and ETFs traded online.", "conditions": [ "Phone trades cost $50 or 0.1% (incl GST)." ] }, "account_fee": null, "expected": { "1000": 0.0, "10000": 0.0, "50000": 0.0 }, "quotes": { "brokerage": { "text": "$0 commission per trade on all domestic shares and ETFs on an IG share trading account", "url": "https://www.ig.com/au/share-trading", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$0 commission per trade on all domestic shares and ETFs on an IG share trading account", "url": "https://www.ig.com/au/share-trading#:~:text=%240%20commission%20per%20trade%20on,an%20IG%20share%20trading%20account", "document_sha256": "510886fafdae2c02618313d7c0ae493a88883c2adcf1c54e96481f54800f0972", "confirmed": "2026-11-13" } }, "holding": { "text": "Australian shares purchased through IG are registered in CHESS under Citicorp Nominees Pty Limited, with a CHESS Participant Identification Number (PID) 20018.", "url": "https://www.ig.com/au/glossary-trading-terms/custodian-definition", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Australian shares purchased through IG are registered in CHESS under Citicorp Nominees Pty Limited, with a CHESS Participant Identification Number (PID) 20018.", "url": "https://www.ig.com/au/glossary-trading-terms/custodian-definition#:~:text=Australian%20shares%20purchased%20through%20IG,Participant%20Identification%20Number%20%28PID%29%2020018.", "document_sha256": "34b98852f54adb457813094b1736122f09d66442ba4fe821e30c344cd95850a5", "confirmed": "2026-11-13" } }, "execution": { "text": "IG is not a market participant therefore settlement and execution services are provided by an external party.", "url": "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=financial_service_guide&locale=en_GB&legalEntity=IGAU", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "IG is not a market participant therefore settlement and execution services are provided by an external party.", "url": "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=financial_service_guide&locale=en_GB&legalEntity=IGAU#page=1", "page": 1, "document_sha256": "06924af8d187e772861b7af24ffdb5340f40c2c14a138197d326a868276cdaae", "confirmed": "2026-11-13" } }, "coverage": { "text": "Access all the local favourites from Afterpay and CBA to Qantas, Fortescue Metals and thousands more.", "url": "https://www.ig.com/au/share-trading", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Access all the local favourites from Afterpay and CBA to Qantas, Fortescue Metals and thousands more.", "url": "https://www.ig.com/au/share-trading#:~:text=Access%20all%20the%20local%20favourites,Fortescue%20Metals%20and%20thousands%20more.", "document_sha256": "510886fafdae2c02618313d7c0ae493a88883c2adcf1c54e96481f54800f0972", "confirmed": "2026-11-13" } }, "gst": { "text": "Unless otherwise stated, all fees, charges and any benefits disclosed in this FSG are inclusive of GST.", "url": "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=financial_service_guide&locale=en_GB&legalEntity=IGAU", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Unless otherwise stated, all fees, charges and any benefits disclosed in this FSG are inclusive of GST.", "url": "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=financial_service_guide&locale=en_GB&legalEntity=IGAU#page=2", "page": 2, "document_sha256": "06924af8d187e772861b7af24ffdb5340f40c2c14a138197d326a868276cdaae", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.ig.com/au/share-trading/charges", "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=financial_service_guide&locale=en_GB&legalEntity=IGAU", "https://www.ig.com/au/share-trading", "https://www.ig.com/au/glossary-trading-terms/custodian-definition", "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=customer_agreement&productCode=IGSTK&locale=en_GB&legalEntity=IGAU" ], "documents": [ { "title": "Charges", "url": "https://www.ig.com/au/share-trading/charges" }, { "title": "Financial Services Guide", "url": "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=financial_service_guide&locale=en_GB&legalEntity=IGAU" }, { "title": "Share Trading Customer Agreement", "url": "https://www.ig.com/usermanagement/customeragreements?igCompany=igau&agreementType=customer_agreement&productCode=IGSTK&locale=en_GB&legalEntity=IGAU" }, { "title": "Share trading", "url": "https://www.ig.com/au/share-trading" }, { "title": "Custodian definition", "url": "https://www.ig.com/au/glossary-trading-terms/custodian-definition" } ], "curation_notes": "FSG dated 29 May 2026 says IG is not a market participant and an external party executes, but does not name it. On the IG Markets App the sub-custodian is Interactive Brokers Australia; on the IG Trading Platform shares sit under Citicorp Nominees Pty Limited (PID 20018). GST: the FSG's section on commission and product costs for share trading says its fees, charges and benefits are inclusive of GST unless otherwise stated (read 6 November 2026), and the charges page marks the phone rate \"(incl GST)\"; online brokerage is $0 either way.", "licence": { "afsl": "515106", "name": "IG AUSTRALIA PTY LTD", "abn": "93096585410", "acn": null, "licensed_since": "2020-06-02", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 0.0, "1000": 0.0, "2000": 0.0, "5000": 0.0, "10000": 0.0, "25000": 0.0, "50000": 0.0, "100000": 0.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/ig/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/ig.json" }, { "slug": "vanguard-personal-investor", "name": "Vanguard Personal Investor", "product": null, "website": "https://www.vanguard.com.au/personal/invest-with-us/personal-investor", "category": "active_asx_retail", "checked": "2026-11-08", "status_note": "Operating; Investor Guide dated 1 September 2026.", "successor_slug": null, "legal_entity": "Vanguard Investments Australia Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "227263", "abn": "72072881086", "acn": null, "holding": "custodial", "holding_note": "Vanguard is custodian of the platform and holds interests on trust; JPMorgan Chase Bank, N.A. (Sydney Branch) is sub-custodian for direct shares and ETFs. No personal HIN.", "asx_coverage": "partial", "asx_coverage_note": "the top 300 ASX shares by market capitalisation, plus Vanguard funds and ETFs", "execution_participant": "UBS Securities Australia Ltd", "clearing_participant": "UBS Securities Australia Ltd", "international_shares": false, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": 9, "percent": null, "min": null, "max": null } ], "rule": "$9 flat per buy or sell of ASX direct shares.", "conditions": [ "Vanguard ETFs: $0 to buy, $9 to sell.", "A separate 0.10% p.a. account fee applies to ASX direct share holdings." ] }, "account_fee": { "amount": null, "period": "year", "percent_pa": 0.1, "note": "0.10% p.a. on the value of ASX direct share holdings, calculated daily; no account fee on Vanguard funds or ETFs." }, "expected": { "1000": 9, "10000": 9, "50000": 9 }, "quotes": { "brokerage": { "text": "$9 flat brokerage fee on ASX direct shares Applies per trade at the time of buy or sell.", "url": "https://www.vanguard.com.au/personal/invest-with-us/fees-and-costs", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$9 flat brokerage fee on ASX direct shares Applies per trade at the time of buy or sell.", "url": "https://www.vanguard.com.au/personal/invest-with-us/fees-and-costs#:~:text=%249%20flat%20brokerage%20fee%20on,time%20of%20buy%20or%20sell.", "document_sha256": "c2b3d9f720af4c08fd68c76e1a04a602fd2f6c7d1458fd21f0460e2fc24ca3bc", "confirmed": "2026-11-13" } }, "holding": { "text": "Vanguard is also the custodian of Vanguard Personal Investor and holds the interests in assets in your Account on trust for you.", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Vanguard is also the custodian of Vanguard Personal Investor and holds the interests in assets in your Account on trust for you.", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf#page=5", "page": 5, "document_sha256": "309aab021aff16f3e8fb35016f3a6afb75fb5a5be12c8a6f37de3f603f03116e", "confirmed": "2026-11-13" } }, "execution": { "text": "UBS Securities Australia Ltd ABN 62 008 586 481, AFS Licence 231098 — Provides brokerage services for the placement and settlement of any direct shares and ETFs.", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "UBS Securities Australia Ltd ABN 62 008 586 481, AFS Licence 231098 — Provides brokerage services for the placement and settlement of any direct shares and ETFs.", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf#page=5", "page": 5, "document_sha256": "309aab021aff16f3e8fb35016f3a6afb75fb5a5be12c8a6f37de3f603f03116e", "confirmed": "2026-11-13" } }, "coverage": { "text": "Access to the top 300 ASX shares by market capitalisation.", "url": "https://www.vanguard.com.au/personal/invest-with-us/personal-investor", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Access to the top 300 ASX shares by market capitalisation.", "url": "https://www.vanguard.com.au/personal/invest-with-us/personal-investor#:~:text=Access%20to%20the%20top%20300%20ASX%20shares%20by%20market%20capitalisation.", "document_sha256": "eea8962651f5af49e18047a689dca7d8fd1f4be55ab5bf8877db28acbf280cee", "confirmed": "2026-11-13" } }, "gst": { "text": "All the fees and costs described in this Investor Guide are inclusive of any GST and net of any reduced input tax credits (RITCs) that may be claimed, stated at the current rate charged under the A New Tax System (Goods and Services Tax) Act 1999.", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All the fees and costs described in this Investor Guide are inclusive of any GST and net of any reduced input tax credits (RITCs) that may be claimed, stated at the current rate charged under the A New Tax System (Goods and Services Tax) Act 1999.", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf#page=32", "page": 32, "document_sha256": "309aab021aff16f3e8fb35016f3a6afb75fb5a5be12c8a6f37de3f603f03116e", "confirmed": "2026-11-13" } }, "etf_brokerage": { "text": "No brokerage fees to buy Vanguard ETFs. A competitive $9 flat brokerage fee to sell.", "url": "https://www.vanguard.com.au/personal/invest-with-us/fees-and-costs", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "No brokerage fees to buy Vanguard ETFs. A competitive $9 flat brokerage fee to sell.", "url": "https://www.vanguard.com.au/personal/invest-with-us/fees-and-costs#:~:text=No%20brokerage%20fees%20to%20buy,flat%20brokerage%20fee%20to%20sell.", "document_sha256": "c2b3d9f720af4c08fd68c76e1a04a602fd2f6c7d1458fd21f0460e2fc24ca3bc", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.vanguard.com.au/personal/invest-with-us/fees-and-costs", "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf", "https://www.vanguard.com.au/personal/invest-with-us/personal-investor" ], "documents": [ { "title": "Fees and costs", "url": "https://www.vanguard.com.au/personal/invest-with-us/fees-and-costs" }, { "title": "Investor Guide including Terms and Conditions", "url": "https://fund-docs.vanguard.com/AU-Vanguard_Personal_Investor_Guide_Part_A.pdf" } ], "curation_notes": "The Investor Guide (Part A) holds the service-provider details; a separate FSG was not located. The holding and execution quotes are read from a two-column table and joined. UBS \"provides brokerage services for the placement and settlement\" of direct shares and ETFs, so it is recorded as both execution and clearing. JPMorgan Chase Bank, N.A. (Sydney Branch) is sub-custodian.", "etf_brokerage": { "tiers": [ { "up_to": null, "fee": 0, "percent": null, "min": null, "max": null } ], "sell_tiers": [ { "up_to": null, "fee": 9, "percent": null, "min": null, "max": null } ], "rule": "No brokerage to buy Vanguard ETFs; $9 flat to sell them.", "applies_to": "Vanguard ETFs", "coverage": "selected", "coverage_note": "Vanguard ETFs; the fees page prices Vanguard ETFs, Vanguard managed funds and ASX direct shares, and names no other ETF", "quotes": [ "etf_brokerage" ] }, "licence": { "afsl": "227263", "name": "VANGUARD INVESTMENTS AUSTRALIA LTD", "abn": "72072881086", "acn": null, "licensed_since": "2003-07-01", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 9.0, "1000": 9.0, "2000": 9.0, "5000": 9.0, "10000": 9.0, "25000": 9.0, "50000": 9.0, "100000": 9.0 }, "prices_native": null, "fx": null, "plans": [], "etf_prices": { "500": 0.0, "1000": 0.0, "2000": 0.0, "5000": 0.0, "10000": 0.0, "25000": 0.0, "50000": 0.0, "100000": 0.0 }, "etf_sell_prices": { "500": 9.0, "1000": 9.0, "2000": 9.0, "5000": 9.0, "10000": 9.0, "25000": 9.0, "50000": 9.0, "100000": 9.0 }, "page": "https://deepalmanac.com/au/finance/stockbrokers/vanguard-personal-investor/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/vanguard-personal-investor.json" }, { "slug": "betashares-direct", "name": "Betashares Direct", "product": "Betashares Invest", "website": "https://www.betashares.com.au/direct/", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Operating; accessed via the Betashares Direct app.", "successor_slug": null, "legal_entity": "Betashares Capital Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "341181", "abn": "78139566868", "acn": null, "holding": "custodial", "holding_note": "Custodian Citigroup Pty Limited (ABN 88 004 325 080, AFSL 238098) holds assets on trust for Betashares, which holds the interest for the client; omnibus/pooled accounts. No personal HIN.", "asx_coverage": "partial", "asx_coverage_note": "the ETFs and 550+ ASX-listed shares on Betashares' approved list", "execution_participant": null, "clearing_participant": null, "international_shares": false, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": null, "fee": 0, "percent": null, "min": null, "max": null } ], "rule": "$0 brokerage on ASX-traded ETFs and 550+ ASX shares.", "conditions": [ "Transfer-out costs up to $9.50 per security; Betashares keeps the interest on cash balances." ] }, "account_fee": null, "expected": { "1000": 0, "10000": 0, "50000": 0 }, "quotes": { "brokerage": { "text": "We believe long-term investing is the best way to build wealth. $0 brokerage on all ASX-traded ETFs and 550+ shares is not an ‘introductory offer’ - it’s our long-term commitment to you.", "url": "https://www.betashares.com.au/direct/pricing/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We believe long-term investing is the best way to build wealth. $0 brokerage on all ASX-traded ETFs and 550+ shares is not an ‘introductory offer’ - it’s our long-term commitment to you.", "url": "https://www.betashares.com.au/direct/pricing/#:~:text=We%20believe%20long%2Dterm%20investing%20is,our%20long%2Dterm%20commitment%20to%20you.", "document_sha256": "1dfdb32762fa10c9ea79316eaea2390d7ff59be18db4b3d5995fe816281e426e", "confirmed": "2026-11-13" } }, "holding": { "text": "In relation to the assets in your Betashares Invest Account, the custodian will hold those assets on trust for us and we will in turn hold the interest in those assets for you.", "url": "https://links.betashares.com.au/direct-fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "In relation to the assets in your Betashares Invest Account, the custodian will hold those assets on trust for us and we will in turn hold the interest in those assets for you.", "url": "https://links.betashares.com.au/direct-fsg.pdf#page=4", "page": 4, "document_sha256": "3297abd318a5a7b49b419154c0afb72cdb9831c09bff17e6fcde4d936a7e5969", "confirmed": "2026-11-13" } }, "execution": { "text": "Betashares is not a market or trading participant of the ASX or any other financial market. We have arrangements in place with a broker we have selected to provide a broking service under the trading agreement between us and the broker in relation to your instructions to buy or sell shares or ETF units.", "url": "https://links.betashares.com.au/direct-pds.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Betashares is not a market or trading participant of the ASX or any other financial market. We have arrangements in place with a broker we have selected to provide a broking service under the trading agreement between us and the broker in relation to your instructions to buy or sell shares or ETF units.", "url": "https://links.betashares.com.au/direct-pds.pdf#page=16", "page": 16, "document_sha256": "518bd0af756a829c943248240e150f326a150cb64d544fb32002ef9e6e046d03", "confirmed": "2026-11-13" } }, "coverage": { "text": "Betashares Invest offers access to selected ETFs, ASX-listed shares and unlisted managed funds.", "url": "https://links.betashares.com.au/direct-pds.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Betashares Invest offers access to selected ETFs, ASX-listed shares and unlisted managed funds.", "url": "https://links.betashares.com.au/direct-pds.pdf#page=15", "page": 15, "document_sha256": "518bd0af756a829c943248240e150f326a150cb64d544fb32002ef9e6e046d03", "confirmed": "2026-11-13" } }, "international": { "text": "Betashares Invest offers access to selected ETFs, ASX-listed shares and unlisted managed funds.", "url": "https://links.betashares.com.au/direct-pds.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Betashares Invest offers access to selected ETFs, ASX-listed shares and unlisted managed funds.", "url": "https://links.betashares.com.au/direct-pds.pdf#page=15", "page": 15, "document_sha256": "518bd0af756a829c943248240e150f326a150cb64d544fb32002ef9e6e046d03", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.betashares.com.au/direct/pricing/", "https://links.betashares.com.au/direct-fsg.pdf", "https://links.betashares.com.au/direct-pds.pdf" ], "documents": [ { "title": "Pricing", "url": "https://www.betashares.com.au/direct/pricing/" }, { "title": "Product Disclosure Statement", "url": "https://links.betashares.com.au/direct-pds.pdf" }, { "title": "Financial Services Guide", "url": "https://links.betashares.com.au/direct-fsg.pdf" } ], "curation_notes": "The PDS does not name the executing broker. The execution quote only says Betashares has a broker it selected. The custodian is Citigroup Pty Limited (ABN 88 004 325 080, AFSL 238098), from FSG section 1.6. The PDS (9 September 2026, section 3.1) says \"selected ETFs\", while the website says \"all ASX-listed ETFs\"; the PDS wording is used for what can be traded. Its list is in Part B (Investment Options Booklet), published only inside the Betashares Direct app. International shares: the PDS offers only ETFs, ASX-listed shares and unlisted managed funds; overseas markets are reachable only through ASX-listed ETFs such as BGBL, not by buying foreign shares directly. GST stays unknown: the PDS's \"All fees and costs in the table above include Goods and Services Tax\" covers its fees and costs summary, which has no brokerage row (brokerage is stated as free in section 1), and at $0 it changes no price.", "licence": { "afsl": "341181", "name": "BETASHARES CAPITAL LTD", "abn": "78139566868", "acn": null, "licensed_since": "2010-05-03", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 0.0, "1000": 0.0, "2000": 0.0, "5000": 0.0, "10000": 0.0, "25000": 0.0, "50000": 0.0, "100000": 0.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/betashares-direct/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/betashares-direct.json" }, { "slug": "poems", "name": "POEMS", "product": "POEMS Australia (Phillip Securities (Aus) Limited)", "website": "https://www.poemstrade.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; FSG file POEMS_FSG_011125 (November 2025).", "successor_slug": null, "legal_entity": "Phillip Securities (Aus) Limited", "entity_note": "POEMS is its online trading division.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "247100", "abn": "95092989083", "acn": null, "holding": "chess", "holding_note": "For ASX/Cboe the FSG urges clients to choose CHESS sponsorship (issuer sponsorship possible). International securities are held in custody by Phillip Capital Limited (PCL), with Phillip Securities Pte Ltd (Singapore) as international sub-custodian/executing broker.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Phillip Securities (Aus) Limited", "clearing_participant": "Phillip Securities (Aus) Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": null, "fee": null, "percent": 0.05, "min": 9, "max": null } ], "rule": "Online ASX and Cboe: 0.05% of trade value, minimum AUD 9.", "conditions": [ "The online rate is for CHESS-sponsored holdings only.", "Offline trades cost 0.19%, minimum AUD 57." ] }, "account_fee": null, "expected": { "1000": 9, "10000": 9, "50000": 25 }, "quotes": { "brokerage": { "text": "Australia (ASX, CBOE) 0.05% AUD 9 0.19% AUD 57", "url": "https://www.poemstrade.com.au/fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Australia (ASX, CBOE) 0.05% AUD 9 0.19% AUD 57", "url": "https://www.poemstrade.com.au/fees/#:~:text=Australia%20%28ASX%2C%20CBOE%29%200.05%25%20AUD%209%200.19%25%20AUD%2057", "document_sha256": "9a674de1b24f210f36664f3b6540e49294877558290fabeb198d7b4b17ec1e49", "confirmed": "2026-11-13" } }, "holding": { "text": "For ASX and Cboe traded products, we urge you to have us CHESS sponsor your holdings (i.e. select CHESS Sponsorship in our Account Application).", "url": "https://www.phillipcapital.com.au/files/PCAU/POEMS_FSG_011125.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "For ASX and Cboe traded products, we urge you to have us CHESS sponsor your holdings (i.e. select CHESS Sponsorship in our Account Application).", "url": "https://www.phillipcapital.com.au/files/PCAU/POEMS_FSG_011125.pdf#page=3", "page": 3, "document_sha256": "d67128746436fd57565dd825abc7aa1191a28b55c1792d32d8ac68c0ff3638e1", "confirmed": "2026-11-13" } }, "execution": { "text": "PSAL is a Market Participant of ASX Limited (‘ASX’), Cboe Australia Pty Ltd (‘Cboe’), National Stock Exchange (‘NSX’), Sydney Stock Exchange (‘SSX’) and a Clearing and Settlement Participant (Sponsor) of the ASX.", "url": "https://www.phillipcapital.com.au/files/PCAU/POEMS_FSG_011125.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "PSAL is a Market Participant of ASX Limited (‘ASX’), Cboe Australia Pty Ltd (‘Cboe’), National Stock Exchange (‘NSX’), Sydney Stock Exchange (‘SSX’) and a Clearing and Settlement Participant (Sponsor) of the ASX.", "url": "https://www.phillipcapital.com.au/files/PCAU/POEMS_FSG_011125.pdf#page=2", "page": 2, "document_sha256": "d67128746436fd57565dd825abc7aa1191a28b55c1792d32d8ac68c0ff3638e1", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.poemstrade.com.au/fees/", "https://www.phillipcapital.com.au/files/PCAU/POEMS_FSG_011125.pdf", "https://www.phillipcapital.com.au/files/PCAU/PhillipCapital_(POEMS)_Terms_and_Conditions_Equities.pdf", "https://www.poemstrade.com.au/" ], "documents": [ { "title": "Fees", "url": "https://www.poemstrade.com.au/fees/" }, { "title": "Financial Services Guide", "url": "https://www.phillipcapital.com.au/files/PCAU/POEMS_FSG_011125.pdf" }, { "title": "Terms and Conditions (Equities)", "url": "https://www.phillipcapital.com.au/files/PCAU/PhillipCapital_(POEMS)_Terms_and_Conditions_Equities.pdf" } ], "curation_notes": "The brokerage quote is a fee-table row (market, online %, online min, offline %, offline min). Commission includes GST per the fees page. The POEMS homepage calls the broker Phillip Capital Limited but the FSG names Phillip Securities (Aus) Limited; the FSG is used. The holding and execution quotes are joined across a two-column layout.", "licence": { "afsl": "247100", "name": "PHILLIP SECURITIES (AUS) LIMITED", "abn": "95092989083", "acn": null, "licensed_since": "2004-03-02", "locality": "Perth WA 6000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 9.0, "1000": 9.0, "2000": 9.0, "5000": 9.0, "10000": 9.0, "25000": 12.5, "50000": 25.0, "100000": 50.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/poems/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/poems.json" }, { "slug": "marketech-focus", "name": "Marketech Focus", "product": "Focus", "website": "https://marketech.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating.", "successor_slug": null, "legal_entity": "Marketech Online Trading Pty Ltd", "entity_note": null, "authorised_representative_of": "Sanlam Private Wealth Pty Ltd", "authorised_representative_no": "1293528", "afsl": "337927", "abn": null, "acn": "654674432", "holding": "chess", "holding_note": "Clients trade on their own individual HINs; online brokerage rate requires being 'CHESS Participant Sponsored'. Macquarie CMA required for Australian residents.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Openmarkets Australia Limited", "clearing_participant": "Openmarkets Australia Limited", "international_shares": false, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 16666.66, "fee": 5, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.03, "min": null, "max": null } ], "rule": "$5.00 per trade up to $16,666.66, then 0.03% of trade value (Australian residents).", "conditions": [ "A paid subscription is required to trade: Plus $20 a month, Pro $45, Edge $65; the free Lite tier cannot trade.", "The online rate requires CHESS participant sponsorship; a Macquarie CMA is required for Australian residents.", "Non-residents pay $6.00 up to $15,000 and 0.04% above." ] }, "account_fee": { "amount": 20, "period": "month", "percent_pa": null, "note": "Lowest paid plan that can trade (Plus). Pro is $45 and Edge $65 a month; the free Lite plan cannot trade. Subscription fees are GST inclusive." }, "expected": { "1000": 5, "10000": 5, "50000": 15 }, "quotes": { "brokerage": { "text": "Low priced subscription + 0.03%/$5 brokerage per trade.", "url": "https://marketech.com.au/focus/pricing/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Low priced subscription + 0.03%/$5 brokerage per trade.", "url": "https://marketech.com.au/focus/pricing/#:~:text=Low%20priced%20subscription%20%2B%200.03%25%2F%245%20brokerage%20per%20trade.", "document_sha256": "9ee5e6a7a681892563a69a4c8445d1667058df3266fc33346da44feaca0872b3", "confirmed": "2026-11-13" } }, "holding": { "text": "Trade on your own individual HINs, with the ability to link multiple accounts across portfolios.", "url": "https://marketech.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade on your own individual HINs, with the ability to link multiple accounts across portfolios.", "url": "https://marketech.com.au/#:~:text=Trade%20on%20your%20own%20individual,link%20multiple%20accounts%20across%20portfolios.", "document_sha256": "a2933d1172b7c9836c2bbcbcd2fd2bbe1271480e2ee502fc8c07f223f90dc695", "confirmed": "2026-11-13" } }, "execution": { "text": "Marketech’s trading and settlement is facilitated by Openmarkets Australia Limited ABN 38 090 472 012 (‘Openmarkets’), an Australian Financial Services Licensee (AFSL 246705) and Market Participant of ASX, TMX (formerly Cboe / Chi-X) and NSX.", "url": "https://marketech.com.au/financial-services-guide/", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Marketech’s trading and settlement is facilitated by Openmarkets Australia Limited ABN 38 090 472 012 (‘Openmarkets’), an Australian Financial Services Licensee (AFSL 246705) and Market Participant of ASX, TMX (formerly Cboe / Chi-X) and NSX.", "url": "https://marketech.com.au/financial-services-guide/#:~:text=Marketech%E2%80%99s%20trading%20and%20settlement%20is,Cboe%20%2F%20Chi%2DX%29%20and%20NSX.", "document_sha256": "118396af36efc8e3799d4186a738c837601b0e22ce1258202f5f42348e4fccc8", "confirmed": "2026-11-13" } }, "coverage": { "text": "Trade Australian stocks on the ASX, TMX (formerly Cboe / Chi-X), and NSX with live market data and low priced 0.03%/$5 brokerage.", "url": "https://marketech.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade Australian stocks on the ASX, TMX (formerly Cboe / Chi-X), and NSX with live market data and low priced 0.03%/$5 brokerage.", "url": "https://marketech.com.au/#:~:text=Trade%20Australian%20stocks%20on%20the,and%20low%20priced%200.03%25%2F%245%20brokerage.", "document_sha256": "a2933d1172b7c9836c2bbcbcd2fd2bbe1271480e2ee502fc8c07f223f90dc695", "confirmed": "2026-11-13" } } }, "sources": [ "https://marketech.com.au/focus/pricing/", "https://marketech.com.au/financial-services-guide/", "https://marketech.com.au/terms-and-conditions/", "https://marketech.com.au/wp-content/uploads/2026/07/Frame-224-1.png", "https://marketech.com.au/" ], "documents": [ { "title": "Pricing", "url": "https://marketech.com.au/focus/pricing/" }, { "title": "Financial Services Guide", "url": "https://marketech.com.au/financial-services-guide/" }, { "title": "Terms and Conditions", "url": "https://marketech.com.au/terms-and-conditions/" }, { "title": "Brokerage table (image)", "url": "https://marketech.com.au/wp-content/uploads/2026/07/Frame-224-1.png" } ], "curation_notes": "The tier table is an image in the FSG (Frame-224-1.png), read visually, so the $16,666.66 threshold is not in extracted text. The saved pricing quote (\"0.03%/$5 per trade\") only supports the headline. FSG: brokerage for Australian residents is quoted GST inclusive. AFSL 337927 is the licensee Sanlam Private Wealth. Not related to HALO.", "licence": { "afsl": "337927", "name": "SANLAM PRIVATE WEALTH PTY LTD", "abn": "18136960775", "acn": null, "licensed_since": "2009-08-14", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 5.0, "1000": 5.0, "2000": 5.0, "5000": 5.0, "10000": 5.0, "25000": 7.5, "50000": 15.0, "100000": 30.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/marketech-focus/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/marketech-focus.json" }, { "slug": "halo", "name": "HALO", "product": "HALO Global (HALO Technologies)", "website": "https://www.halo-technologies.com/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; FSG dated December 2025 (issue date 24 September 2025 on its page).", "successor_slug": null, "legal_entity": "HALO Technologies Pty Ltd", "entity_note": null, "authorised_representative_of": "Macrovue Pty Ltd", "authorised_representative_no": "1261916", "afsl": "484264", "abn": "54623830866", "acn": null, "holding": "custodial", "holding_note": "Macrovue provides custodial services to the client; IB (and Clearstream for managed funds) act as sub-custodian. The client is the beneficial owner.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Interactive Brokers Australia Pty Ltd", "clearing_participant": "Interactive Brokers Australia Pty Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 12500, "fee": 15, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.12, "min": null, "max": null } ], "rule": "AU$15 per trade up to AU$12,500, or 0.12% per trade over AU$12,500 (Australian or international shares).", "conditions": [ "The rate is for non-advised clients." ] }, "account_fee": { "amount": 10, "period": "month", "percent_pa": null, "note": "AU$10.00 per month account-keeping fee." }, "expected": { "1000": 15, "10000": 15, "50000": 60 }, "quotes": { "brokerage": { "text": "The remuneration earned by HALO for trades under AU$12,500 is AU$15 (incl. GST). For trades over AU$12,500, the fee is 0.12% per trade (incl. GST).", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf", "checked": { "status": "unreadable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The remuneration earned by HALO for trades under AU$12,500 is AU$15 (incl. GST). For trades over AU$12,500, the fee is 0.12% per trade (incl. GST).", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf" } }, "holding": { "text": "Macrovue, in turn, provides custodial services to the client.", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf", "checked": { "status": "unreadable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Macrovue, in turn, provides custodial services to the client.", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf" } }, "execution": { "text": "Macrovue Pty Ltd has entered into a Consolidated Account Clearing Agreement with Interactive Brokers Australia Pty Ltd ABN 98 166 929 568 (IB), for securities trading, and Clearstream Australia Pty Limited ABN 53 062 527 575 (Clearstream) for managed funds, under which both IB and Clearstream will respectively provide: i) execution services; ii) clearing services; and iii) subcustodial services to Macrovue in its capacity as a custodial services provider licensed under AFSL 484264.", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf", "checked": { "status": "unreadable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Macrovue Pty Ltd has entered into a Consolidated Account Clearing Agreement with Interactive Brokers Australia Pty Ltd ABN 98 166 929 568 (IB), for securities trading, and Clearstream Australia Pty Limited ABN 53 062 527 575 (Clearstream) for managed funds, under which both IB and Clearstream will respectively provide: i) execution services; ii) clearing services; and iii) subcustodial services to Macrovue in its capacity as a custodial services provider licensed under AFSL 484264.", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf" } }, "coverage": { "text": "Invest directly in over 35,000 securities across 30 global exchanges, and multiple managed funds.", "url": "https://www.halo-technologies.com/product/invest/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Invest directly in over 35,000 securities across 30 global exchanges, and multiple managed funds.", "url": "https://www.halo-technologies.com/product/invest/#:~:text=Invest%20directly%20in%20over%2035%2C000,exchanges%2C%20and%20multiple%20managed%20funds.", "document_sha256": "ebe32a5d9fac0966563eb6edc49b61ee987383373b142a364c43f11b5b75527f", "confirmed": "2026-11-13" } } }, "sources": [ "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf", "https://www.halo-technologies.com/product/invest/" ], "documents": [ { "title": "Financial Services Guide", "url": "https://prod-mv-public.s3.ap-southeast-2.amazonaws.com/default/acknowledgement/Financial+services+guide+Dec2025.pdf" }, { "title": "HALO Invest", "url": "https://www.halo-technologies.com/product/invest/" } ], "curation_notes": "The FSG PDF is image-only; the quotes come from tesseract OCR (checked for sense; small OCR errors possible). AFSL 484264 is the licensee Macrovue Pty Ltd. At exactly AU$12,500 the FSG wording is ambiguous (\"under\" for the flat fee, \"over\" for the percentage); the flat fee is used. Not related to Marketech.", "licence": { "afsl": "484264", "name": "MACROVUE PTY LIMITED", "abn": "98600022679", "acn": null, "licensed_since": "2016-05-26", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 15.0, "1000": 15.0, "2000": 15.0, "5000": 15.0, "10000": 15.0, "25000": 30.0, "50000": 60.0, "100000": 120.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/halo/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/halo.json" }, { "slug": "bendigo-invest-direct", "name": "Bendigo Invest Direct", "product": null, "website": "https://www.bendigobank.com.au/personal/investing/share-trading/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; a white-label service provided by CMC Markets Stockbroking at the request of Bendigo Bank.", "successor_slug": null, "legal_entity": "CMC Markets Stockbroking Limited", "entity_note": "Provides the service at the request of Bendigo and Adelaide Bank Ltd.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246381", "abn": "69081002851", "acn": null, "holding": "chess", "holding_note": "ASX holdings are transferred in as CHESS-sponsored holdings (CMC is a CHESS participant; nominee only during the T+2 settlement period). International holdings carry a custody fee (0.50% p.a., waivable).", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": "CMC Markets Stockbroking Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 22000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "$19.95 per trade, or 0.11% where the value of shares is over $22,000.", "conditions": [ "Platinum tier (35+ trades a month) costs $17.95 or 0.11%.", "Online brokerage on US, UK, Japan and Canada shares is $0." ] }, "account_fee": null, "expected": { "1000": 19.95, "10000": 19.95, "50000": 55 }, "quotes": { "brokerage": { "text": "$19.95 per trade OR 0.11% where value of shares >$22,000", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/bendigo-invest-direct-standard/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$19.95 per trade OR 0.11% where value of shares >$22,000", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/bendigo-invest-direct-standard/#:~:text=%2419.95%20per%20trade%20OR%200.11%25%20where%20value%20of%20shares%20%3E%2422%2C000", "document_sha256": "efe274e6738fe4a9bb71cc03c782382e297ec7c4f964cfcef4177bf948cd915c", "confirmed": "2026-11-13" } }, "holding": { "text": "If you have CHESS Sponsored holdings with another broker and would like to transfer them to Bendigo Invest Direct, the ‘Transfer Chess Holdings", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/support/", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "If you have CHESS Sponsored holdings with another broker and would like to transfer them to Bendigo Invest Direct, the ‘Transfer Chess Holdings", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/support/#:~:text=If%20you%20have%20CHESS%20Sponsored,Direct%2C%20the%20%E2%80%98Transfer%20Chess%20Holdings", "document_sha256": "9ef528b745def8355693e3b1913a6d2868bb578c95738cbade2131ce51d26c1c", "confirmed": "2026-11-13" } }, "execution": { "text": "Bendigo Invest Direct is a service provided by CMC Markets Stockbroking Limited ABN 69 081 002 851 AFSL No. 246381 (CMC Markets Stockbroking), a Participant of the ASX Group (Australian Securities Exchange), SSX (Sydney Stock Exchange) and Cboe (previously known as Chi-X) at the request of Bendigo and Adelaide Bank Ltd (ABN 11 068 049 178, AFSL 237879) (Bendigo Bank).", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/bendigo-invest-direct-standard/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Bendigo Invest Direct is a service provided by CMC Markets Stockbroking Limited ABN 69 081 002 851 AFSL No. 246381 (CMC Markets Stockbroking), a Participant of the ASX Group (Australian Securities Exchange), SSX (Sydney Stock Exchange) and Cboe (previously known as Chi-X) at the request of Bendigo and Adelaide Bank Ltd (ABN 11 068 049 178, AFSL 237879) (Bendigo Bank).", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/bendigo-invest-direct-standard/#:~:text=Bendigo%20Invest%20Direct%20is%20a,178%2C%20AFSL%20237879%29%20%28Bendigo%20Bank%29.", "document_sha256": "efe274e6738fe4a9bb71cc03c782382e297ec7c4f964cfcef4177bf948cd915c", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.bendigobank.com.au/personal/investing/share-trading/bendigo-invest-direct-standard/", "https://trading.bendigoinvestdirect.com.au/App_Themes/BENDIGO/PDF/BEN-FSG.pdf", "https://www.bendigobank.com.au/personal/investing/share-trading/", "https://www.bendigobank.com.au/personal/investing/share-trading/support/" ], "documents": [ { "title": "Financial Services Guide", "url": "https://trading.bendigoinvestdirect.com.au/App_Themes/BENDIGO/PDF/BEN-FSG.pdf" }, { "title": "Bendigo Invest Direct Standard", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/bendigo-invest-direct-standard/" }, { "title": "Support", "url": "https://www.bendigobank.com.au/personal/investing/share-trading/support/" } ], "curation_notes": "FSG table: \"$0-$22,000 $19.95; Over $22,001 0.11%\". The FSG gives minimum brokerage as $19.95 including GST. The holding quote is an indirect CHESS statement from a support FAQ (it ends mid-sentence at a link); no explicit sponsorship sentence was found. The FSG (dated 13 October 2023) lists CMC as a participant of CHESS.", "licence": { "afsl": "246381", "name": "CMC MARKETS STOCKBROKING LIMITED", "abn": "69081002851", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 19.95, "1000": 19.95, "2000": 19.95, "5000": 19.95, "10000": 19.95, "25000": 27.5, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/bendigo-invest-direct/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/bendigo-invest-direct.json" }, { "slug": "netwealth-share-trading", "name": "Netwealth Share Trading", "product": "Share trading run by AUSIEX", "website": "https://www.sharetrading.netwealth.com.au/", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; a netwealth-branded site run by AUSIEX, open to Australian residents.", "successor_slug": null, "legal_entity": "Australian Investment Exchange Limited", "entity_note": "AUSIEX provides the service for Netwealth.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "241400", "abn": "71076515930", "acn": null, "holding": "chess", "holding_note": "AUSIEX is the sponsoring participant. Holdings sit under a HIN through the Participant Sponsorship Agreement.", "asx_coverage": "full", "asx_coverage_note": "all Australian listed companies", "execution_participant": "Australian Investment Exchange Limited (AUSIEX)", "clearing_participant": "Australian Investment Exchange Limited (AUSIEX)", "international_shares": null, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": 5001, "fee": 17.99, "percent": null, "min": null, "max": null }, { "up_to": 10001, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": 25001, "fee": 26.99, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "Internet Standard: $17.99 up to $5,001, $19.95 up to $10,001, $26.99 up to $25,001, then 0.11% per trade.", "conditions": [ "Premium tier costs $23.50 up to $10,001, $31.99 up to $25,001, then 0.13%." ], "gst_note": "The share trading terms say GST, where it applies, is recovered on top of fees; the fees page does not say whether brokerage includes it, so the price is shown as quoted." }, "account_fee": null, "expected": { "1000": 17.99, "10000": 19.95, "50000": 55.0 }, "quotes": { "brokerage": { "text": "$17.99 per trade for transactions up to $5,001", "url": "https://www.sharetrading.netwealth.com.au/Public/FeesAndCharges/FeesAndCharges.aspx", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$17.99 per trade for transactions up to $5,001", "url": "https://www.sharetrading.netwealth.com.au/Public/FeesAndCharges/FeesAndCharges.aspx#:~:text=%2417.99%20per%20trade%20for%20transactions%20up%20to%20%245%2C001", "document_sha256": "c4d9933bd50d2c7c031d070ffd9aa4d98192ab75bea7169791c0b4cd27a1be9d", "confirmed": "2026-11-13" } }, "holding": { "text": "1.41 Sponsored Holding means a CHESS Holding of the Participant Sponsored Holder which is identified by a HIN which is, at the request of the Participant Sponsored Holder, notified in writing by the Participant to the Participant Sponsored Holder after the Participant Sponsorship Agreement commences;", "url": "https://www.sharetrading.netwealth.com.au/media/86089/netw1029_share_trading_tandcs.pdf", "checked": { "status": "unreachable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "1.41 Sponsored Holding means a CHESS Holding of the Participant Sponsored Holder which is identified by a HIN which is, at the request of the Participant Sponsored Holder, notified in writing by the Participant to the Participant Sponsored Holder after the Participant Sponsorship Agreement commences;", "url": "https://www.sharetrading.netwealth.com.au/media/86089/netw1029_share_trading_tandcs.pdf" } }, "execution": { "text": "Share trading through this website is a service provided by AUSIEX, a Market Participant of ASX Limited and Cboe Australia Pty Ltd, a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.sharetrading.netwealth.com.au/Public/FeesAndCharges/FeesAndCharges.aspx", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Share trading through this website is a service provided by AUSIEX, a Market Participant of ASX Limited and Cboe Australia Pty Ltd, a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.sharetrading.netwealth.com.au/Public/FeesAndCharges/FeesAndCharges.aspx#:~:text=Share%20trading%20through%20this%20website,of%20ASX%20Settlement%20Pty%20Limited.", "document_sha256": "c4d9933bd50d2c7c031d070ffd9aa4d98192ab75bea7169791c0b4cd27a1be9d", "confirmed": "2026-11-13" } }, "coverage": { "text": "Whether you are looking for income or capital growth, get the flexibility to trade all Australian listed companies and access available IPOs.", "url": "https://www.netwealth.com.au/web/personal/investment-options/australian-listed-securities/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Whether you are looking for income or capital growth, get the flexibility to trade all Australian listed companies and access available IPOs.", "url": "https://www.netwealth.com.au/web/personal/investment-options/australian-listed-securities/#:~:text=Whether%20you%20are%20looking%20for,companies%20and%20access%20available%20IPOs.", "document_sha256": "88920f4cb44743885c654278f47fc964c2e21ff7527dec88f22a796e747a0ae9", "confirmed": "2026-11-13" } }, "gst": { "text": "7.2 If the Goods and Services Tax (GST) has application to the supply of Services by the Participant, the Participant will in addition to any amount or consideration payable under these Terms and Conditions, recover from You an additional amount on account of the applicable GST.", "url": "https://www.sharetrading.netwealth.com.au/media/86089/netw1029_share_trading_tandcs.pdf", "checked": { "status": "unreachable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "7.2 If the Goods and Services Tax (GST) has application to the supply of Services by the Participant, the Participant will in addition to any amount or consideration payable under these Terms and Conditions, recover from You an additional amount on account of the applicable GST.", "url": "https://www.sharetrading.netwealth.com.au/media/86089/netw1029_share_trading_tandcs.pdf" } } }, "sources": [ "https://www.sharetrading.netwealth.com.au/Public/FeesAndCharges/FeesAndCharges.aspx", "https://www.sharetrading.netwealth.com.au/media/86104/netw1035_fsg.pdf", "https://www.sharetrading.netwealth.com.au/media/86089/netw1029_share_trading_tandcs.pdf", "https://www.sharetrading.netwealth.com.au/media/86098/netw1033_chess_sponsorship_and_broker_to_broker_transfer.pdf", "https://www.netwealth.com.au/web/personal/investment-options/australian-listed-securities/" ], "documents": [ { "title": "Fees and charges", "url": "https://www.sharetrading.netwealth.com.au/Public/FeesAndCharges/FeesAndCharges.aspx" }, { "title": "Financial Services Guide", "url": "https://www.sharetrading.netwealth.com.au/media/86104/netw1035_fsg.pdf" }, { "title": "Share Trading Terms and Conditions", "url": "https://www.sharetrading.netwealth.com.au/media/86089/netw1029_share_trading_tandcs.pdf" }, { "title": "Share Transfer Form", "url": "https://www.sharetrading.netwealth.com.au/media/86098/netw1033_chess_sponsorship_and_broker_to_broker_transfer.pdf" } ], "curation_notes": "The tiers use the broker's own \"up to $5,001\" style boundaries. Neither the fee page nor the FSG says whether these fees include GST (only option fees are labelled exc. GST), so gst is unknown. FSG dated 5 May 2025; T&Cs 30 September 2025. The holding quote is the T&C definition of Sponsored Holding. The site's TLS chain is incomplete; PDFs were fetched with curl -k.", "licence": { "afsl": "241400", "name": "AUSTRALIAN INVESTMENT EXCHANGE LIMITED", "abn": "71076515930", "acn": null, "licensed_since": "2004-03-10", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 17.99, "1000": 17.99, "2000": 17.99, "5000": 17.99, "10000": 19.95, "25000": 26.99, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/netwealth-share-trading/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/netwealth-share-trading.json" }, { "slug": "thinkmarkets", "name": "ThinkMarkets", "product": "Cash Equities account", "website": "https://www.thinkmarkets.com/au/", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Open to eligible Australian clients, with no minimum deposit.", "successor_slug": null, "legal_entity": "TF Global Markets Equities (Aust) Pty Ltd", "entity_note": null, "authorised_representative_of": "TF Global Securities (Aust) Pty Ltd", "authorised_representative_no": "1280662", "afsl": "412816", "abn": "63636447099", "acn": null, "holding": "chess", "holding_note": "Accounts are CHESS-sponsored, with the client's own HIN.", "asx_coverage": null, "asx_coverage_note": "3,000+ ASX shares and ETFs", "execution_participant": "FinClear Execution Limited", "clearing_participant": "FinClear Services Pty Ltd", "international_shares": false, "brokerage": { "currency": "AUD", "gst": "unknown", "gst_note": "ThinkMarkets' FSG says its fees are exclusive of GST unless otherwise stated, but the fee table in its terms is headed \"incl. GST\", so the price is shown as quoted.", "tiers": [ { "up_to": 200000, "fee": 8, "percent": null, "min": null, "max": null } ], "rule": "$8 per trade for orders of $200,000 or less.", "conditions": [ "An order above $200,000 must be placed as several orders, each charged $8.", "Premium Live Streaming price data $22.00 per month (optional, until cancelled); live click-refresh and delayed prices free." ] }, "account_fee": null, "expected": { "1000": 8.0, "10000": 8.0, "50000": 8.0 }, "quotes": { "brokerage": { "text": "There is a flat $8.00 AUD brokerage fee applied to trades of order value $200,000.00 AUD or less – orders above $200,000.00 AUD will need to be placed as multiple orders and thus will incur an additional $8.00AUD brokerage fee.", "url": "https://www.thinkmarkets.com/getmedia/7d80d896-dd5c-4c11-8327-a472a2e3687c/ThinkMarkets_AU_Equities_Financial_Services_Guide.pdf?ext=.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "There is a flat $8.00 AUD brokerage fee applied to trades of order value $200,000.00 AUD or less – orders above $200,000.00 AUD will need to be placed as multiple orders and thus will incur an additional $8.00AUD brokerage fee.", "url": "https://www.thinkmarkets.com/getmedia/7d80d896-dd5c-4c11-8327-a472a2e3687c/ThinkMarkets_AU_Equities_Financial_Services_Guide.pdf?ext=.pdf#page=5", "page": 5, "document_sha256": "6a8fad6667b290b0ae0ea430dd1ba877fad0ccd4fc0c5d000ff03b5f23129e47", "confirmed": "2026-11-13" } }, "holding": { "text": "Gain full control over your investments with your own unique Holder Identification Number (HIN).", "url": "https://www.thinkmarkets.com/au/cash-equities/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Gain full control over your investments with your own unique Holder Identification Number (HIN).", "url": "https://www.thinkmarkets.com/au/cash-equities/#:~:text=Gain%20full%20control%20over%20your,unique%20Holder%20Identification%20Number%20%28HIN%29.", "document_sha256": "8e4960bdee7d5157c396dc170fdd58a3e81a828de413b53b2b34b19d9b9d6343", "confirmed": "2026-11-13" } }, "execution": { "text": "FinEx is a party to a Clearing Agreement with FinClear. FinClear has the Clearing and settlement obligations for all Cash Market Transactions executed by FinEx on your behalf.", "url": "https://www.thinkmarkets.com/getmedia/fe1266c9-13b1-4b98-898c-d0c31592da3c/ThinkMarkets_AU_Equities_FinClear_Terms_of_Trade.pdf?ext=.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "FinEx is a party to a Clearing Agreement with FinClear. FinClear has the Clearing and settlement obligations for all Cash Market Transactions executed by FinEx on your behalf.", "url": "https://www.thinkmarkets.com/getmedia/fe1266c9-13b1-4b98-898c-d0c31592da3c/ThinkMarkets_AU_Equities_FinClear_Terms_of_Trade.pdf?ext=.pdf#page=7", "page": 7, "document_sha256": "197cfb6a88d9c7d23a62b635753feb271768a7f919b7955514672cb72bd121f9", "confirmed": "2026-11-13" } }, "coverage": { "text": "Enjoy access to 3,000+ ASX shares and ETFs — at your fingertips. Open an account today with no minimum deposit.", "url": "https://www.thinkmarkets.com/au/cash-equities/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Enjoy access to 3,000+ ASX shares and ETFs — at your fingertips. Open an account today with no minimum deposit.", "url": "https://www.thinkmarkets.com/au/cash-equities/#:~:text=Enjoy%20access%20to%203%2C000%2B%20ASX,today%20with%20no%20minimum%20deposit.", "document_sha256": "8e4960bdee7d5157c396dc170fdd58a3e81a828de413b53b2b34b19d9b9d6343", "confirmed": "2026-11-13" } }, "status": { "text": "ThinkMarkets offers eligible Australian clients access to Cash Equities, allowing clients to buy and hold supported Australian-listed shares.", "url": "https://support.thinkmarkets.com/hc/en-gb/articles/11613207707537-Cash-Equities-CE-account-Australia-Only", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "ThinkMarkets offers eligible Australian clients access to Cash Equities, allowing clients to buy and hold supported Australian-listed shares.", "url": "https://support.thinkmarkets.com/hc/en-gb/articles/11613207707537-Cash-Equities-CE-account-Australia-Only#:~:text=ThinkMarkets%20offers%20eligible%20Australian%20clients,and%20hold%20supported%20Australian%2Dlisted%20shares.", "document_sha256": "98ce15dfc922577853cdfe666630c1a13c8dc7a323ce89546202edb8271eaa12", "confirmed": "2026-11-13" } }, "gst": { "text": "Unless otherwise stated, all fees, charges, commissions, and benefits disclosed in this FSG are exclusive of the Goods and Services Tax (GST).", "url": "https://www.thinkmarkets.com/getmedia/7d80d896-dd5c-4c11-8327-a472a2e3687c/ThinkMarkets_AU_Equities_Financial_Services_Guide.pdf?ext=.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Unless otherwise stated, all fees, charges, commissions, and benefits disclosed in this FSG are exclusive of the Goods and Services Tax (GST).", "url": "https://www.thinkmarkets.com/getmedia/7d80d896-dd5c-4c11-8327-a472a2e3687c/ThinkMarkets_AU_Equities_Financial_Services_Guide.pdf?ext=.pdf#page=4", "page": 4, "document_sha256": "6a8fad6667b290b0ae0ea430dd1ba877fad0ccd4fc0c5d000ff03b5f23129e47", "confirmed": "2026-11-13" } }, "international": { "text": "ThinkMarkets offers eligible Australian clients access to Cash Equities, allowing clients to buy and hold supported Australian-listed shares.", "url": "https://support.thinkmarkets.com/hc/en-gb/articles/11613207707537-Cash-Equities-CE-account-Australia-Only", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "ThinkMarkets offers eligible Australian clients access to Cash Equities, allowing clients to buy and hold supported Australian-listed shares.", "url": "https://support.thinkmarkets.com/hc/en-gb/articles/11613207707537-Cash-Equities-CE-account-Australia-Only#:~:text=ThinkMarkets%20offers%20eligible%20Australian%20clients,and%20hold%20supported%20Australian%2Dlisted%20shares.", "document_sha256": "98ce15dfc922577853cdfe666630c1a13c8dc7a323ce89546202edb8271eaa12", "confirmed": "2026-11-13" } }, "data_fee": { "text": "Premium Live $22.00 per Optional feature. Charged to your account Streaming price data month at the start of each month until cancelled.", "url": "https://www.thinkmarkets.com/getmedia/881bf50e-b495-4be9-a24a-2dca0c98d058/ThinkMarkets_AU_Equities_Client_Terms_and_Conditions.pdf?ext=.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Premium Live $22.00 per Optional feature. Charged to your account Streaming price data month at the start of each month until cancelled.", "url": "https://www.thinkmarkets.com/getmedia/881bf50e-b495-4be9-a24a-2dca0c98d058/ThinkMarkets_AU_Equities_Client_Terms_and_Conditions.pdf?ext=.pdf#page=9", "page": 9, "document_sha256": "d14f1e56cd371b343d8381805ca3275a6ed0355f03273fd7f7d69ec2dc7faf2d", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.thinkmarkets.com/au/cash-equities/", "https://www.thinkmarkets.com/getmedia/7d80d896-dd5c-4c11-8327-a472a2e3687c/ThinkMarkets_AU_Equities_Financial_Services_Guide.pdf?ext=.pdf", "https://www.thinkmarkets.com/getmedia/881bf50e-b495-4be9-a24a-2dca0c98d058/ThinkMarkets_AU_Equities_Client_Terms_and_Conditions.pdf?ext=.pdf", "https://www.thinkmarkets.com/getmedia/fe1266c9-13b1-4b98-898c-d0c31592da3c/ThinkMarkets_AU_Equities_FinClear_Terms_of_Trade.pdf?ext=.pdf", "https://www.thinkmarkets.com/au/legal-documents/", "https://support.thinkmarkets.com/hc/en-gb/articles/11613207707537-Cash-Equities-CE-account-Australia-Only" ], "documents": [ { "title": "Cash Equities", "url": "https://www.thinkmarkets.com/au/cash-equities/" }, { "title": "Financial Services Guide (20 March 2026)", "url": "https://www.thinkmarkets.com/getmedia/7d80d896-dd5c-4c11-8327-a472a2e3687c/ThinkMarkets_AU_Equities_Financial_Services_Guide.pdf?ext=.pdf" }, { "title": "Client Terms and Conditions (2 July 2024)", "url": "https://www.thinkmarkets.com/getmedia/881bf50e-b495-4be9-a24a-2dca0c98d058/ThinkMarkets_AU_Equities_Client_Terms_and_Conditions.pdf?ext=.pdf" }, { "title": "FinClear Terms of Trade", "url": "https://www.thinkmarkets.com/getmedia/fe1266c9-13b1-4b98-898c-d0c31592da3c/ThinkMarkets_AU_Equities_FinClear_Terms_of_Trade.pdf?ext=.pdf" }, { "title": "Legal documents", "url": "https://www.thinkmarkets.com/au/legal-documents/" }, { "title": "Cash Equities account (Australia only)", "url": "https://support.thinkmarkets.com/hc/en-gb/articles/11613207707537-Cash-Equities-CE-account-Australia-Only" } ], "curation_notes": "thinkmarkets.com refuses Chromium and plain HTTP (Cloudflare 403) but loads in Firefox; the PDFs were downloaded from its legal documents page in Firefox on 15 October 2026. The FSG (20 March 2026) gives $8 up to $200,000 with larger orders split; the older terms (2 July 2024) show 0.05% above $200,000, so the FSG is used. Execution and clearing are from the FinEx Terms of Trade published on ThinkMarkets' legal documents page; the cash equities page and FSG say only 'affiliated brokers'. On 7 November 2026 the legal documents page linked new copies of the FSG, client terms and FinClear Terms of Trade (the same texts with a cover page; the FSG cover says \"Last updated: 24 September 2026\" over the 20 March 2026 preparation date), so the quotes were moved to those links. international_shares is false because the account offers \"supported Australian-listed shares\" and the site's menu describes Cash Equities as \"ASX shares and ETFs\"; the other share products it lists are CFDs. The data-fee quote is the terms' two-column fee table as extracted, cells interleaved.", "licence": { "afsl": "412816", "name": "TF GLOBAL SECURITIES (AUST) PTY LTD", "abn": "36131545536", "acn": null, "licensed_since": "2012-02-29", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 8.0, "1000": 8.0, "2000": 8.0, "5000": 8.0, "10000": 8.0, "25000": 8.0, "50000": 8.0, "100000": 8.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/thinkmarkets/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/thinkmarkets.json" }, { "slug": "bank-of-melbourne-directshares", "name": "Bank of Melbourne Directshares", "product": "Directshares", "website": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Operating; Bank of Melbourne's page says its online share trading is offered by St.George Bank through the same Directshares service (FSG and Terms dated 1 November 2023, St.George-branded).", "successor_slug": null, "legal_entity": "CMC Markets Stockbroking Limited", "entity_note": "The Directshares service provided by CMC Markets Stockbroking at the request of St.George Bank, a division of Westpac Banking Corporation; Bank of Melbourne is another Westpac brand and its page says 'online share trading is offered by St.George Bank'. Same service as stgeorge-directshares.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246381", "abn": "69081002851", "acn": null, "holding": "chess", "holding_note": "The support page says trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking, and the Terms include a Part G CHESS Sponsorship Agreement. International shares are held in custody with BNP Paribas SA.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": "CMC Markets Stockbroking Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 5000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": 10000, "fee": 24.45, "percent": null, "min": null, "max": null }, { "up_to": 28000, "fee": 29.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "First online order placed in the calendar month: $19.95 up to $5,000; $24.45 for $5,001-$10,000; $29.95 for $10,001-$28,000; 0.11% over $28,000 (GST included).", "conditions": [ "2nd and subsequent online orders placed in the same calendar month: $19.95 up to $18,000; greater of $19.95 or 0.11% for $18,001-$28,000; 0.11% over $28,000.", "Requires an eligible St.George, BankSA or Bank of Melbourne transaction account (not savings or term deposit) in the exact same name, or a St.George/BankSA margin loan.", "Pro platform $49.00/month, waived in a month with 5 or more trades or no Pro logon; Standard platform free.", "Telephone orders from $69.95; international (Global Share Service) greater of $59 or 0.59%.", "International shares custody fee 0.50% a year (minimum $10), applied monthly to the value of foreign holdings; it may be waived if an international trade was placed in the previous 12 months." ] }, "account_fee": null, "expected": { "1000": 19.95, "10000": 24.45, "50000": 55.0 }, "quotes": { "brokerage": { "text": "Up to $5,000 $19.95 $19.95 $5,001 - $10,000 $24.45 $19.95 $10,001 - $18,000 $29.95 $19.95 $18,001 - $28,000 $29.95 Greater of $19.95 or 0.11% of the trade value Over $28,000 0.11% of the trade value 0.11% of the trade value", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Up to $5,000 $19.95 $19.95 $5,001 - $10,000 $24.45 $19.95 $10,001 - $18,000 $29.95 $19.95 $18,001 - $28,000 $29.95 Greater of $19.95 or 0.11% of the trade value Over $28,000 0.11% of the trade value 0.11% of the trade value", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=Up%20to%20%245%2C000%20%2419.95%20%2419.95,0.11%25%20of%20the%20trade%20value", "document_sha256": "5c2fb3dd226a851c0a88310535273d91c41504c72420673cef5d06a7ba74d4e4", "confirmed": "2026-11-13" } }, "holding": { "text": "Under this arrangement, your trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Under this arrangement, your trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn#:~:text=Under%20this%20arrangement%2C%20your%20trading%2C,directly%20with%20CMC%20Markets%20Stockbroking.", "document_sha256": "90a90448fcfd83805b4e52a15d9120a6f95788c05d282bfec1ba3bc931358692", "confirmed": "2026-11-13" } }, "status": { "text": "At Bank of Melbourne, online share trading is offered by St.George Bank", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "At Bank of Melbourne, online share trading is offered by St.George Bank", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking#:~:text=At%20Bank%20of%20Melbourne%2C%20online,is%20offered%20by%20St.George%20Bank", "document_sha256": "254a65ab0bc0be4adb6403774e6990fdc404047dec06d28cc6883b99146b9692", "confirmed": "2026-11-13" } }, "execution": { "text": "CMC Markets Stockbroking is a Participant of the ASX Group (‘ASX’), Sydney Stock Exchange (“SSX”) and Cboe Australia Pty Ltd (“Cboe”), a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CMC Markets Stockbroking is a Participant of the ASX Group (‘ASX’), Sydney Stock Exchange (“SSX”) and Cboe Australia Pty Ltd (“Cboe”), a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking#:~:text=CMC%20Markets%20Stockbroking%20is%20a,of%20ASX%20Settlement%20Pty%20Limited.", "document_sha256": "254a65ab0bc0be4adb6403774e6990fdc404047dec06d28cc6883b99146b9692", "confirmed": "2026-11-13" } }, "international": { "text": "Buy and sell shares across 15 international markets with 24 hour support from our customer services team.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Buy and sell shares across 15 international markets with 24 hour support from our customer services team.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking#:~:text=Buy%20and%20sell%20shares%20across,from%20our%20customer%20services%20team.", "document_sha256": "a76244634429e2084c345e83d839038094e4ed900ec763d32c0e46c9df03cc81", "confirmed": "2026-11-13" } }, "custody": { "text": "Custody Fee 0.50% p.a.*, minimum $10", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Custody Fee 0.50% p.a.*, minimum $10", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=Custody%20Fee%200.50%25%20p.a.%2A%2C%20minimum%20%2410", "document_sha256": "5c2fb3dd226a851c0a88310535273d91c41504c72420673cef5d06a7ba74d4e4", "confirmed": "2026-11-13" } }, "custody_waiver": { "text": "* Applied monthly based on foreign asset holdings value excluding cash. This fee may be waived if client has placed a trade on International Securities in the previous 12 months. Charged Monthly.", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "* Applied monthly based on foreign asset holdings value excluding cash. This fee may be waived if client has placed a trade on International Securities in the previous 12 months. Charged Monthly.", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=%2A%20Applied%20monthly%20based%20on,previous%2012%20months.%20Charged%20Monthly.", "document_sha256": "5c2fb3dd226a851c0a88310535273d91c41504c72420673cef5d06a7ba74d4e4", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees", "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking", "https://www.bankofmelbourne.com.au/content/dam/bom/downloads/invest/Directshares-Financial-Services-Guide.pdf", "https://www.bankofmelbourne.com.au/content/dam/bom/downloads/invest/StGeorge-Directshares-TC.pdf", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn" ], "documents": [ { "title": "Rates & fees", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking/rates-and-fees" }, { "title": "St.George Directshares Financial Services Guide (FSG)", "url": "https://www.bankofmelbourne.com.au/content/dam/bom/downloads/invest/Directshares-Financial-Services-Guide.pdf" }, { "title": "St.George Directshares Terms and conditions", "url": "https://www.bankofmelbourne.com.au/content/dam/bom/downloads/invest/StGeorge-Directshares-TC.pdf" }, { "title": "Directshares", "url": "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking" } ], "curation_notes": "Same service, prices and documents as stgeorge-directshares: Bank of Melbourne's rates page carries the identical online-orders table (quoted, cells joined), and the FSG and Terms it links are the St.George Directshares documents dated 1 November 2023 hosted on www.bankofmelbourne.com.au. Holding and international quotes are from the St.George pages, as Bank of Melbourne's own landing page does not repeat them. Recorded as a separate brand because a reader searching for 'Bank of Melbourne Directshares' should find it; merge into stgeorge-directshares if the dataset counts services rather than brands. Expected uses the 1st-order-in-month column.", "licence": { "afsl": "246381", "name": "CMC MARKETS STOCKBROKING LIMITED", "abn": "69081002851", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 19.95, "1000": 19.95, "2000": 19.95, "5000": 19.95, "10000": 24.45, "25000": 29.95, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/bank-of-melbourne-directshares/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/bank-of-melbourne-directshares.json" }, { "slug": "banksa-directshares", "name": "BankSA Directshares", "product": "Directshares", "website": "https://www.banksa.com.au/personal/investments/directshares-online-broking", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Operating; BankSA's page says its online share trading is offered by St.George Bank through the same Directshares service (FSG and Terms dated 1 November 2023, St.George-branded).", "successor_slug": null, "legal_entity": "CMC Markets Stockbroking Limited", "entity_note": "The Directshares service provided by CMC Markets Stockbroking at the request of St.George Bank, a division of Westpac Banking Corporation; BankSA is another Westpac brand and its page says 'online share trading is offered by St.George Bank'. Same service as stgeorge-directshares.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246381", "abn": "69081002851", "acn": null, "holding": "chess", "holding_note": "The support page says trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking, and the Terms include a Part G CHESS Sponsorship Agreement. International shares are held in custody with BNP Paribas SA.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": "CMC Markets Stockbroking Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 5000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": 10000, "fee": 24.45, "percent": null, "min": null, "max": null }, { "up_to": 28000, "fee": 29.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "First online order placed in the calendar month: $19.95 up to $5,000; $24.45 for $5,001-$10,000; $29.95 for $10,001-$28,000; 0.11% over $28,000 (GST included).", "conditions": [ "2nd and subsequent online orders placed in the same calendar month: $19.95 up to $18,000; greater of $19.95 or 0.11% for $18,001-$28,000; 0.11% over $28,000.", "Requires an eligible St.George, BankSA or Bank of Melbourne transaction account (not savings or term deposit) in the exact same name, or a St.George/BankSA margin loan.", "Pro platform $49.00/month, waived in a month with 5 or more trades or no Pro logon; Standard platform free.", "Telephone orders from $69.95; international (Global Share Service) greater of $59 or 0.59%.", "International shares custody fee 0.50% a year (minimum $10), applied monthly to the value of foreign holdings; it may be waived if an international trade was placed in the previous 12 months." ] }, "account_fee": null, "expected": { "1000": 19.95, "10000": 24.45, "50000": 55.0 }, "quotes": { "brokerage": { "text": "Up to $5,000 $19.95 $19.95 $5,001 - $10,000 $24.45 $19.95 $10,001 - $18,000 $29.95 $19.95 $18,001 - $28,000 $29.95 Greater of $19.95 or 0.11% of the trade value Over $28,000 0.11% of the trade value 0.11% of the trade value", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Up to $5,000 $19.95 $19.95 $5,001 - $10,000 $24.45 $19.95 $10,001 - $18,000 $29.95 $19.95 $18,001 - $28,000 $29.95 Greater of $19.95 or 0.11% of the trade value Over $28,000 0.11% of the trade value 0.11% of the trade value", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=Up%20to%20%245%2C000%20%2419.95%20%2419.95,0.11%25%20of%20the%20trade%20value", "document_sha256": "bc6d9c36e21aaaa9fb9bbbfa0867532d39888b779b7591760c4b5a956ac17ea9", "confirmed": "2026-11-13" } }, "holding": { "text": "Under this arrangement, your trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Under this arrangement, your trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn#:~:text=Under%20this%20arrangement%2C%20your%20trading%2C,directly%20with%20CMC%20Markets%20Stockbroking.", "document_sha256": "90a90448fcfd83805b4e52a15d9120a6f95788c05d282bfec1ba3bc931358692", "confirmed": "2026-11-13" } }, "status": { "text": "At BankSA, online share trading is offered by St.George Bank", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "At BankSA, online share trading is offered by St.George Bank", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking#:~:text=At%20BankSA%2C%20online%20share%20trading%20is%20offered%20by%20St.George%20Bank", "document_sha256": "ce90e3dbbe877a1ea25b011554faa0cd82a18c723b24c22d8277592efe154991", "confirmed": "2026-11-13" } }, "execution": { "text": "CMC Markets Stockbroking is a Participant of the ASX Group (‘ASX’), Sydney Stock Exchange (“SSX”) and Cboe Australia Pty Ltd (“Cboe”), a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CMC Markets Stockbroking is a Participant of the ASX Group (‘ASX’), Sydney Stock Exchange (“SSX”) and Cboe Australia Pty Ltd (“Cboe”), a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking#:~:text=CMC%20Markets%20Stockbroking%20is%20a,of%20ASX%20Settlement%20Pty%20Limited.", "document_sha256": "ce90e3dbbe877a1ea25b011554faa0cd82a18c723b24c22d8277592efe154991", "confirmed": "2026-11-13" } }, "international": { "text": "Buy and sell shares across 15 international markets with 24 hour support from our customer services team.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Buy and sell shares across 15 international markets with 24 hour support from our customer services team.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking#:~:text=Buy%20and%20sell%20shares%20across,from%20our%20customer%20services%20team.", "document_sha256": "a76244634429e2084c345e83d839038094e4ed900ec763d32c0e46c9df03cc81", "confirmed": "2026-11-13" } }, "custody": { "text": "Custody Fee 0.50% p.a.*, minimum $10", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Custody Fee 0.50% p.a.*, minimum $10", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=Custody%20Fee%200.50%25%20p.a.%2A%2C%20minimum%20%2410", "document_sha256": "bc6d9c36e21aaaa9fb9bbbfa0867532d39888b779b7591760c4b5a956ac17ea9", "confirmed": "2026-11-13" } }, "custody_waiver": { "text": "* Applied monthly based on foreign asset holdings value excluding cash. This fee may be waived if client has placed a trade on International Securities in the previous 12 months. Charged Monthly.", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "* Applied monthly based on foreign asset holdings value excluding cash. This fee may be waived if client has placed a trade on International Securities in the previous 12 months. Charged Monthly.", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=%2A%20Applied%20monthly%20based%20on,previous%2012%20months.%20Charged%20Monthly.", "document_sha256": "bc6d9c36e21aaaa9fb9bbbfa0867532d39888b779b7591760c4b5a956ac17ea9", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees", "https://www.banksa.com.au/personal/investments/directshares-online-broking", "https://www.banksa.com.au/content/dam/bsa/downloads/invest/Directshares-Financial-Services-Guide.pdf", "https://www.banksa.com.au/content/dam/bsa/downloads/invest/StGeorge-Directshares-TC.pdf", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn" ], "documents": [ { "title": "Rates & fees", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking/rates-and-fees" }, { "title": "St.George Directshares Financial Services Guide (FSG)", "url": "https://www.banksa.com.au/content/dam/bsa/downloads/invest/Directshares-Financial-Services-Guide.pdf" }, { "title": "St.George Directshares Terms and conditions", "url": "https://www.banksa.com.au/content/dam/bsa/downloads/invest/StGeorge-Directshares-TC.pdf" }, { "title": "Directshares", "url": "https://www.banksa.com.au/personal/investments/directshares-online-broking" } ], "curation_notes": "Same service, prices and documents as stgeorge-directshares: BankSA's rates page carries the identical online-orders table (quoted, cells joined), and the FSG and Terms it links are the St.George Directshares documents dated 1 November 2023 hosted on www.banksa.com.au. Holding and international quotes are from the St.George pages, as BankSA's own landing page does not repeat them. Recorded as a separate brand because a reader searching for 'BankSA Directshares' should find it; merge into stgeorge-directshares if the dataset counts services rather than brands. Expected uses the 1st-order-in-month column. BankSA's landing page says trades settle to 'your existing Bank of Melbourne transaction account', an apparent copy error on its page; eligibility per the St.George pages covers BankSA accounts.", "licence": { "afsl": "246381", "name": "CMC MARKETS STOCKBROKING LIMITED", "abn": "69081002851", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 19.95, "1000": 19.95, "2000": 19.95, "5000": 19.95, "10000": 24.45, "25000": 29.95, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/banksa-directshares/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/banksa-directshares.json" }, { "slug": "capital-19", "name": "Capital 19", "product": null, "website": "https://capital19.com/", "category": "active_asx_retail", "checked": "2026-11-06", "status_note": "Operating; account opening via enquiry/application form; FSG dated 28 April 2023.", "successor_slug": null, "legal_entity": "Capital 19 Pty Ltd", "entity_note": "Introducing broker to Interactive Brokers Australia; clients trade online through Interactive Brokers' Trader Workstation, or by phone at the same fee.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "441891", "abn": "17124264366", "acn": null, "holding": "custodial", "holding_note": "Capital 19's disclaimer says IBKR Australia provides dealing and custody services to its customers. Capital 19 pages do not mention CHESS sponsorship or a HIN.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Interactive Brokers Australia Pty Ltd", "clearing_participant": "Interactive Brokers Australia Pty Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": 10000, "fee": 15.0, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.15, "min": 15.0, "max": null } ], "rule": "AUD 15.00 minimum up to $10,000 trade value, then 0.15% of trade value.", "conditions": [ "Accounts are opened by application, not instant online sign-up.", "Phone orders cost the same as online orders.", "Currency conversion fee US$25 + 0.1% of trade value (FSG).", "IBKR Australia may charge market data, withdrawal, stock transfer and research fees." ] }, "account_fee": null, "expected": { "1000": 15.0, "10000": 15.0, "50000": 75.0 }, "quotes": { "brokerage": { "text": "Australia Stocks Stock Options Futures & Options on Futures AUD 15.00 up to 10,000 trade value AUD 30.00 up to 15 contracts 0.15% of trade value", "url": "https://capital19.com/fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Australia Stocks Stock Options Futures & Options on Futures AUD 15.00 up to 10,000 trade value AUD 30.00 up to 15 contracts 0.15% of trade value", "url": "https://capital19.com/fees/#:~:text=Australia%20Stocks%20Stock%20Options%20Futures,contracts%200.15%25%20of%20trade%20value", "document_sha256": "128a5837e0f3d4e9820ac3f2a3d730995bbdb935bba42818c2b91d325ced1633", "confirmed": "2026-11-13" } }, "holding": { "text": "IBKR Australia provides dealing and custody services to customers of Capital 19 Pty Ltd.", "url": "https://capital19.com/disclaimers/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "IBKR Australia provides dealing and custody services to customers of Capital 19 Pty Ltd.", "url": "https://capital19.com/disclaimers/#:~:text=IBKR%20Australia%20provides%20dealing%20and,of%20Capital%2019%20Pty%20Ltd.", "document_sha256": "828a0d41044022bd4a8cd53064710e76905578d4592f4285b80f14b9e42d8230", "confirmed": "2026-11-13" } }, "execution": { "text": "IBKR Australia holds an Australian Financial Services License, No. 453554, and is a market participant of ASX, ASX24 and Chi-X Australia and a clearing participant of ASX Clear and ASX Clear (Futures).", "url": "https://capital19.com/disclaimers/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "IBKR Australia holds an Australian Financial Services License, No. 453554, and is a market participant of ASX, ASX24 and Chi-X Australia and a clearing participant of ASX Clear and ASX Clear (Futures).", "url": "https://capital19.com/disclaimers/#:~:text=IBKR%20Australia%20holds%20an%20Australian,Clear%20and%20ASX%20Clear%20%28Futures%29.", "document_sha256": "828a0d41044022bd4a8cd53064710e76905578d4592f4285b80f14b9e42d8230", "confirmed": "2026-11-13" } }, "international": { "text": "Trade Australian and US shares from one account with dedicated phone support.", "url": "https://www.capital19.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade Australian and US shares from one account with dedicated phone support.", "url": "https://www.capital19.com/#:~:text=Trade%20Australian%20and%20US%20shares,account%20with%20dedicated%20phone%20support.", "document_sha256": "30fee34ae9e8c79d50751006fdfcf50ea04db6e67380aaeb8100ac8482d1c9e2", "confirmed": "2026-11-13" } }, "status": { "text": "You can choose to open an individual, joint, company or trust/SMSF account.", "url": "https://capital19.com/open-an-account/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "You can choose to open an individual, joint, company or trust/SMSF account.", "url": "https://capital19.com/open-an-account/#:~:text=You%20can%20choose%20to%20open,joint%2C%20company%20or%20trust%2FSMSF%20account.", "document_sha256": "181723a9eb196208a1f502e39ea0c76b5df7bf6a40b598abaebacd232f60996f", "confirmed": "2026-11-13" } } }, "sources": [ "https://capital19.com/", "https://capital19.com/fees/", "https://capital19.com/financial-services-guide/", "https://capital19.com/disclaimers/", "https://capital19.com/open-an-account/", "https://capital19.com/share-trading/", "https://capital19.com/terms-of-use/" ], "documents": [ { "title": "Our Fees", "url": "https://capital19.com/fees/" }, { "title": "Financial Services Guide", "url": "https://capital19.com/financial-services-guide/" }, { "title": "Terms of Use", "url": "https://capital19.com/terms-of-use/" }, { "title": "Disclaimers", "url": "https://capital19.com/disclaimers/" } ], "curation_notes": "The fees page is a flattened table: the Australia row lists Stocks / Stock Options / Futures, with minimums \"AUD 15.00 up to 10,000 trade value\" / \"AUD 30.00 up to 15 contracts\" and flat rates \"0.15% of trade value\" / \"AUD 2.00 per contract\" / \"AUD 10.00 per contract\"; the brokerage quote joins the stock entries with \"...\". 0.15% of $10,000 equals the $15 minimum, so the rule is continuous. No GST statement on the fees page or FSG, so gst is unknown and expected uses the figures as published. No PDS of its own: the FSG says IBKR Australia provides the PDS for listed products. Accounts open via an application form sent after an enquiry, not instant online signup. ABN from site footer \"Capital 19 Pty Ltd ABN 17 124 264 366\".", "licence": { "afsl": "441891", "name": "CAPITAL 19 PTY LTD", "abn": "17124264366", "acn": null, "licensed_since": "2014-04-15", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 15.0, "1000": 15.0, "2000": 15.0, "5000": 15.0, "10000": 15.0, "25000": 37.5, "50000": 75.0, "100000": 150.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/capital-19/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/capital-19.json" }, { "slug": "sequoia-direct", "name": "Sequoia Direct", "product": "Sequoia Direct Online", "website": "https://www.sequoiadirect.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; site invites new account applications (\"OPEN A SEQUOIA DIRECT ACCOUNT NOW\"); Bourse Data replaced with the Morrison Equix App.", "successor_slug": null, "legal_entity": "Sequoia Wealth Management Pty Ltd", "entity_note": "The site footer says Sequoia Direct is a registered trading name of Sequoia Wealth Management Pty Ltd (AFSL 472387; FSG gives ACN 002 314 310). The older client application form (v6, 31/05/2021) instead names Sequoia Direct Pty Ltd ABN 52 614 536 917, CAR No. 001247917 of Sequoia Asset Management Pty Ltd (AFSL 341506), and the disclaimer page says \"Sequoia Direct ABN 17 090 611 680\". Part of Sequoia Financial Group Ltd.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "472387", "abn": null, "acn": "002314310", "holding": "chess", "holding_note": "The application form offers CHESS sponsorship by Morrison Securities (new Sponsored HIN or transfer of an existing HIN), or settlement via a third-party settlement participant. Trades settle against a cash management account (e.g. Macquarie CMA).", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Morrison Securities Pty Limited", "clearing_participant": "Morrison Securities Pty Limited", "international_shares": null, "brokerage": { "currency": "AUD", "gst": "excluded", "tiers": [ { "up_to": null, "fee": null, "percent": 0.08, "min": 12.0, "max": null } ], "rule": "$12.00 or 0.08% of trade value, whichever is greater, plus GST.", "conditions": [ "Rates are worded \"Starting form $12.00 or 0.08%\", so lower negotiated rates may exist.", "EQUIX Live Data $50.00 per month; EQUIX Click2Refresh free.", "A linked cash management account is required to settle trades." ] }, "account_fee": null, "expected": { "1000": 13.2, "10000": 13.2, "50000": 44.0 }, "quotes": { "brokerage": { "text": "ASX rates – Starting form $12.00 or 0.08%, whichever is greater (plus GST)", "url": "https://www.sequoiadirect.com.au/rates-and-fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "ASX rates – Starting form $12.00 or 0.08%, whichever is greater (plus GST)", "url": "https://www.sequoiadirect.com.au/rates-and-fees/#:~:text=ASX%20rates%20%E2%80%93%20Starting%20form,whichever%20is%20greater%20%28plus%20GST%29", "document_sha256": "53c6b5e25f58f088dc7f8d435a9ef7b78c5bf310fd0445945d35881cfc858839", "confirmed": "2026-11-13" } }, "holding": { "text": "Would you like Morrison Securities to establish a new Sponsored HIN?", "url": "https://www.sequoiadirect.com.au/wp-content/uploads/2021/10/Sequoia-Direct_Morrisons-Client-Application-Form-Equity-and-ETO_v6_31052021writable-copy.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Would you like Morrison Securities to establish a new Sponsored HIN?", "url": "https://www.sequoiadirect.com.au/wp-content/uploads/2021/10/Sequoia-Direct_Morrisons-Client-Application-Form-Equity-and-ETO_v6_31052021writable-copy.pdf#page=6", "page": 6, "document_sha256": "601c28e6486580bfbee0821bba396d74ad861efcc7d81015bd32dd92c5130429", "confirmed": "2026-11-13" } }, "execution": { "text": "All transactions are executed and cleared by Morrison Securities Pty Limited (Morrison Securities) ABN 50 001 430 342 AFSL No 241737", "url": "https://www.sequoiadirect.com.au/wp-content/uploads/2021/10/Sequoia-Direct_Morrisons-Client-Application-Form-Equity-and-ETO_v6_31052021writable-copy.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All transactions are executed and cleared by Morrison Securities Pty Limited (Morrison Securities) ABN 50 001 430 342 AFSL No 241737", "url": "https://www.sequoiadirect.com.au/wp-content/uploads/2021/10/Sequoia-Direct_Morrisons-Client-Application-Form-Equity-and-ETO_v6_31052021writable-copy.pdf#page=1", "page": 1, "document_sha256": "601c28e6486580bfbee0821bba396d74ad861efcc7d81015bd32dd92c5130429", "confirmed": "2026-11-13" } }, "status": { "text": "We’ve created an easy application process to help save you time – click the below button to begin the application.", "url": "https://www.sequoiadirect.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We’ve created an easy application process to help save you time – click the below button to begin the application.", "url": "https://www.sequoiadirect.com.au/#:~:text=We%E2%80%99ve%20created%20an%20easy%20application,button%20to%20begin%20the%20application.", "document_sha256": "f23a26724d67161e5c06a19b6a3c1b132a82e4768f56abb6f106da27da56c588", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.sequoiadirect.com.au/", "https://www.sequoiadirect.com.au/rates-and-fees/", "https://www.sequoiadirect.com.au/get-started/", "https://www.sequoiadirect.com.au/about-us/", "https://www.sequoiadirect.com.au/disclaimer/", "https://www.sequoiadirect.com.au/support/documents-and-downloads/", "https://www.sequoiadirect.com.au/wp-content/uploads/2025/02/Josh-Graham-merged-FSG-v17-17-February-2025.pdf", "https://www.sequoiadirect.com.au/wp-content/uploads/2021/10/Sequoia-Direct_Morrisons-Client-Application-Form-Equity-and-ETO_v6_31052021writable-copy.pdf" ], "documents": [ { "title": "Rates & Fees", "url": "https://www.sequoiadirect.com.au/rates-and-fees/" }, { "title": "Sequoia Wealth Management Financial Services Guide (Version 17, 17 February 2025)", "url": "https://www.sequoiadirect.com.au/wp-content/uploads/2025/02/Josh-Graham-merged-FSG-v17-17-February-2025.pdf" }, { "title": "Client Application Form", "url": "https://www.sequoiadirect.com.au/wp-content/uploads/2021/10/Sequoia-Direct_Morrisons-Client-Application-Form-Equity-and-ETO_v6_31052021writable-copy.pdf" }, { "title": "Documents and Downloads", "url": "https://www.sequoiadirect.com.au/support/documents-and-downloads/" } ], "curation_notes": "Self-directed: the about page says \"Sequoia Direct is a boutique online trading company, arranging execution-only services for self-directed investors wishing to buy or sell ASX equities, warrants and options.\" Get Started says \"Buy and sell ASX and CXA-listed securities\". No international shares are mentioned, but there is no explicit exclusion either, so international_shares is null. The FSG linked in the footer is a Sequoia Wealth Management FSG merged with an authorised-representative (JJLG Trading Pty Ltd) part, and its brokerage table did not extract as text. ABN left null because the three entity references conflict (see entity_note). Sequoia Corporate Finance Pty Ltd (on the NSX supporting-broker list) is a separate group company and is not the Sequoia Direct retail service.", "licence": { "afsl": "472387", "name": "SEQUOIA WEALTH MANAGEMENT PTY LTD", "abn": "22002314310", "acn": null, "licensed_since": "2017-02-14", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 13.2, "1000": 13.2, "2000": 13.2, "5000": 13.2, "10000": 13.2, "25000": 22.0, "50000": 44.0, "100000": 88.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/sequoia-direct/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/sequoia-direct.json" }, { "slug": "stgeorge-directshares", "name": "St.George Directshares", "product": "Directshares", "website": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Operating and open to new applicants who hold an eligible St.George, BankSA or Bank of Melbourne bank account (or a St.George/BankSA margin loan); FSG and Terms dated 1 November 2023.", "successor_slug": null, "legal_entity": "CMC Markets Stockbroking Limited", "entity_note": "The service is provided by CMC Markets Stockbroking at the request of St.George Bank, a division of Westpac Banking Corporation (ABN 33 007 457 141, AFSL 233714). BankSA and Bank of Melbourne offer the same Directshares service, which their own pages say is 'offered by St.George Bank'.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246381", "abn": "69081002851", "acn": null, "holding": "chess", "holding_note": "The support page says trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking, and the Terms include a Part G CHESS Sponsorship Agreement. International shares are held in custody with BNP Paribas SA.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": "CMC Markets Stockbroking Limited", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 5000, "fee": 19.95, "percent": null, "min": null, "max": null }, { "up_to": 10000, "fee": 24.45, "percent": null, "min": null, "max": null }, { "up_to": 28000, "fee": 29.95, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": null, "max": null } ], "rule": "First online order placed in the calendar month: $19.95 up to $5,000; $24.45 for $5,001-$10,000; $29.95 for $10,001-$28,000; 0.11% over $28,000 (GST included).", "conditions": [ "2nd and subsequent online orders placed in the same calendar month: $19.95 up to $18,000; greater of $19.95 or 0.11% for $18,001-$28,000; 0.11% over $28,000.", "Requires an eligible St.George, BankSA or Bank of Melbourne transaction account (not savings or term deposit) in the exact same name, or a St.George/BankSA margin loan.", "Pro platform $49.00/month, waived in a month with 5 or more trades or no Pro logon; Standard platform free.", "Telephone orders from $69.95; international (Global Share Service) greater of $59 or 0.59%.", "International shares custody fee 0.50% a year (minimum $10), applied monthly to the value of foreign holdings; it may be waived if an international trade was placed in the previous 12 months." ] }, "account_fee": null, "expected": { "1000": 19.95, "10000": 24.45, "50000": 55.0 }, "quotes": { "brokerage": { "text": "Trade Value\t1st order placed^ in the calendar month\t2nd and subsequent orders placed^ in the calendar month\nUp to $5,000\t$19.95\t$19.95\n$5,001 - $10,000\t$24.45\t$19.95\n$10,001 - $18,000\t$29.95\t$19.95\n$18,001 - $28,000\t$29.95\tGreater of $19.95 or 0.11% of the trade value\nOver $28,000\t0.11% of the trade value\t0.11% of the trade value", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade Value\t1st order placed^ in the calendar month\t2nd and subsequent orders placed^ in the calendar month\nUp to $5,000\t$19.95\t$19.95\n$5,001 - $10,000\t$24.45\t$19.95\n$10,001 - $18,000\t$29.95\t$19.95\n$18,001 - $28,000\t$29.95\tGreater of $19.95 or 0.11% of the trade value\nOver $28,000\t0.11% of the trade value\t0.11% of the trade value", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=Trade%20Value%201st%20order%20placed%5E,0.11%25%20of%20the%20trade%20value", "document_sha256": "2ca03306e477a42bc6a6f237b5f84d4de5134a36f5d4a28167269df276e357e1", "confirmed": "2026-11-13" } }, "holding": { "text": "Under this arrangement, your trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Under this arrangement, your trading, clearing, settlement and sponsorship arrangements are directly with CMC Markets Stockbroking.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn#:~:text=Under%20this%20arrangement%2C%20your%20trading%2C,directly%20with%20CMC%20Markets%20Stockbroking.", "document_sha256": "90a90448fcfd83805b4e52a15d9120a6f95788c05d282bfec1ba3bc931358692", "confirmed": "2026-11-13" } }, "execution": { "text": "CMC Markets Stockbroking is a Participant of the ASX Group (‘ASX’), Sydney Stock Exchange (“SSX”) and Cboe Australia Pty Ltd (“Cboe”), a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "CMC Markets Stockbroking is a Participant of the ASX Group (‘ASX’), Sydney Stock Exchange (“SSX”) and Cboe Australia Pty Ltd (“Cboe”), a Clearing Participant of ASX Clear Pty Limited and a Settlement Participant of ASX Settlement Pty Limited.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking#:~:text=CMC%20Markets%20Stockbroking%20is%20a,of%20ASX%20Settlement%20Pty%20Limited.", "document_sha256": "a76244634429e2084c345e83d839038094e4ed900ec763d32c0e46c9df03cc81", "confirmed": "2026-11-13" } }, "international": { "text": "Buy and sell shares across 15 international markets with 24 hour support from our customer services team.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Buy and sell shares across 15 international markets with 24 hour support from our customer services team.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking#:~:text=Buy%20and%20sell%20shares%20across,from%20our%20customer%20services%20team.", "document_sha256": "a76244634429e2084c345e83d839038094e4ed900ec763d32c0e46c9df03cc81", "confirmed": "2026-11-13" } }, "status": { "text": "Apply online for a share trading account and see how easy it is to buy and sell shares.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/new-account", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Apply online for a share trading account and see how easy it is to buy and sell shares.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/new-account#:~:text=Apply%20online%20for%20a%20share,to%20buy%20and%20sell%20shares.", "document_sha256": "d16727251e56f9ca32d3d72c388b57c3f8b1dfc9e935f24f45d7ef651ff4f170", "confirmed": "2026-11-13" } }, "custody": { "text": "Custody Fee 0.50% p.a.*, minimum $10", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Custody Fee 0.50% p.a.*, minimum $10", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=Custody%20Fee%200.50%25%20p.a.%2A%2C%20minimum%20%2410", "document_sha256": "2ca03306e477a42bc6a6f237b5f84d4de5134a36f5d4a28167269df276e357e1", "confirmed": "2026-11-13" } }, "custody_waiver": { "text": "* Applied monthly based on foreign asset holdings value excluding cash. This fee may be waived if client has placed a trade on International Securities in the previous 12 months. Charged Monthly.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "* Applied monthly based on foreign asset holdings value excluding cash. This fee may be waived if client has placed a trade on International Securities in the previous 12 months. Charged Monthly.", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees#:~:text=%2A%20Applied%20monthly%20based%20on,previous%2012%20months.%20Charged%20Monthly.", "document_sha256": "2ca03306e477a42bc6a6f237b5f84d4de5134a36f5d4a28167269df276e357e1", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/support-and-learn", "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/new-account", "https://trading.directshares.com.au/forms", "https://www.stgeorge.com.au/content/dam/stg/downloads/invest/Directshares-Financial-Services-Guide.pdf", "https://www.stgeorge.com.au/content/dam/stg/downloads/invest/StGeorge-Directshares-TC.pdf", "https://www.banksa.com.au/personal/investments/directshares-online-broking", "https://www.bankofmelbourne.com.au/personal/investments/directshares-online-broking" ], "documents": [ { "title": "Rates & fees", "url": "https://www.stgeorge.com.au/personal/investments/directshares-online-broking/rates-and-fees" }, { "title": "St.George Directshares Financial Services Guide (FSG)", "url": "https://www.stgeorge.com.au/content/dam/stg/downloads/invest/Directshares-Financial-Services-Guide.pdf" }, { "title": "St.George Directshares Terms and conditions", "url": "https://www.stgeorge.com.au/content/dam/stg/downloads/invest/StGeorge-Directshares-TC.pdf" }, { "title": "Exchange Traded Options Product Disclosure Statement", "url": "https://www.stgeorge.com.au/content/dam/stg/downloads/invest/Directshares-Options-PDS.pdf" }, { "title": "St.George Directshares Trading Account Disclosure Documents", "url": "https://trading.directshares.com.au/forms" } ], "curation_notes": "Not AUSIEX: all three Westpac regional brands' pages say Directshares is provided through CMC Markets Stockbroking. The brokerage quote is the online-orders table on the rates page (tab-joined rows); the page heads it 'Brokerage fee/rate (including GST)*' and says 'Brokerage is the greater of the dollar value or the percentage amount shown'. Expected uses the 1st-order-in-month column (the standard rate a casual investor pays); later orders in the same month are cheaper at $10,000 ($19.95) and listed in conditions. Over $28,000 the 0.11% always exceeds the dollar figures, so no min is set. Open to new clients only if they bank with St.George, BankSA or Bank of Melbourne; the new-account page asks 'Are you already a customer of St.George, Bank of Melbourne or BankSA?' with Yes/No options. BankSA and Bank of Melbourne are not recorded separately: their pages say 'online share trading is offered by St.George Bank' and link to the same service. ASX coverage wording is not all-securities, so null.", "licence": { "afsl": "246381", "name": "CMC MARKETS STOCKBROKING LIMITED", "abn": "69081002851", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 19.95, "1000": 19.95, "2000": 19.95, "5000": 19.95, "10000": 24.45, "25000": 29.95, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/stgeorge-directshares/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/stgeorge-directshares.json" }, { "slug": "trade-for-good", "name": "Trade for Good", "product": null, "website": "https://tradeforgood.com.au/", "category": "active_asx_retail", "checked": "2026-10-15", "status_note": "Operating; FSG Version 3.1 (October 2026). Online onboarding is being updated, so new accounts are opened by phone or email in the meantime.", "successor_slug": null, "legal_entity": "Wholesale Broking Solutions Pty Ltd", "entity_note": "Trade for Good is a registered business name of Wholesale Broking Solutions Pty Ltd. 50% of net brokerage (after execution and ASX fees) is rebated and donated to the client's chosen charity (not for SMSFs).", "authorised_representative_of": "BR Securities Australia Pty Ltd", "authorised_representative_no": "001282970", "afsl": "456663", "abn": "41643105999", "acn": null, "holding": "chess", "holding_note": "FAQs describe holdings CHESS-sponsored by Trade for Good (PID 6382), with HIN transfers in and out; clearing and settlement by AUSIEX. Settlement requires a linked cash management account (Macquarie CMA is one option).", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Australian Investment Exchange Limited (AUSIEX)", "clearing_participant": "Australian Investment Exchange Limited (AUSIEX)", "international_shares": false, "brokerage": { "currency": "AUD", "gst": "included", "tiers": [ { "up_to": 15000, "fee": 15.0, "percent": null, "min": null, "max": null }, { "up_to": null, "fee": null, "percent": 0.11, "min": 15.0, "max": null } ], "rule": "$15.00 per trade up to $15,000; above that, $15.00 or 0.11%, whichever is greater (GST inclusive).", "conditions": [ "New accounts are opened by phone or email while online sign-up is being updated.", "Orders accepted only via the software, not by phone or email.", "Initial purchase of a holding must be at least $500.", "Live ASX data $30.00 per month (retail); request-based data free.", "SMSFs pay the same brokerage but no charity rebate is made." ] }, "account_fee": null, "expected": { "1000": 15.0, "10000": 15.0, "50000": 55.0 }, "quotes": { "brokerage": { "text": "All rates are GST inclusive: Rates Equities (before rebate*) Brokerage rate $500 up to $10,000 $15.00 $15,001+ $15.00 or 0.11% - whichever is the greater", "url": "https://cdn.tradeforgood.com.au/app/uploads/2026/09/TFG_FSG_v3_1_br.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All rates are GST inclusive: Rates Equities (before rebate*) Brokerage rate $500 up to $10,000 $15.00 $15,001+ $15.00 or 0.11% - whichever is the greater", "url": "https://cdn.tradeforgood.com.au/app/uploads/2026/09/TFG_FSG_v3_1_br.pdf#page=5", "page": 5, "document_sha256": "44bb08faf056c4b023c122c113c201baf6962f42a8b54243bb79eba6aa32000b", "confirmed": "2026-11-13" } }, "holding": { "text": "There are a number of advantages to having your shares CHESS sponsored by Trade for Good, you can:", "url": "https://tradeforgood.com.au/faqs/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "There are a number of advantages to having your shares CHESS sponsored by Trade for Good, you can:", "url": "https://tradeforgood.com.au/faqs/#:~:text=There%20are%20a%20number%20of,Trade%20for%20Good%2C%20you%20can%3A", "document_sha256": "59323c1c007c37f24c90cb702a468cfb794bb5b1a55c56a15109ca1fa38984a1", "confirmed": "2026-11-13" } }, "execution": { "text": "TFG's execution and clearing partner is Australian Investment Exchange Limited ( AUSIEX), ABN 71 076 515 930, AFSL 241400, an ASX Execution, Clearing and Settlement Participant.", "url": "https://cdn.tradeforgood.com.au/app/uploads/2026/09/TFG_FSG_v3_1_br.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "TFG's execution and clearing partner is Australian Investment Exchange Limited ( AUSIEX), ABN 71 076 515 930, AFSL 241400, an ASX Execution, Clearing and Settlement Participant.", "url": "https://cdn.tradeforgood.com.au/app/uploads/2026/09/TFG_FSG_v3_1_br.pdf#page=4", "page": 4, "document_sha256": "44bb08faf056c4b023c122c113c201baf6962f42a8b54243bb79eba6aa32000b", "confirmed": "2026-11-13" } }, "international": { "text": "No, we only offer trading for equities and ETF’s (Exchange Trade Funds) on the ASX and TMX markets.", "url": "https://tradeforgood.com.au/what-we-do/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "No, we only offer trading for equities and ETF’s (Exchange Trade Funds) on the ASX and TMX markets.", "url": "https://tradeforgood.com.au/what-we-do/#:~:text=No%2C%20we%20only%20offer%20trading,the%20ASX%20and%20TMX%20markets.", "document_sha256": "6356ab193ac9d9cee9e78e5fb218aac0cc47c3ec90ddb16704d1f57d61d40857", "confirmed": "2026-11-13" } }, "status": { "text": "We’re currently updating our onboarding platform. In the meantime, you can still sign up with us in two ways:", "url": "https://tradeforgood.com.au/get-started/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We’re currently updating our onboarding platform. In the meantime, you can still sign up with us in two ways:", "url": "https://tradeforgood.com.au/get-started/#:~:text=We%E2%80%99re%20currently%20updating%20our%20onboarding,with%20us%20in%20two%20ways%3A", "document_sha256": "268b6057c12caa8c14f405269c8f538bc7c063d1cc8598f4d3a581ca8ab28541", "confirmed": "2026-11-13" } } }, "sources": [ "https://tradeforgood.com.au/", "https://tradeforgood.com.au/pricing/", "https://tradeforgood.com.au/what-we-do/", "https://tradeforgood.com.au/get-started/", "https://tradeforgood.com.au/faqs/", "https://tradeforgood.com.au/forms/", "https://cdn.tradeforgood.com.au/app/uploads/2026/09/TFG_FSG_v3_1_br.pdf" ], "documents": [ { "title": "Pricing", "url": "https://tradeforgood.com.au/pricing/" }, { "title": "Financial Services Guide (Version 3.1)", "url": "https://cdn.tradeforgood.com.au/app/uploads/2026/09/TFG_FSG_v3_1_br.pdf" }, { "title": "Software Terms and Conditions", "url": "https://cdn.tradeforgood.com.au/app/uploads/2025/10/Trade-For-Good-Software-TCs-01112025.pdf" }, { "title": "Best Execution Policy", "url": "https://www.ausiex.com.au/media/174887/1020.pdf" } ], "curation_notes": "Two own sources differ on the $10,001-$15,000 band: the pricing page lists \"$500 to $15,000 $15.00\" and \"$15,001 + 0.11%\", while the FSG lists \"$500 up to $10,000 $15.00\" and \"$15,001+ $15.00 or 0.11% - whichever is the greater\" (leaving $10,001-$15,000 unstated). Both give $15 at $1k and $10k and $55 at $50k. The What We Do page still carries an older example (\"If you do a trade valued at $8,000 it will cost you $9.45 in brokerage\") that conflicts with both; ignored. The homepage comparison widget shows $15.00 at every size, which looks like a static default. Expected figures are before the charity rebate (the rebate reduces net cost but is donated, not paid to the client). The home page says the site serves institutional investors, wealth managers and retail investors.", "licence": { "afsl": "456663", "name": "BR SECURITIES AUSTRALIA PTY LTD", "abn": "92168734530", "acn": null, "licensed_since": "2014-07-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "CHESS-sponsored", "prices": { "500": 15.0, "1000": 15.0, "2000": 15.0, "5000": 15.0, "10000": 15.0, "25000": 27.5, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/trade-for-good/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/trade-for-good.json" }, { "slug": "halal-money", "name": "Halal Money", "product": "Halal Money App (Halal Money Account)", "website": "https://halalmoney.com.au/", "category": "active_asx_retail", "checked": "2026-11-07", "status_note": "Hejaz's app for buying and selling ASX-listed ETFs; its pages list three Hejaz active ETFs (ISLM, HJHI, SKUK).", "successor_slug": null, "legal_entity": "Hejaz Pay Pty Ltd", "entity_note": "Trading as Halal Money; issuer of the Halal Money Account and distributor of the app, part of the Hejaz group. Payment infrastructure is Monoova Payments Pty Ltd (AR 428863).", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "481914", "abn": "89601295112", "acn": "601295112", "holding": "custodial", "holding_note": "Openmarkets Nominees Pty Ltd (ACN 603 716 089) holds the ETF units on bare trust as registered holder; the client keeps the beneficial ownership.", "asx_coverage": "partial", "asx_coverage_note": "three Hejaz active ETFs only (ISLM, HJHI, SKUK)", "execution_participant": "Openmarkets Australia Limited", "clearing_participant": "Openmarkets Australia Limited", "international_shares": false, "brokerage": { "currency": "AUD", "gst": "unknown", "tiers": [ { "up_to": null, "fee": 10, "percent": null, "min": null, "max": null } ], "rule": "$10.00 per executed buy order and $10.00 per executed sell order, charged by Hejaz Pay.", "conditions": [], "gst_note": "The PDS's fee table does not say whether brokerage includes GST. The Openmarkets FSG on Halal Money's documents page says Openmarkets' own fees include GST, but its fee table lists no brokerage." }, "account_fee": null, "expected": { "1000": 10, "10000": 10, "50000": 10 }, "quotes": { "status": { "text": "From opening your account and depositing funds to buying and selling ETFs, everything you need to start investing is in one place.", "url": "https://halalmoney.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "From opening your account and depositing funds to buying and selling ETFs, everything you need to start investing is in one place.", "url": "https://halalmoney.com.au/#:~:text=From%20opening%20your%20account%20and,investing%20is%20in%20one%20place.", "document_sha256": "49b204cb9b1f69eb88f607fb747366de07b55eb720762e8ab076b120de279083", "confirmed": "2026-11-13" } }, "brokerage": { "text": "Brokerage - Buy A$10.00 Charged per buy order executed Brokerage - Sell A$10.00 Charged per sell order executed", "url": "https://halalmoney.com.au/documents/V3-Halal-Money-PDS_300926.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Brokerage - Buy A$10.00 Charged per buy order executed Brokerage - Sell A$10.00 Charged per sell order executed", "url": "https://halalmoney.com.au/documents/V3-Halal-Money-PDS_300926.pdf#page=8", "page": 8, "document_sha256": "ff05da1e7cf326030061d306ca1205ba18174e6ccfb62695f87e238081b1ed4e", "confirmed": "2026-11-13" } }, "holding": { "text": "Openmarkets Nominees Pty Ltd, a related entity of Openmarkets Australia Limited ABN 38 090 472 012, AFSL 246705 (Openmarkets Australia), provides custodial services to eligible clients by holding on bare trust all units in ETFs acquired through the App.", "url": "https://halalmoney.com.au/documents/Halal-Money-App-Terms-of-Use_191026.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Openmarkets Nominees Pty Ltd, a related entity of Openmarkets Australia Limited ABN 38 090 472 012, AFSL 246705 (Openmarkets Australia), provides custodial services to eligible clients by holding on bare trust all units in ETFs acquired through the App.", "url": "https://halalmoney.com.au/documents/Halal-Money-App-Terms-of-Use_191026.pdf#page=4", "page": 4, "document_sha256": "b59e70796890adb245705eabcf163858e4dff76e162301600ec0b40751edde69", "confirmed": "2026-11-13" } }, "execution": { "text": "Halal Money App is distributed by Hejaz Pay Pty Ltd (ABN 89 601 295 112, AFSL 481914), trading as Halal Money. The Halal Money Account is issued by Hejaz Pay. Trade execution is provided by Openmarkets Australia Limited (ABN 38 090 472 012, AFSL 246705).", "url": "https://halalmoney.com.au/important-documents", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Halal Money App is distributed by Hejaz Pay Pty Ltd (ABN 89 601 295 112, AFSL 481914), trading as Halal Money. The Halal Money Account is issued by Hejaz Pay. Trade execution is provided by Openmarkets Australia Limited (ABN 38 090 472 012, AFSL 246705).", "url": "https://halalmoney.com.au/important-documents#:~:text=Halal%20Money%20App%20is%20distributed,090%20472%20012%2C%20AFSL%20246705%29.", "document_sha256": "f8e7b6e30d74569d12fa979dbfa4399f9a77a8b74049c782efc255592fd58ef6", "confirmed": "2026-11-13" } }, "clearing": { "text": "Openmarkets Australia Limited (ABN 38 090 472 012, AFSL 246705) is a Market Participant of ASX, Cboe Australia and NSX, and an ASX Clear and Settlement Participant.", "url": "https://halalmoney.com.au/documents/Halal-Money-Stockbroking-FSG.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Openmarkets Australia Limited (ABN 38 090 472 012, AFSL 246705) is a Market Participant of ASX, Cboe Australia and NSX, and an ASX Clear and Settlement Participant.", "url": "https://halalmoney.com.au/documents/Halal-Money-Stockbroking-FSG.pdf#page=1", "page": 1, "document_sha256": "edc74c05c2f2e1a5ff0905ea88fa02e93d0f236994f55a727c32c694ba94d056", "confirmed": "2026-11-13" } }, "coverage": { "text": "The ETFs available through Halal Money are managed by Hejaz Asset Management Pty Ltd ABN 69 613 618 821.", "url": "https://halalmoney.com.au/documents/Halal-Money-App-Terms-of-Use_191026.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The ETFs available through Halal Money are managed by Hejaz Asset Management Pty Ltd ABN 69 613 618 821.", "url": "https://halalmoney.com.au/documents/Halal-Money-App-Terms-of-Use_191026.pdf#page=4", "page": 4, "document_sha256": "b59e70796890adb245705eabcf163858e4dff76e162301600ec0b40751edde69", "confirmed": "2026-11-13" } }, "etfs": { "text": "Explore the Sharia-compliant ETFs available through Halal Money.", "url": "https://halalmoney.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Explore the Sharia-compliant ETFs available through Halal Money.", "url": "https://halalmoney.com.au/#:~:text=Explore%20the%20Sharia%2Dcompliant%20ETFs%20available%20through%20Halal%20Money.", "document_sha256": "49b204cb9b1f69eb88f607fb747366de07b55eb720762e8ab076b120de279083", "confirmed": "2026-11-13" } } }, "sources": [ "https://halalmoney.com.au/", "https://halalmoney.com.au/invest", "https://halalmoney.com.au/faqs", "https://halalmoney.com.au/important-documents", "https://www.hejazfs.com.au/investment/halal-money/", "https://openmarkets.com.au/news/media-release-openmarkets-appointed-by-hejaz-financial-services/" ], "documents": [ { "title": "Halal Money Account Product Disclosure Statement", "url": "https://halalmoney.com.au/documents/V3-Halal-Money-PDS_300926.pdf" }, { "title": "Halal Money App Terms of Use", "url": "https://halalmoney.com.au/documents/Halal-Money-App-Terms-of-Use_191026.pdf" }, { "title": "Halal Money Stockbroking Financial Services Guide", "url": "https://halalmoney.com.au/documents/Halal-Money-Stockbroking-FSG.pdf" }, { "title": "Halal Money Account Financial Services Guide", "url": "https://halalmoney.com.au/documents/Halal-Money-Account-FSG_191026.pdf" }, { "title": "Halal Money Account Target Market Determination", "url": "https://halalmoney.com.au/documents/Halal-Money-Account-TMD_191026.pdf" }, { "title": "Openmarkets Retail Custody Nominee Terms", "url": "https://halalmoney.com.au/documents/Openmarkets-Australia-Limited-Retail-Custody-Nominee-Terms_220926.pdf" } ], "curation_notes": "Read 2026-11-07. The menu: the home and invest pages show three ETFs, ISLM, HJHI and SKUK, all managed by Hejaz Asset Management, and the Terms of Use say \"The ETFs available through Halal Money are managed by Hejaz Asset Management\"; the PDS, FSG and TMD describe the account more widely as buying and selling \"Sharia-screened ASX listed securities, including shares and ETFs\", but no page lists a share, so asx_coverage is partial on the app's own list. Brokerage $10 a buy and $10 a sell is from the PDS fee table (\"Charged by Hejaz Pay\") and the TMD; opening, account-keeping, deposit, withdrawal and inactivity fees are $0, and the minimum is $100 (home page). The Stockbroking FSG is Openmarkets' FSG of 3 August 2022 with Halal Money's footer; it names Openmarkets as ASX market, clearing and settlement participant. The TMD adds that trade settlement occurs through an NAB settlement account. Openmarkets' release of 8 March 2024 on its appointment by Hejaz (\"to provide innovative trading and execution technology solutions that will power Hejaz's shariah-compliant investing platform\") is listed under sources; Halal Money's own pages are the execution quote. FAQs (General and Invest, each expanded in a browser) cover no fee or GST. AFSL 481914 is Hejaz Pay Pty Ltd on ASIC's register, which prints its ACN; securities dealing for retail clients.", "licence": { "afsl": "481914", "name": "HEJAZ PAY PTY LTD", "abn": null, "acn": "601295112", "licensed_since": "2016-03-30", "locality": "Brisbane QLD 4000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Open to new retail clients for ASX shares", "holding_label": "Custodial", "prices": { "500": 10.0, "1000": 10.0, "2000": 10.0, "5000": 10.0, "10000": 10.0, "25000": 10.0, "50000": 10.0, "100000": 10.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/halal-money/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/halal-money.json" }, { "slug": "anz-share-investing", "name": "ANZ Share Investing", "product": null, "website": "https://www.anz.com.au/personal/investing-super/online-share-investing/help-support/rates-fees/", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Closed. Accounts that did not self-transition were moved automatically to CMC Markets Invest on 15 March 2023.", "successor_slug": "cmc-invest", "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": "See the CMC Invest entry.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "The ANZ Share Investing service was transitioned on 15 March 2023 to CMC Markets Stockbroking Limited ABN 69 081 002 851 the holder of an Australian Financial Services licence AFSL 246381 (CMC Markets Stockbroking), a Participant of the Australian Securities Exchange (ASX Group), Sydney Stock Exchange (SSX) and Cboe Australia (Cboe).", "url": "https://www.anz.com.au/personal/investing-super/online-share-investing/help-support/rates-fees/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The ANZ Share Investing service was transitioned on 15 March 2023 to CMC Markets Stockbroking Limited ABN 69 081 002 851 the holder of an Australian Financial Services licence AFSL 246381 (CMC Markets Stockbroking), a Participant of the Australian Securities Exchange (ASX Group), Sydney Stock Exchange (SSX) and Cboe Australia (Cboe).", "url": "https://www.anz.com.au/personal/investing-super/online-share-investing/help-support/rates-fees/#:~:text=The%20ANZ%20Share%20Investing%20service,%28SSX%29%20and%20Cboe%20Australia%20%28Cboe%29.", "document_sha256": "5473ca3a78b60efeb9fc3d9ca97b73c53d67609ad374c0c5d4da119a73e0fdbc", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.anz.com.au/personal/investing-super/online-share-investing/help-support/rates-fees/" ], "documents": [], "curation_notes": "ANZ still offers the ANZ Cash Investment Account. The roster lists CMC Markets Stockbroking Limited (AFSL 246381) as the successor provider; no legal entity is recorded here because the service no longer exists under ANZ. The quote under status is the ANZ sentence on the transition.", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/anz-share-investing/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/anz-share-investing.json" }, { "slug": "macquarie-online-trading", "name": "Macquarie Online Trading", "product": null, "website": "https://www.macquarie.com.au/", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Closed to new applications from 22 January 2025. After 22 February 2025 retail clients moved to Bell Direct and advised clients to Desktop Broker.", "successor_slug": "bell-direct", "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": "Migrated accounts are now Bell Direct accounts (individual HIN).", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "Internet/mobile device equity and warrant trades of any trade value $19.95 or 0.12% of the value of the trade (whichever is greater).", "url": "https://belldirect.com.au/fees/mot", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Internet/mobile device equity and warrant trades of any trade value $19.95 or 0.12% of the value of the trade (whichever is greater).", "url": "https://belldirect.com.au/fees/mot#:~:text=Internet%2Fmobile%20device%20equity%20and%20warrant,the%20trade%20%28whichever%20is%20greater%29.", "document_sha256": "f6d37424dc365686e1d018c84c5cc6b7ffb1aeff7a015ff1a34cef17d05b3f6e", "confirmed": "2026-11-13" } }, "status": { "text": "After Saturday 22 February 2025, Macquarie Online Trading will transition to Bell Direct for retail clients and Desktop Broker for advised clients – online share trading platforms offered by us, Bell Financial Group (Bell).", "url": "https://belldirect.com.au/migration", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "After Saturday 22 February 2025, Macquarie Online Trading will transition to Bell Direct for retail clients and Desktop Broker for advised clients – online share trading platforms offered by us, Bell Financial Group (Bell).", "url": "https://belldirect.com.au/migration#:~:text=After%20Saturday%2022%20February%202025%2C,us%2C%20Bell%20Financial%20Group%20%28Bell%29.", "document_sha256": "2e62f98e3b821a1973db855364bf0f3070c68db9348d2717ef74bd6bc0a03d4b", "confirmed": "2026-11-13" } } }, "sources": [ "https://belldirect.com.au/fees/mot", "https://belldirect.com.au/wp-content/uploads/2026/04/belldirect_fsg.pdf", "https://belldirect.com.au/migration", "https://www.macquarie.com.au/help/personal/macquarie-online-trading/manage-your-account/closure-of-macquarie-online-trading.html" ], "documents": [ { "title": "Fees for former Macquarie clients", "url": "https://belldirect.com.au/fees/mot" }, { "title": "Financial Services Guide", "url": "https://belldirect.com.au/wp-content/uploads/2026/04/belldirect_fsg.pdf" }, { "title": "Macquarie Trading accounts moving to Bell Direct", "url": "https://belldirect.com.au/migration" }, { "title": "Closure of Macquarie Online Trading", "url": "https://www.macquarie.com.au/help/personal/macquarie-online-trading/manage-your-account/closure-of-macquarie-online-trading.html" } ], "curation_notes": "Macquarie Online Trading always ran on Bell's platform under the Macquarie brand. Legacy rate for clients settling via the Macquarie Cash Management Account was $19.95 or 0.12% (whichever is greater). Macquarie Wrap is an adviser platform, not assessed. The status quote is read from Bell Direct's own migration page.", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/macquarie-online-trading/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/macquarie-online-trading.json" }, { "slug": "spaceship", "name": "Spaceship", "product": null, "website": "https://www.spaceship.com.au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Operating, now a subsidiary of eToro Group Limited. It offers managed funds, super and a US-share service, not ASX shares.", "successor_slug": null, "legal_entity": "Spaceship Capital Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "501605", "abn": "67621011649", "acn": null, "holding": "custodial", "holding_note": "No individual ASX share trading. Spaceship offers the Voyager managed funds (Spaceship is the responsible entity), Spaceship Super, and a US Investing Service where Alpaca Securities LLC executes and holds the US investments. The custodial label applies to the US service only.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "holding": { "text": "Alpaca provides brokerage services and will hold all US investments acquired by you on your behalf.", "url": "https://www.spaceship.com.au/documents/spaceship_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Alpaca provides brokerage services and will hold all US investments acquired by you on your behalf.", "url": "https://www.spaceship.com.au/documents/spaceship_fsg.pdf#page=3", "page": 3, "document_sha256": "c2be6c1091afdae08236f6cd4bc66b8b1d68defb20bea37c9e45e7584309a5b6", "confirmed": "2026-11-13" } }, "execution": { "text": "We are not a participant in any stock exchange, and we do not trade directly on stock exchanges on your behalf.", "url": "https://www.spaceship.com.au/documents/spaceship_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We are not a participant in any stock exchange, and we do not trade directly on stock exchanges on your behalf.", "url": "https://www.spaceship.com.au/documents/spaceship_fsg.pdf#page=3", "page": 3, "document_sha256": "c2be6c1091afdae08236f6cd4bc66b8b1d68defb20bea37c9e45e7584309a5b6", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.spaceship.com.au/us-investing/", "https://www.spaceship.com.au/documents/spaceship_fsg.pdf", "https://www.spaceship.com.au/", "https://www.spaceship.com.au/important-documents/" ], "documents": [ { "title": "Financial Services Guide", "url": "https://www.spaceship.com.au/documents/spaceship_fsg.pdf" }, { "title": "US Investing", "url": "https://www.spaceship.com.au/us-investing/" }, { "title": "Important documents", "url": "https://www.spaceship.com.au/important-documents/" } ], "curation_notes": "The custodial label applies to the US Investing Service only (Alpaca Securities LLC holds US investments). US stocks cost $4 a month (free if the Voyager monthly fee was paid) plus a 0.7% FX fee per trade.", "licence": { "afsl": "501605", "name": "SPACESHIP CAPITAL LIMITED", "abn": "67621011649", "acn": null, "licensed_since": "2017-12-18", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": "Custodial", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/spaceship/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/spaceship.json" }, { "slug": "raiz", "name": "Raiz", "product": null, "website": "https://raizinvest.com.au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Operating, but a micro-investing managed fund, not a share broker.", "successor_slug": null, "legal_entity": "Raiz Invest Australia Limited", "entity_note": null, "authorised_representative_of": "Instreet Investment Limited", "authorised_representative_no": null, "afsl": "434776", "abn": "26604402815", "acn": null, "holding": null, "holding_note": "Investors hold units in the Raiz Invest Australia Fund (ARSN 607 533 022), not shares in their own name. The 'Plus' portfolio lets users weight ASX-listed stocks inside the fund.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "holding": { "text": "Take full control by creating your own portfolio with a mix of ETFs, ASX-listed stocks, up to 5% in Bitcoin, and up to 30% in the Raiz Property Fund.", "url": "https://raizinvest.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Take full control by creating your own portfolio with a mix of ETFs, ASX-listed stocks, up to 5% in Bitcoin, and up to 30% in the Raiz Property Fund.", "url": "https://raizinvest.com.au/#:~:text=Take%20full%20control%20by%20creating,in%20the%20Raiz%20Property%20Fund.", "document_sha256": "659f24b8c171a9747010198e01af310783349a5512ba7ad0e7e99fe8e812d279", "confirmed": "2026-11-13" } } }, "sources": [ "https://raizinvest.com.au/fees", "https://raizinvest.com.au/" ], "documents": [ { "title": "Fees", "url": "https://raizinvest.com.au/fees" } ], "curation_notes": "Investors hold units in the Raiz Invest Australia Fund (ARSN 607 533 022), not shares. AFSL 434776 is Instreet Investment Limited, the Responsible Entity. The Plus portfolio costs $6.50 a month, or 0.275% p.a. above $28,000, per the fees page.", "licence": { "afsl": "434776", "name": "INSTREET INVESTMENT LIMITED", "abn": "44128813016", "acn": null, "licensed_since": "2013-03-22", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/raiz/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/raiz.json" }, { "slug": "investsmart", "name": "InvestSMART", "product": null, "website": "https://www.investsmart.com.au/", "category": "status_unclear", "checked": "2026-10-15", "status_note": "Unclear. The site links a share trading login for existing clients but has no public sign-up or pricing, and the FSG covers only managed accounts, ETFs and subscriptions.", "successor_slug": null, "legal_entity": "InvestSMART Financial Services Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "226435", "abn": "70089038531", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": {}, "sources": [ "https://cdn-blob.investsmart.com.au/documents/IS_FSG.pdf", "https://www.investsmart.com.au/shares/trading-overview" ], "documents": [ { "title": "Financial Services Guide", "url": "https://cdn-blob.investsmart.com.au/documents/IS_FSG.pdf" }, { "title": "Trading overview", "url": "https://www.investsmart.com.au/shares/trading-overview" } ], "curation_notes": "Probably a legacy service for existing clients. Its managed-account sell brokerage (\"the greater of $4.40 or 0.044% per trade\") is portfolio brokerage, not self-directed trading.", "licence": { "afsl": "226435", "name": "INVESTSMART FINANCIAL SERVICES PTY LTD", "abn": "70089038531", "acn": null, "licensed_since": "2003-04-11", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Status unclear", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/investsmart/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/investsmart.json" }, { "slug": "openmarkets", "name": "Openmarkets", "product": null, "website": "https://openmarkets.com.au/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "Operating as a wholesale and institutional broker only; it says it does not open accounts for retail traders.", "successor_slug": null, "legal_entity": "Openmarkets Australia Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246705", "abn": "38090472012", "acn": null, "holding": null, "holding_note": "Its fintech page offers partners a 'Flexible Australian asset solution (HIN and custody)'; the holding model depends on the partner app.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Openmarkets Australia Limited", "clearing_participant": "Openmarkets Australia Limited", "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "holding": { "text": "Flexible Australian asset solution (HIN and custody)", "url": "https://openmarkets.com.au/fintech-companies/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Flexible Australian asset solution (HIN and custody)", "url": "https://openmarkets.com.au/fintech-companies/#:~:text=Flexible%20Australian%20asset%20solution%20%28HIN%20and%20custody%29", "document_sha256": "5e46ae4ab373b8544da06bc8d3ee64c848fb0d06f11f9430798e2dd384beaec2", "confirmed": "2026-11-13" } }, "execution": { "text": "Openmarkets Australia Limited (ABN 38 090 472 012, AFSL 246705) is a Market Participant of ASX, TMX Australia Exchange (ex-Cboe Australia) and NSX, and an ASX Clear and Settlement Participant.", "url": "https://openmarkets.com.au/retail/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Openmarkets Australia Limited (ABN 38 090 472 012, AFSL 246705) is a Market Participant of ASX, TMX Australia Exchange (ex-Cboe Australia) and NSX, and an ASX Clear and Settlement Participant.", "url": "https://openmarkets.com.au/retail/#:~:text=Openmarkets%20Australia%20Limited%20%28ABN%2038,ASX%20Clear%20and%20Settlement%20Participant.", "document_sha256": "26646e0d3120da7920a2c7da6167fff05037a5b8938f25810ce0b0731014cefa", "confirmed": "2026-11-13" } } }, "sources": [ "https://openmarkets.com.au/legals/", "https://openmarkets.com.au/retail/", "https://openmarkets.com.au/fintech-companies/", "https://openmarkets.com.au/support/" ], "documents": [ { "title": "Legal documents", "url": "https://openmarkets.com.au/legals/" }, { "title": "Information for retail traders", "url": "https://openmarkets.com.au/retail/" }, { "title": "Fintech companies", "url": "https://openmarkets.com.au/fintech-companies/" }, { "title": "Support", "url": "https://openmarkets.com.au/support/" } ], "curation_notes": "Openmarkets names Marketech, Pearler and Tiger Brokers as partner apps for casual traders. It says it formerly acted as market participant for SelfWealth but no longer does. Its fintech page offers partners a \"Flexible Australian asset solution (HIN and custody)\", so the holding model depends on the partner app.", "licence": { "afsl": "246705", "name": "OPENMARKETS AUSTRALIA LIMITED", "abn": "38090472012", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Serves other brokers and apps, not the public", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/openmarkets/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/openmarkets.json" }, { "slug": "morrison-securities", "name": "Morrison Securities", "product": null, "website": "https://www.morrisonsecurities.com/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "Operating as a white-label and B2B broker for AFSL holders and wholesale direct clients; no public retail pricing.", "successor_slug": null, "legal_entity": "Morrison Securities Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "241737", "abn": "50001430342", "acn": null, "holding": "chess", "holding_note": "FSG: may act as CHESS Sponsoring Participant under a Sponsorship Agreement. Uses FNZ technology for clearing and settlement.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Morrison Securities Pty Ltd", "clearing_participant": "Morrison Securities Pty Ltd", "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "holding": { "text": "Morrison Securities may act as a CHESS Sponsoring Participant for you.", "url": "https://www.morrisonsecurities.com/wp-content/uploads/2024/05/Morrisons-Financial-Services-Guide-FSG-v7.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Morrison Securities may act as a CHESS Sponsoring Participant for you.", "url": "https://www.morrisonsecurities.com/wp-content/uploads/2024/05/Morrisons-Financial-Services-Guide-FSG-v7.pdf#page=2", "page": 2, "document_sha256": "873fed807dc19ee11e01958886be3645c241cadc5fd52c335732366e5a298079", "confirmed": "2026-11-13" } }, "execution": { "text": "Morrison Securities Pty Ltd, ABN 50 001 430 342, is a Trading Participant of ASX, a General Participant of ASX Clear and a General Settlement Participant of ASX Settlement.", "url": "https://www.morrisonsecurities.com/wp-content/uploads/2024/05/Morrisons-Financial-Services-Guide-FSG-v7.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Morrison Securities Pty Ltd, ABN 50 001 430 342, is a Trading Participant of ASX, a General Participant of ASX Clear and a General Settlement Participant of ASX Settlement.", "url": "https://www.morrisonsecurities.com/wp-content/uploads/2024/05/Morrisons-Financial-Services-Guide-FSG-v7.pdf#page=1", "page": 1, "document_sha256": "873fed807dc19ee11e01958886be3645c241cadc5fd52c335732366e5a298079", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.morrisonsecurities.com/wp-content/uploads/2024/05/Morrisons-Financial-Services-Guide-FSG-v7.pdf", "https://www.morrisonsecurities.com/direct-clients/", "https://www.morrisonsecurities.com/developers/" ], "documents": [ { "title": "Financial Services Guide", "url": "https://www.morrisonsecurities.com/wp-content/uploads/2024/05/Morrisons-Financial-Services-Guide-FSG-v7.pdf" }, { "title": "Direct clients", "url": "https://www.morrisonsecurities.com/direct-clients/" }, { "title": "Developers", "url": "https://www.morrisonsecurities.com/developers/" } ], "curation_notes": "FSG dated 22 March 2024: Morrison may act as CHESS Sponsoring Participant. Its own pages name no consumer apps. The execution quote joins a line pair of the FSG.", "licence": { "afsl": "241737", "name": "MORRISON SECURITIES PTY LIMITED", "abn": "50001430342", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Serves other brokers and apps, not the public", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/morrison-securities/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/morrison-securities.json" }, { "slug": "hsbc-worldtrader", "name": "HSBC WorldTrader", "product": null, "website": "https://www.hsbc.com.au/investments/products/share-trading/", "category": "closed_to_new_clients", "checked": "2026-11-07", "status_note": "Closed to new customers: HSBC is closing its retail banking business in Australia. Accounts, portfolios and cash holdings are to move to Interactive Brokers Australia, which already runs WorldTrader, \"in the coming months\" (letter and FAQ of 14 October 2026). HSBC has not yet set the transfer date or the deadline for moving to another broker instead, which it says it will give in advance; until the transfer accounts keep trading under current terms through the linked HSBC account (letter of 12 August 2026).", "successor_slug": "interactive-brokers", "successor_date": null, "legal_entity": "Interactive Brokers Australia Pty Limited", "entity_note": "Provides the service at the request of HSBC Bank Australia Limited.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "453554", "abn": "98166929568", "acn": null, "holding": "custodial", "holding_note": "IBA holds assets as custodian and Interactive Brokers LLC is legal owner; the client keeps beneficial ownership. Explicitly not a HIN/CHESS-sponsored account.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Interactive Brokers Australia Pty Limited", "clearing_participant": "Interactive Brokers Australia Pty Limited", "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "Buy shares listed on the ASX for as little as AUD9.90 per trade.", "url": "https://www.hsbc.com.au/investments/products/share-trading/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Buy shares listed on the ASX for as little as AUD9.90 per trade.", "url": "https://www.hsbc.com.au/investments/products/share-trading/#:~:text=Buy%20shares%20listed%20on%20the,little%20as%20AUD9.90%20per%20trade.", "document_sha256": "e8563340dc67976c52e12fb85364e33900c1480836903bd44ec6d016ae7fb09a", "confirmed": "2026-11-13" } }, "holding": { "text": "All holdings within your HSBC WorldTrader Account will be held by IBA, acting in their capacity as your custodian.", "url": "https://www.hsbc.com.au/investments/worldtrader/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "All holdings within your HSBC WorldTrader Account will be held by IBA, acting in their capacity as your custodian.", "url": "https://www.hsbc.com.au/investments/worldtrader/#:~:text=All%20holdings%20within%20your%20HSBC,their%20capacity%20as%20your%20custodian.", "document_sha256": "db033722f716922d3636e9aeac54eb8242770815db44f22069b1e4a749257bc3", "confirmed": "2026-11-13" } }, "execution": { "text": "HSBC WorldTrader is a service provided by Interactive Brokers Australia Pty Limited ABN 98 166 929 568 and AFSL 453554 (\"IBA\"), at the request of HSBC Bank Australia Limited ABN 48 006 434 162 AFSL 232595 (\"HSBC\"). IBA is a participant of the markets operated by ASX, ASX 24 and Cboe Australia and of the clearing facilities operated by ASX Clear and ASX Clear (Futures).", "url": "https://www.hsbc.com.au/investments/worldtrader/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "HSBC WorldTrader is a service provided by Interactive Brokers Australia Pty Limited ABN 98 166 929 568 and AFSL 453554 (\"IBA\"), at the request of HSBC Bank Australia Limited ABN 48 006 434 162 AFSL 232595 (\"HSBC\"). IBA is a participant of the markets operated by ASX, ASX 24 and Cboe Australia and of the clearing facilities operated by ASX Clear and ASX Clear (Futures).", "url": "https://www.hsbc.com.au/investments/worldtrader/#:~:text=HSBC%20WorldTrader%20is%20a%20service,Clear%20and%20ASX%20Clear%20%28Futures%29.", "document_sha256": "db033722f716922d3636e9aeac54eb8242770815db44f22069b1e4a749257bc3", "confirmed": "2026-11-13" } }, "status": { "text": "You can no longer apply for new products and services.", "url": "https://www.hsbc.com.au/investments/products/share-trading/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "You can no longer apply for new products and services.", "url": "https://www.hsbc.com.au/investments/products/share-trading/#:~:text=You%20can%20no%20longer%20apply%20for%20new%20products%20and%20services.", "document_sha256": "e8563340dc67976c52e12fb85364e33900c1480836903bd44ec6d016ae7fb09a", "confirmed": "2026-11-13" } }, "transfer": { "text": "your HSBC WorldTrader account, portfolio and cash holdings will move to Interactive Brokers Australia in the coming months.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-update-faqs.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "your HSBC WorldTrader account, portfolio and cash holdings will move to Interactive Brokers Australia in the coming months.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-update-faqs.pdf#page=1", "page": 1, "document_sha256": "332676438c5f56d884fd80c1453220869a78860e465420afdf7901a738b7a9e9", "confirmed": "2026-11-13" } }, "transfer_deadline": { "text": "If you don’t want to transfer to Interactive Brokers Australia, you’ll need to nominate your preferred broker and submit a stock transfer request through them.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-transfer-communication-14oct26.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "If you don’t want to transfer to Interactive Brokers Australia, you’ll need to nominate your preferred broker and submit a stock transfer request through them.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-transfer-communication-14oct26.pdf#page=1", "page": 1, "document_sha256": "58c02171096f654ffbeed4a4f8060eda2daccf15a76b10ef85b8a1fad1c65b66", "confirmed": "2026-11-13" } }, "transfer_notice": { "text": "We’ll notify you of the transfer deadline in advance.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-transfer-communication-14oct26.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We’ll notify you of the transfer deadline in advance.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-transfer-communication-14oct26.pdf#page=1", "page": 1, "document_sha256": "58c02171096f654ffbeed4a4f8060eda2daccf15a76b10ef85b8a1fad1c65b66", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.hsbc.com.au/content/dam/hsbc/au/docs/investment/worldtrader-fees-and-charges.pdf", "https://www.hsbc.com.au/investments/worldtrader/", "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-update-communication-12aug26.pdf", "https://www.hsbc.com.au/investments/products/share-trading/", "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-transfer-communication-14oct26.pdf", "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-update-faqs.pdf", "https://www.hsbc.com.au/help/important-notices/" ], "documents": [ { "title": "WorldTrader Fees and Charges", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/investment/worldtrader-fees-and-charges.pdf" }, { "title": "HSBC WorldTrader", "url": "https://www.hsbc.com.au/investments/worldtrader/" }, { "title": "Update on your WorldTrader account (12 August 2026)", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-update-communication-12aug26.pdf" }, { "title": "Transfer of your HSBC WorldTrader account to Interactive Brokers Australia (14 October 2026)", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-transfer-communication-14oct26.pdf" }, { "title": "Update on HSBC Australia WorldTrader: frequently asked questions (14 October 2026)", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-worldtrader-update-faqs.pdf" } ], "curation_notes": "Brokerage is null because the service is closed to new clients. For existing clients the fees PDF gives 0.11% of trade value, minimum AUD 9.90 per order (incl GST) for monthly trade value AUD 0 to 100,000 (roster figures 9.90 / 11.00 / 55.00 at $1,000 / $10,000 / $50,000). Holdings are explicitly not a HIN or CHESS-sponsored account. The status quote is from the HSBC share trading page. successor_date stays null until HSBC names the transfer date; then set it, and after that date move the category to closed_or_merged. The transfer and deadline notice are listed on HSBC's important notices page.", "licence": { "afsl": "453554", "name": "INTERACTIVE BROKERS AUSTRALIA PTY LTD", "abn": "98166929568", "acn": null, "licensed_since": "2016-07-28", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Closed to new clients", "holding_label": "Custodial", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/hsbc-worldtrader/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/hsbc-worldtrader.json" }, { "slug": "boq-trading", "name": "BOQ Online Share Trading", "product": null, "website": "https://www.boq.com.au/fragment/terms-and-conditions/investing-and-superannuation/online-share-trading", "category": "closed_or_merged", "checked": "2026-10-30", "status_note": "Discontinued. BOQ Online Share Trading transitioned on 14 May 2024 to CMC Markets Stockbroking Limited (CMC Invest).", "successor_slug": "cmc-invest", "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "The BOQ Online Share Trading service has been transitioned on 14 May 2024 to CMC Markets Stockbroking Limited ABN 69 081 002 851 the holder of an Australian Financial Services licence AFSL 246381 (CMC Invest), a Participant of the Australian Securities Exchange (ASX Group), Sydney Stock Exchange (SSX) and Cboe Australia (Cboe).", "url": "https://www.boq.com.au/fragment/terms-and-conditions/investing-and-superannuation/online-share-trading", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The BOQ Online Share Trading service has been transitioned on 14 May 2024 to CMC Markets Stockbroking Limited ABN 69 081 002 851 the holder of an Australian Financial Services licence AFSL 246381 (CMC Invest), a Participant of the Australian Securities Exchange (ASX Group), Sydney Stock Exchange (SSX) and Cboe Australia (Cboe).", "url": "https://www.boq.com.au/fragment/terms-and-conditions/investing-and-superannuation/online-share-trading#:~:text=The%20BOQ%20Online%20Share%20Trading,%28SSX%29%20and%20Cboe%20Australia%20%28Cboe%29.", "document_sha256": "b79cf6d08083c89579f56eae262f7f313827251063ee8622325c9f2122fc6096", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.boq.com.au/fragment/terms-and-conditions/investing-and-superannuation/online-share-trading" ], "documents": [ { "title": "BOQ Online Share Trading terms page", "url": "https://www.boq.com.au/fragment/terms-and-conditions/investing-and-superannuation/online-share-trading" } ], "curation_notes": "There is no BOQ-branded product now. The status quote is BOQ's own transition sentence, from its terms page; the BOQ Trading log-in page that first carried it was removed in October 2026.", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/boq-trading/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/boq-trading.json" }, { "slug": "lightyear", "name": "Lightyear", "product": null, "website": "https://lightyear.com/", "category": "not_in_australia", "checked": "2026-10-15", "status_note": "Not available in Australia. Its help centre lists personal accounts only in EU/EEA countries, Norway and the UK.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": {}, "sources": [ "https://lightyear.com/en-eu/help/getting-verified/what-services-do-you-offer-and-who-is-eligible.md", "https://www.lightyear.com/en-au" ], "documents": [ { "title": "What services do you offer and who is eligible?", "url": "https://lightyear.com/en-eu/help/getting-verified/what-services-do-you-offer-and-who-is-eligible.md" }, { "title": "Australian page (now removed)", "url": "https://www.lightyear.com/en-au" } ], "curation_notes": "lightyear.com/en-au returns 404. Help-centre country list: Austria, Belgium, Bulgaria, Croatia, Cyprus, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Norway, Portugal, Slovakia, Slovenia, Spain, Sweden and the United Kingdom.", "licence": null, "category_label": "Not available in Australia", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/lightyear/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/lightyear.json" }, { "slug": "kuvera", "name": "Kuvera", "product": null, "website": "https://kuvera.in/", "category": "not_in_australia", "checked": "2026-10-15", "status_note": "No Australian Kuvera share platform found; Kuvera is an Indian investment platform.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": {}, "sources": [], "documents": [], "curation_notes": "kuvera.com.au does not resolve.", "licence": null, "category_label": "Not available in Australia", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/kuvera/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/kuvera.json" }, { "slug": "desktop-broker", "name": "Desktop Broker", "product": null, "website": "https://www.desktopbroker.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Operating but adviser-only: accounts are opened by a financial adviser; retail investors cannot sign up directly.", "successor_slug": null, "legal_entity": "Third Party Platform Pty Ltd", "entity_note": "Trades as Desktop Broker; owned by Bell Financial Group.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "314341", "abn": "74121227905", "acn": null, "holding": "chess", "holding_note": "Participant Sponsorship Agreement with Desktop Broker. The FSG says you must be the Registered Holder in CHESS of products you sell.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Third Party Platform Pty Ltd", "clearing_participant": "Third Party Platform Pty Ltd", "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "With respect to brokerage, Desktop Broker has an agreement with your financial adviser under which your financial adviser determines the amount of brokerage that you will be charged.", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "With respect to brokerage, Desktop Broker has an agreement with your financial adviser under which your financial adviser determines the amount of brokerage that you will be charged.", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf#page=1", "page": 1, "document_sha256": "ceebaf90235561964e83875565137365e2c48f2a3d9f6c8ca6623b9183d0c41b", "confirmed": "2026-11-13" } }, "holding": { "text": "This means that you must be the Registered Holder in CHESS of the financial products to be sold at the time that you place an order with Desktop Broker.", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "This means that you must be the Registered Holder in CHESS of the financial products to be sold at the time that you place an order with Desktop Broker.", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf#page=1", "page": 1, "document_sha256": "ceebaf90235561964e83875565137365e2c48f2a3d9f6c8ca6623b9183d0c41b", "confirmed": "2026-11-13" } }, "execution": { "text": "Desktop Broker is a Participant of the ASX Group and Trading Participant of Cboe Australia.", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Desktop Broker is a Participant of the ASX Group and Trading Participant of Cboe Australia.", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf#page=1", "page": 1, "document_sha256": "ceebaf90235561964e83875565137365e2c48f2a3d9f6c8ca6623b9183d0c41b", "confirmed": "2026-11-13" } } }, "sources": [ "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf", "https://desktopbroker.com.au/", "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_terms_conditions.pdf" ], "documents": [ { "title": "Financial Services Guide", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_fsg.pdf" }, { "title": "Terms and Conditions", "url": "https://desktopbroker.com.au/wp-content/uploads/2026/04/desktopbroker_terms_conditions.pdf" } ], "curation_notes": "Brokerage is set by the client's adviser; Desktop Broker keeps the greater of up to $30 or 0.3% on internet equities trades. FSG dated 19 February 2025. The site is powered by Bell Direct's platform. desktopbroker.com.au returns 403 to curl, so pages were fetched with a headless browser. The three quotes come from the raw FSG text.", "licence": { "afsl": "314341", "name": "THIRD PARTY PLATFORM PTY LTD", "abn": "74121227905", "acn": null, "licensed_since": "2007-09-28", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/desktop-broker/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/desktop-broker.json" }, { "slug": "ic-markets-shares", "name": "IC Markets Share Trading", "product": "IC Shares", "website": "https://www.icmarkets.com.au/", "category": "status_unclear", "checked": "2026-10-15", "status_note": "Unclear whether it still takes new clients: its share trading FSG and a support line are still published, but its share trading and pricing pages now lead to its CFD homepage.", "successor_slug": null, "legal_entity": "International Capital Markets Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "335692", "abn": "12123289109", "acn": null, "holding": "chess", "holding_note": "FinEx acts as the CHESS sponsoring participant.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "FinClear Execution Ltd", "clearing_participant": "FinClear Pty Ltd", "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "Trade Value Brokerage Fee (incl. GST) Up to $100,000 $7.70 Above $100,000 0.05% of trade value", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade Value Brokerage Fee (incl. GST) Up to $100,000 $7.70 Above $100,000 0.05% of trade value", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf#page=3", "page": 3, "document_sha256": "1c40da51074e76b16224f9a7c0c72198b4037c8ad120b623d658b837088d600e", "confirmed": "2026-11-13" } }, "holding": { "text": "FinEx will also act as your CHESS sponsoring participant when you open a share trading account with IC Markets.", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "FinEx will also act as your CHESS sponsoring participant when you open a share trading account with IC Markets.", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf#page=3", "page": 3, "document_sha256": "1c40da51074e76b16224f9a7c0c72198b4037c8ad120b623d658b837088d600e", "confirmed": "2026-11-13" } }, "execution": { "text": "When you open an Australian securities trading account through IC Markets, FinEx will be the provider of the execution and FinClear Pty Ltd (\"FinClear”), appointed by FinEx, will provide clearing and settlement services in respect of Australian securities on the relevant exchanges.", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "When you open an Australian securities trading account through IC Markets, FinEx will be the provider of the execution and FinClear Pty Ltd (\"FinClear”), appointed by FinEx, will provide clearing and settlement services in respect of Australian securities on the relevant exchanges.", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf#page=2", "page": 2, "document_sha256": "1c40da51074e76b16224f9a7c0c72198b4037c8ad120b623d658b837088d600e", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.icmarkets.com.au/en/shares-pricing", "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf", "https://www.icmarkets.com.au/en/company/legal-documents" ], "documents": [ { "title": "Shares pricing (now redirects)", "url": "https://www.icmarkets.com.au/en/shares-pricing" }, { "title": "Share Trading Financial Services Guide", "url": "https://cdn.icmarkets.com.au/uploads/ICM-Share-Financial-Services-Guide.pdf" }, { "title": "Legal documents", "url": "https://www.icmarkets.com.au/en/company/legal-documents" } ], "curation_notes": "Brokerage is null because the service status is unclear. The share FSG (dated 26 May 2025; page header says May 2023) gives $7.70 (incl GST) up to $100,000 and 0.05% above; the roster figures are 7.70 at all three sizes. FinEx is the CHESS sponsoring participant.", "licence": { "afsl": "335692", "name": "INTERNATIONAL CAPITAL MARKETS PTY. LTD.", "abn": "12123289109", "acn": null, "licensed_since": "2009-07-02", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ], "market_maker": [ "retail", "unstated" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Status unclear", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/ic-markets-shares/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/ic-markets-shares.json" }, { "slug": "trading-212", "name": "Trading 212", "product": null, "website": "https://www.trading212.com/en-AU", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Operating in Australia but its FSG lists no ASX access.", "successor_slug": null, "legal_entity": "Trading 212 AU Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "541122", "abn": "46660342763", "acn": null, "holding": "custodial", "holding_note": "Trading 212 AU is custodian. Trading 212 UK is sub-custodian and may appoint third-party sub-custodians, including Interactive Brokers LLC.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Trading 212 Markets (Ireland) Limited", "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "Trading Commission $0 Trading 212 will not charge any fees for the provision of execution services.", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trading Commission $0 Trading 212 will not charge any fees for the provision of execution services.", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf#page=5", "page": 5, "document_sha256": "afab82b722d71869a068af31e428c7239639821171b000df86318520c928e9ce", "confirmed": "2026-11-13" } }, "holding": { "text": "In respect of safekeeping your assets, Trading 212 AU is the custodian of your Investments and has appointed Trading 212 UK as sub-custodian.", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "In respect of safekeeping your assets, Trading 212 AU is the custodian of your Investments and has appointed Trading 212 UK as sub-custodian.", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf#page=8", "page": 8, "document_sha256": "afab82b722d71869a068af31e428c7239639821171b000df86318520c928e9ce", "confirmed": "2026-11-13" } }, "execution": { "text": "We transmit your orders to Trading 212 IE, which executes them.", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We transmit your orders to Trading 212 IE, which executes them.", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf#page=8", "page": 8, "document_sha256": "afab82b722d71869a068af31e428c7239639821171b000df86318520c928e9ce", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf" ], "documents": [ { "title": "Financial Services Guide", "url": "https://www.trading212.com/legal-documentation/au/common/Financial-Services-Guide_EN.pdf" } ], "curation_notes": "Orders are transmitted to Trading 212 Markets (Ireland) Limited; it is not an ASX participant. $0 commission with a 0.15% FX fee on instruments priced in other currencies. FSG prepared 10 July 2026; the trading212.com HTML pages return 403.", "licence": { "afsl": "541122", "name": "TRADING 212 AU PTY LTD", "abn": "46660342763", "acn": null, "licensed_since": "2023-08-17", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail", "unstated" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": "Custodial", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/trading-212/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/trading-212.json" }, { "slug": "revolut", "name": "Revolut Trading", "product": null, "website": "https://www.revolut.com/en-AU/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Operating, but trading is US-only through DriveWealth; no ASX shares.", "successor_slug": null, "legal_entity": "Revolut Payments Australia Pty Ltd", "entity_note": "Trades as Revolut Bank Australia.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "517589", "abn": "21634823180", "acn": null, "holding": "custodial", "holding_note": "Revolut is custodian. DriveWealth LLC is sub-custodian and asset holder, through an omnibus account.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "DriveWealth LLC", "clearing_participant": "DriveWealth LLC", "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "0.25% of the value of each trade, with a minimum fee of A$1.99.", "url": "https://www.revolut.com/en-AU/legal/trading-fees-disclosure/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "0.25% of the value of each trade, with a minimum fee of A$1.99.", "url": "https://www.revolut.com/en-AU/legal/trading-fees-disclosure/#:~:text=0.25%25%20of%20the%20value%20of,a%20minimum%20fee%20of%20A%241.99.", "document_sha256": "40e68090e9966e1692775f64f1074b7ee21616b06f919ded9a54ffdc645256f7", "confirmed": "2026-11-13" } }, "holding": { "text": "In providing you with our Trading Services under these Trading Terms, we will act as a custodian of your Open Positions and related funds but we use a Third Party Broker, to carry out services for us as a sub-custodian and asset holder.", "url": "https://www.revolut.com/en-AU/legal/trading/", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "In providing you with our Trading Services under these Trading Terms, we will act as a custodian of your Open Positions and related funds but we use a Third Party Broker, to carry out services for us as a sub-custodian and asset holder.", "url": "https://www.revolut.com/en-AU/legal/trading/#:~:text=In%20providing%20you%20with%20our,a%20sub%2Dcustodian%20and%20asset%20holder.", "document_sha256": "8eb948f7d0e7bf521b5cada32edaaa3e7d4449a26691cc6e16ef16adc708094a", "confirmed": "2026-11-13" } }, "execution": { "text": "Third Party Broker: This is DriveWealth LLC, our appointed US-based broker-dealer and sub-custodian for Instruments available to buy, sell or hold in your Trading Account.", "url": "https://www.revolut.com/en-AU/legal/trading/", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Third Party Broker: This is DriveWealth LLC, our appointed US-based broker-dealer and sub-custodian for Instruments available to buy, sell or hold in your Trading Account.", "url": "https://www.revolut.com/en-AU/legal/trading/#:~:text=Third%20Party%20Broker%3A%20This%20is,hold%20in%20your%20Trading%20Account.", "document_sha256": "8eb948f7d0e7bf521b5cada32edaaa3e7d4449a26691cc6e16ef16adc708094a", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.revolut.com/en-AU/legal/trading-fees-disclosure/", "https://www.revolut.com/en-AU/legal/financial-services-guide/", "https://www.revolut.com/en-AU/legal/trading/" ], "documents": [ { "title": "Fee disclosure (trading)", "url": "https://www.revolut.com/en-AU/legal/trading-fees-disclosure/" }, { "title": "Financial Services Guide", "url": "https://www.revolut.com/en-AU/legal/financial-services-guide/" }, { "title": "Trading Terms", "url": "https://www.revolut.com/en-AU/legal/trading/" } ], "curation_notes": "DriveWealth LLC is a US broker-dealer, not an ASX participant. Standard plan brokerage is 0.25% of trade value, minimum A$1.99 (roster figures 2.50 / 25.00 / 125.00); not recorded as brokerage because ASX shares are not offered. FSG dated 21 July 2026.", "licence": { "afsl": "517589", "name": "REVOLUT PAYMENTS AUSTRALIA PTY LTD", "abn": "21634823180", "acn": null, "licensed_since": "2020-04-29", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": "Custodial", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/revolut/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/revolut.json" }, { "slug": "easyequities", "name": "EasyEquities", "product": "AUS Trading Account", "website": "https://www.easyequities.com.au/", "category": "status_unclear", "checked": "2026-10-15", "status_note": "Its Australian site invites sign-ups, but whether Australians can open an account today could not be confirmed, and its Australian terms and FSG date from 2021.", "successor_slug": null, "legal_entity": "EasyEquities Pty Ltd", "entity_note": "Member of the Purple Group Limited group (South Africa).", "authorised_representative_of": "Sanlam Private Wealth Pty Ltd", "authorised_representative_no": "1276104", "afsl": "337927", "abn": "44632503416", "acn": "632503416", "holding": "custodial", "holding_note": "Shares are held in an omnibus HIN in the name of the Custodian, Sanlam Private Wealth Pty Ltd, with the client noted as beneficial owner (T&Cs clause 20; support article). Not individually CHESS-sponsored.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "FinClear Pty Ltd", "clearing_participant": "FinClear Pty Ltd", "international_shares": true, "brokerage": { "currency": "AUD", "gst": "excluded", "tiers": [ { "up_to": null, "fee": null, "percent": 0.1, "min": null, "max": null } ], "rule": "0.10% of trade value plus GST (0.11% incl. GST), no minimum fee.", "conditions": [ "Telephone trades cost AUD4.00 per buy trade.", "Recurring Investment Fee of 0.1% of dollar value is charged in addition.", "Portfolio transfers out: AUD25 per counter and AUD50 for transfer of cash.", "FX fee (optional) 0.5% + 0.6% above spot rate for USD/GBP/EUR accounts; those accounts are charged 0.25% commission." ] }, "account_fee": null, "expected": { "1000": 1.1, "10000": 11.0, "50000": 55.0 }, "quotes": { "brokerage": { "text": "The Broker Commission charge is charged at 0.10% of the Dollar value of each transaction (buy and sell) you enter into on the platform", "url": "https://www.easyequities.com.au/hubfs/EEAus/EasyEquities_CostProfile_EE%20AUS.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The Broker Commission charge is charged at 0.10% of the Dollar value of each transaction (buy and sell) you enter into on the platform", "url": "https://www.easyequities.com.au/hubfs/EEAus/EasyEquities_CostProfile_EE%20AUS.pdf#page=2", "page": 2, "document_sha256": "2a78243735ff9ab9482868a40e5c4a7911fa4e72e886687ef3d579e9e68e7678", "confirmed": "2026-11-13" } }, "holding": { "text": "Shares bought by a client of EasyEquities are held in a single special-purpose HIN by an ASIC registered custodian on behalf of the client.", "url": "https://support.easyequities.com.au/support/solutions/articles/13000081178-how-are-my-shares-stored", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Shares bought by a client of EasyEquities are held in a single special-purpose HIN by an ASIC registered custodian on behalf of the client.", "url": "https://support.easyequities.com.au/support/solutions/articles/13000081178-how-are-my-shares-stored#:~:text=Shares%20bought%20by%20a%20client,on%20behalf%20of%20the%20client.", "document_sha256": "7706f20a0b448101c112103f50e9cfec84ca0a561abd7d767c4b20b8df80eafd", "confirmed": "2026-11-13" } }, "execution": { "text": "AUS Broker: Finclear Pty Ltd, the broker-dealer appointed by EasyEquities to facilitate the execution, clearing and settlement of your Trades in Securities", "url": "https://resources.easyequities.co.za/EasyEquities_Terms&Conditions_AUSEntity.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "AUS Broker: Finclear Pty Ltd, the broker-dealer appointed by EasyEquities to facilitate the execution, clearing and settlement of your Trades in Securities", "url": "https://resources.easyequities.co.za/EasyEquities_Terms&Conditions_AUSEntity.pdf#page=6", "page": 6, "document_sha256": "d267c667dafabd398ad3cc0d42d2b2d64693fe1b8fb9c8dc423546dc58304b9f", "confirmed": "2026-11-13" } }, "international": { "text": "Invest in AUD, USD, GBP and EUR stocks with no minimums, no platform fees and some of the lowest fees on the market.", "url": "https://www.easyequities.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Invest in AUD, USD, GBP and EUR stocks with no minimums, no platform fees and some of the lowest fees on the market.", "url": "https://www.easyequities.com.au/#:~:text=Invest%20in%20AUD%2C%20USD%2C%20GBP,lowest%20fees%20on%20the%20market.", "document_sha256": "d059c421477c1de25eafa4f1ab9cd58bf66406ccf8dffa866fba2985ea47b659", "confirmed": "2026-11-13" } }, "status": { "text": "Download our free app and start investing in 5 mins.", "url": "https://www.easyequities.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Download our free app and start investing in 5 mins.", "url": "https://www.easyequities.com.au/#:~:text=Download%20our%20free%20app%20and%20start%20investing%20in%205%20mins.", "document_sha256": "d059c421477c1de25eafa4f1ab9cd58bf66406ccf8dffa866fba2985ea47b659", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.easyequities.com.au/", "https://www.easyequities.com.au/pricing", "https://www.easyequities.com.au/hubfs/EEAus/EasyEquities_CostProfile_EE%20AUS.pdf", "https://resources.easyequities.co.za/EasyEquities_FinancialServicesGuide.pdf", "https://resources.easyequities.co.za/EasyEquities_Terms&Conditions_AUSEntity.pdf", "https://support.easyequities.com.au/support/solutions/articles/13000081178-how-are-my-shares-stored", "https://support.easyequities.com.au/support/solutions/articles/13000074922-important-documents", "https://easyidentity.io/profile-type?productid=easyequities" ], "documents": [ { "title": "Pricing Breakdown", "url": "https://www.easyequities.com.au/pricing" }, { "title": "Cost Profile: EasyEquities AUS Securities", "url": "https://www.easyequities.com.au/hubfs/EEAus/EasyEquities_CostProfile_EE%20AUS.pdf" }, { "title": "Financial Services Guide", "url": "https://resources.easyequities.co.za/EasyEquities_FinancialServicesGuide.pdf" }, { "title": "Terms and Conditions: EasyEquities (AUS Trading Account)", "url": "https://resources.easyequities.co.za/EasyEquities_Terms&Conditions_AUSEntity.pdf" }, { "title": "Important Documents", "url": "https://support.easyequities.com.au/support/solutions/articles/13000074922-important-documents" } ], "curation_notes": "GST: the Cost Profile lists \"Goods and services tax (GST) 10%\" on buy and sell, and the FSG says its fees are exclusive of GST unless stated, so gst is excluded and the client pays 0.11%. No minimum brokerage is stated anywhere. The custodian named in the T&Cs is Sanlam Private Wealth Pty Ltd; FinClear is named as the \"AUS Broker\" for execution, clearing and settlement (the T&Cs spell it \"Finclear Pty Ltd\"). Caveats: the T&Cs are dated November 2021 and the FSG August 2021; the AU blog's latest post is June 2023; the signup flow asks for credentials before country selection, so I could not confirm on a page that Australian residents are accepted today, though the Australian site's Register buttons lead into it. FSG says platform covers \"securities listed on the ASX, the NYSE, the Nasdaq\" but no all-securities wording, so asx_coverage is null.", "licence": { "afsl": "337927", "name": "SANLAM PRIVATE WEALTH PTY LTD", "abn": "18136960775", "acn": null, "licensed_since": "2009-08-14", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Status unclear", "holding_label": "Custodial", "prices": { "500": 0.55, "1000": 1.1, "2000": 2.2, "5000": 5.5, "10000": 11.0, "25000": 27.5, "50000": 55.0, "100000": 110.0 }, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/easyequities/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/easyequities.json" }, { "slug": "baker-young", "name": "Baker Young", "product": null, "website": "https://www.bakeryoung.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Advice, portfolio management and stockbroking for private clients; no online self-directed account found.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "We provide personalised investment advice, portfolio management and stockbroking services to private investors, sophisticated clients and institutions across Australia.", "url": "https://www.bakeryoung.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We provide personalised investment advice, portfolio management and stockbroking services to private investors, sophisticated clients and institutions across Australia.", "url": "https://www.bakeryoung.com.au/#:~:text=We%20provide%20personalised%20investment%20advice%2C,clients%20and%20institutions%20across%20Australia.", "document_sha256": "f1e7dfefc35f9891b3a60598d155f5af91a3f8bd12d07277c7a1ad3d7d886ba8", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.bakeryoung.com.au/" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/baker-young/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/baker-young.json" }, { "slug": "bell-potter-online", "name": "Bell Potter Online", "product": null, "website": "https://bellpotteronline.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Operating, for financial planners and intermediaries only; client accounts are opened by an adviser who is an authorised representative of a current AFSL.", "successor_slug": null, "legal_entity": "Third Party Platform Pty Ltd", "entity_note": "Part of Bell Financial Group's Third Party Platform.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "To use the Bell Potter Online platform you must be an authorised representative of a current AFSL.", "url": "https://bellpotteronline.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "To use the Bell Potter Online platform you must be an authorised representative of a current AFSL.", "url": "https://bellpotteronline.com.au/#:~:text=To%20use%20the%20Bell%20Potter,representative%20of%20a%20current%20AFSL.", "document_sha256": "3f901a0b935bc1620bc1b2cf063fcf7c04f5f8df97db68fe966377e261c56a7c", "confirmed": "2026-11-13" } }, "execution": { "text": "Bell Potter Online is part of Third Party Platform, the only fully integrated open architecture platform in Australia.", "url": "https://www.bellfg.com.au/bell-potter-online/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Bell Potter Online is part of Third Party Platform, the only fully integrated open architecture platform in Australia.", "url": "https://www.bellfg.com.au/bell-potter-online/#:~:text=Bell%20Potter%20Online%20is%20part,open%20architecture%20platform%20in%20Australia.", "document_sha256": "e1f5e4caccce11d98b07640b8d5f34953a40a631349f74baa1ea9be06d682821", "confirmed": "2026-11-13" } } }, "sources": [ "https://bellpotteronline.com.au/", "https://www.bellfg.com.au/bell-potter-online/" ], "documents": [ { "title": "Bell Potter Online", "url": "https://bellpotteronline.com.au/" } ], "curation_notes": "Adviser channel like Desktop Broker. AFSL/ABN not recorded because the pages read did not state them for this brand.", "licence": null, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/bell-potter-online/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/bell-potter-online.json" }, { "slug": "burrell", "name": "Burrell Stockbroking", "product": null, "website": "https://www.burrell.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Share trading is through Burrell advisers. \"Burrell Online\" is a set of managed model portfolios (administered by OpenInvest), not a self-directed trading account.", "successor_slug": null, "legal_entity": "Burrell Stockbroking Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "247431", "abn": null, "acn": "088958481", "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "At Burrell we have a team of advisers that can give you advice on shares and investments in general.", "url": "https://www.burrell.com.au/shares", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "At Burrell we have a team of advisers that can give you advice on shares and investments in general.", "url": "https://www.burrell.com.au/shares#:~:text=At%20Burrell%20we%20have%20a,shares%20and%20investments%20in%20general.", "document_sha256": "3a9b4ab2120b1a54c23b0e91d3050452202b2c66e3877bbb66034ab38b44c133", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.burrell.com.au/", "https://www.burrell.com.au/shares", "https://www.burrell.com.au/burrell-online", "https://www.burrell.com.au/fsg" ], "documents": [], "curation_notes": "Burrell is an ASX and NSX participant with internal clearing and settlement (per /shares). The Burrell Online page says: \"Burrell Online provides you with access to a professionally managed model portfolio similar to a managed fund.\"", "licence": { "afsl": "247431", "name": "BURRELL STOCKBROKING PTY LTD", "abn": "82088958481", "acn": null, "licensed_since": "2004-03-10", "locality": "Spring Hill QLD 4000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/burrell/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/burrell.json" }, { "slug": "canaccord-genuity-wealth", "name": "Canaccord Genuity Wealth Management (Australia)", "product": null, "website": "https://www.canaccordgenuity.com/wealth-management-australia/", "category": "adviser_only", "checked": "2026-11-07", "status_note": "Adviser-led wealth management for high-net-worth clients; no self-directed online trading.", "successor_slug": null, "legal_entity": "Canaccord Genuity Financial Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "239052", "abn": "69008896311", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Empower our advisers to deliver highly personalised wealth management solutions to high-net-worth families, individuals and foundations.", "url": "https://www.canaccordgenuity.com/wealth-management-australia/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Empower our advisers to deliver highly personalised wealth management solutions to high-net-worth families, individuals and foundations.", "url": "https://www.canaccordgenuity.com/wealth-management-australia/#:~:text=Empower%20our%20advisers%20to%20deliver,high%2Dnet%2Dworth%20families%2C%20individuals%20and%20foundations.", "document_sha256": "65020bdaf8501737a331370c585491bbda83514c64bd8a381d0a00f45d085d3c", "confirmed": "2026-11-13" } }, "entity": { "text": "Canaccord Genuity Financial Limited ABN 69 008 896 311 ('CG') is a wholly owned subsidiary of Canaccord Financial Group (Australia) Pty Limited", "url": "https://www.canaccordgenuity.com/4a9201/globalassets/wealth-management-australia/documents/financial-services-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Canaccord Genuity Financial Limited ABN 69 008 896 311 ('CG') is a wholly owned subsidiary of Canaccord Financial Group (Australia) Pty Limited", "url": "https://www.canaccordgenuity.com/4a9201/globalassets/wealth-management-australia/documents/financial-services-guide.pdf#page=3", "page": 3, "document_sha256": "4476a1297b0acd168b5bcb881bf22af7482fc20014f8932d00e45757cebe7851", "confirmed": "2026-11-13" } }, "licence": { "text": "Canaccord Genuity Financial Limited AFSL 239052", "url": "https://www.canaccordgenuity.com/4a9201/globalassets/wealth-management-australia/documents/financial-services-guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Canaccord Genuity Financial Limited AFSL 239052", "url": "https://www.canaccordgenuity.com/4a9201/globalassets/wealth-management-australia/documents/financial-services-guide.pdf#page=1", "page": 1, "document_sha256": "4476a1297b0acd168b5bcb881bf22af7482fc20014f8932d00e45757cebe7851", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.canaccordgenuity.com/wealth-management-australia/", "https://www.canaccordgenuity.com/4a9201/globalassets/wealth-management-australia/documents/financial-services-guide.pdf" ], "documents": [ { "title": "Financial Services Guide (30 March 2026)", "url": "https://www.canaccordgenuity.com/4a9201/globalassets/wealth-management-australia/documents/financial-services-guide.pdf" } ], "curation_notes": "Legal entity, AFSL and ABN from the wealth management Financial Services Guide of 30 March 2026, headed \"Canaccord Genuity Financial Limited AFSL 239052\" and linked from the Australian wealth site's disclosures page; ASIC's register has the same name and ABN under that licence.", "licence": { "afsl": "239052", "name": "CANACCORD GENUITY FINANCIAL LIMITED", "abn": "69008896311", "acn": null, "licensed_since": "2004-02-01", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/canaccord-genuity-wealth/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/canaccord-genuity-wealth.json" }, { "slug": "euroz-hartleys", "name": "Euroz Hartleys", "product": null, "website": "https://eurozhartleys.com/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Private wealth/adviser stockbroking in WA; no online self-directed trading account found.", "successor_slug": null, "legal_entity": "Euroz Hartleys Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "230052", "abn": "33104195057", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "We pride ourselves on being Western Australia’s trusted wealth manager, partnering with you on your tailored journey, designed to provide wealth creation and preservation.", "url": "https://eurozhartleys.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We pride ourselves on being Western Australia’s trusted wealth manager, partnering with you on your tailored journey, designed to provide wealth creation and preservation.", "url": "https://eurozhartleys.com/#:~:text=We%20pride%20ourselves%20on%20being,provide%20wealth%20creation%20and%20preservation.", "document_sha256": "2d2d20b6e8da979ace2ca65a3dfab02ef36bcbc97437cf77c96c86b9ee3a460d", "confirmed": "2026-11-13" } } }, "sources": [ "https://eurozhartleys.com/", "https://eurozhartleys.com/investor-services/" ], "documents": [], "curation_notes": null, "licence": { "afsl": "230052", "name": "EUROZ HARTLEYS LIMITED", "abn": "33104195057", "acn": null, "licensed_since": "2003-10-20", "locality": "Perth WA 6000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/euroz-hartleys/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/euroz-hartleys.json" }, { "slug": "iinvest", "name": "iInvest Trading & Advisory", "product": null, "website": "https://www.iinvestadvisory.com/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Full-service advisory stockbroker (general and personal advice, trading desk); brokerage is set with the client's iInvest adviser, minimum $110 + GST. No self-directed online trading platform is described.", "successor_slug": null, "legal_entity": "iInvest Trading & Advisory Pty Ltd", "entity_note": null, "authorised_representative_of": "Zodiac Securities Pty Ltd", "authorised_representative_no": "431611", "afsl": "398350", "abn": null, "acn": "159630430", "holding": "chess", "holding_note": "FAQ: client shares are held on CHESS on the client's individual HIN.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Morrison Securities Pty Ltd", "clearing_participant": "Morrison Securities Pty Ltd", "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "iInvest will charge you a minimum of $110 per transaction or 1% of the transaction value (all amounts excluding GST).", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "iInvest will charge you a minimum of $110 per transaction or 1% of the transaction value (all amounts excluding GST).", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf#page=5", "page": 5, "document_sha256": "73992edb67a9825e139b57d628187215fc70a834a24c2f1167a96a6c7c4144a8", "confirmed": "2026-11-13" } }, "holding": { "text": "Client’s shares can be held on CHESS with their chosen broker, and they are held on the client’s individual HIN and holding statements are sent out to the client’s registered address.", "url": "https://www.iinvestadvisory.com/faqs/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Client’s shares can be held on CHESS with their chosen broker, and they are held on the client’s individual HIN and holding statements are sent out to the client’s registered address.", "url": "https://www.iinvestadvisory.com/faqs/#:~:text=Client%E2%80%99s%20shares%20can%20be%20held,to%20the%20client%E2%80%99s%20registered%20address.", "document_sha256": "6571cdfeeda816f314010a1e0a7e7fcab8d800d0b2ae6e0aaa47910906b2ab4f", "confirmed": "2026-11-13" } }, "execution": { "text": "We engage Morrison Securities Pty Ltd (AFSL No. 241737 ABN 50 001 430 342) and Australian Investment Exchange Pty Ltd (“AUSIEX”) (AFSL No. 241200 ABN 71 076 515 930), collectively referred to as Wholesale Brokers, for the purpose of trading, clearing and settlement of client orders in domestically listed financial products", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We engage Morrison Securities Pty Ltd (AFSL No. 241737 ABN 50 001 430 342) and Australian Investment Exchange Pty Ltd (“AUSIEX”) (AFSL No. 241200 ABN 71 076 515 930), collectively referred to as Wholesale Brokers, for the purpose of trading, clearing and settlement of client orders in domestically listed financial products", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf#page=3", "page": 3, "document_sha256": "73992edb67a9825e139b57d628187215fc70a834a24c2f1167a96a6c7c4144a8", "confirmed": "2026-11-13" } }, "international": { "text": "iInvest may arrange for the execution, clearing and settlement of securities on international markets for you.", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "iInvest may arrange for the execution, clearing and settlement of securities on international markets for you.", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf#page=3", "page": 3, "document_sha256": "73992edb67a9825e139b57d628187215fc70a834a24c2f1167a96a6c7c4144a8", "confirmed": "2026-11-13" } }, "status": { "text": "The amount of brokerage you pay will be determined in consultation with your iInvest Adviser.", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The amount of brokerage you pay will be determined in consultation with your iInvest Adviser.", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf#page=4", "page": 4, "document_sha256": "73992edb67a9825e139b57d628187215fc70a834a24c2f1167a96a6c7c4144a8", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf", "https://www.iinvestadvisory.com/faqs/", "https://www.iinvestadvisory.com/shares/", "https://www.iinvestadvisory.com/" ], "documents": [ { "title": "Financial Services Guide (21 January 2026)", "url": "https://www.iinvestadvisory.com/wp-content/uploads/2026/08/iInvest-Financial-Services-Guide.pdf" }, { "title": "FAQs", "url": "https://www.iinvestadvisory.com/faqs/" } ], "curation_notes": "Discovered on Morrison Securities' own blog post 'Three top trading strategies for FY22' (Haydn Froggatt, iInvest Securities); the FSG confirms Morrison as a wholesale broker, alongside AUSIEX, so execution/clearing could be either. Brokerage null because it is an advised service; for reference the FSG rate is max($110, 1%) + GST (=$121 / $121 / $550 at $1k/$10k/$50k, GST-incl). The FSG also names Desktop Broker for the MPS and IBA for international orders. The FSG gives ACN only, no ABN.", "licence": { "afsl": "398350", "name": "ZODIAC SECURITIES PTY LTD", "abn": "76142982554", "acn": null, "licensed_since": "2011-04-20", "locality": "Burleigh Heads QLD 4220", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/iinvest/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/iinvest.json" }, { "slug": "jbwere", "name": "JBWere", "product": null, "website": "https://www.jbwere.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Private wealth adviser firm in the NAB group; broking for JBWere clients is provided by WealthHub Securities, but access is through a JBWere adviser, not a self-directed online account.", "successor_slug": null, "legal_entity": "JBWere Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "341162", "abn": "68137978360", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "WealthHub Securities Limited", "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Navigating complex and ever changing markets is easier with a guide. A trusted JBWere adviser will bring access and expertise to these important financial decisions.", "url": "https://www.jbwere.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Navigating complex and ever changing markets is easier with a guide. A trusted JBWere adviser will bring access and expertise to these important financial decisions.", "url": "https://www.jbwere.com.au/#:~:text=Navigating%20complex%20and%20ever%20changing,to%20these%20important%20financial%20decisions.", "document_sha256": "a049e44678ea1f5ac41f9bd2dc545f0f0cfb1b378b551f3ead19e192cbd8f4fe", "confirmed": "2026-11-13" } }, "execution": { "text": "WealthHub Financial Services Guide for JBWere Clients Broking Services Provided by WealthHub Securities Limited", "url": "https://www.jbwere.com.au/content/dam/jbwere/documents/Resources/JBWere-Wealth-Hub-Financial-Services-Guide.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "WealthHub Financial Services Guide for JBWere Clients Broking Services Provided by WealthHub Securities Limited", "url": "https://www.jbwere.com.au/content/dam/jbwere/documents/Resources/JBWere-Wealth-Hub-Financial-Services-Guide.pdf#page=1", "page": 1, "document_sha256": "9f4a0ca28318305aae437d52b9d04d5b4c2eaeb743387d506e31589e13b7d004", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.jbwere.com.au/", "https://www.jbwere.com.au/content/dam/jbwere/documents/Resources/JBWere-Wealth-Hub-Financial-Services-Guide.pdf" ], "documents": [ { "title": "WealthHub Financial Services Guide for JBWere Clients", "url": "https://www.jbwere.com.au/content/dam/jbwere/documents/Resources/JBWere-Wealth-Hub-Financial-Services-Guide.pdf" } ], "curation_notes": "Found via the WealthHub Securities FSG for JBWere clients (6 March 2026). FSG fees section says fees are GST-inclusive with a $137.50 minimum on some trades; not recorded because the service is adviser-led. The execution quote is the FSG's cover title and subtitle joined.", "licence": { "afsl": "341162", "name": "JBWERE LTD", "abn": "68137978360", "acn": null, "licensed_since": "2009-10-29", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/jbwere/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/jbwere.json" }, { "slug": "lgt-crestone", "name": "LGT Wealth Management (formerly Crestone)", "product": null, "website": "https://www.lgtwm.com/au-en", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Crestone is now LGT Wealth Management Australia, a private wealth adviser for high and ultra-high net worth clients. No self-directed online share trading.", "successor_slug": null, "legal_entity": "LGT Wealth Management Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "231127", "abn": "50005311937", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "We provide private wealth advice services to high net worth and ultra high net worth families, family offices and for purpose organisations, focused on long term results to last generations.", "url": "https://www.lgtwm.com/au-en", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We provide private wealth advice services to high net worth and ultra high net worth families, family offices and for purpose organisations, focused on long term results to last generations.", "url": "https://www.lgtwm.com/au-en#:~:text=We%20provide%20private%20wealth%20advice,term%20results%20to%20last%20generations.", "document_sha256": "a4d8dfcacd086b98a85cb953e46192f6e8ed5e718cb8fa18f457884ee0ec05aa", "confirmed": "2026-11-13" } }, "execution": { "text": "FinClear has announced that it is providing execution and clearing services to Crestone Wealth Management.", "url": "https://finclear.com.au/customers/crestone-selects-finclear-for-trade-execution-and-clearing/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "FinClear has announced that it is providing execution and clearing services to Crestone Wealth Management.", "url": "https://finclear.com.au/customers/crestone-selects-finclear-for-trade-execution-and-clearing/#:~:text=FinClear%20has%20announced%20that%20it,services%20to%20Crestone%20Wealth%20Management.", "document_sha256": "2916e2c98a1c74ed9a00127bafd7af1f1f6244adafb07e645309558ab6e81d6a", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.lgtwm.com/au-en", "https://finclear.com.au/customers/crestone-selects-finclear-for-trade-execution-and-clearing/" ], "documents": [], "curation_notes": "Named on FinClear's customer page (Feb 2022). https://crestone.com.au/ redirected to https://www.lgtwm.com/au-en on 2026-10-15; whether FinClear still executes for LGT is not stated.", "licence": { "afsl": "231127", "name": "LGT WEALTH MANAGEMENT LIMITED", "abn": "50005311937", "acn": null, "licensed_since": "2004-01-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/lgt-crestone/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/lgt-crestone.json" }, { "slug": "morgans", "name": "Morgans", "product": null, "website": "https://morgans.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Full-service stockbroker; shares are bought and sold through an adviser. No self-directed online account is offered on its site.", "successor_slug": null, "legal_entity": "Morgans Financial Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "235410", "abn": "49010669726", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "As a full-service stockbroker since 1982, Morgans provides personalised investment advice tailored to your style.", "url": "https://morgans.com.au/stockbroking/buy-sell-shares", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "As a full-service stockbroker since 1982, Morgans provides personalised investment advice tailored to your style.", "url": "https://morgans.com.au/stockbroking/buy-sell-shares#:~:text=As%20a%20full%2Dservice%20stockbroker%20since,advice%20tailored%20to%20your%20style.", "document_sha256": "4a3ffe70ed23dbeddabf9c8d341ddfa5bb1c8eedaeb3c0a074b035c973b3c5ba", "confirmed": "2026-11-13" } } }, "sources": [ "https://morgans.com.au/", "https://morgans.com.au/stockbroking/buy-sell-shares" ], "documents": [], "curation_notes": null, "licence": { "afsl": "235410", "name": "MORGANS FINANCIAL LIMITED", "abn": "49010669726", "acn": null, "licensed_since": "2004-03-10", "locality": "Brisbane QLD 4001", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/morgans/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/morgans.json" }, { "slug": "ord-minnett", "name": "Ord Minnett", "product": null, "website": "https://www.ords.com.au/", "category": "adviser_only", "checked": "2026-10-15", "status_note": "Full-service, adviser-led stockbroking; no self-directed online trading account is offered on its site.", "successor_slug": null, "legal_entity": "Ord Minnett Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "237121", "abn": "86002733048", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Simply contact Ord Minnett to arrange a consultation with one of our experienced private wealth advisers.", "url": "https://www.ords.com.au/investments", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Simply contact Ord Minnett to arrange a consultation with one of our experienced private wealth advisers.", "url": "https://www.ords.com.au/investments#:~:text=Simply%20contact%20Ord%20Minnett%20to,our%20experienced%20private%20wealth%20advisers.", "document_sha256": "f2571dc64137fe947f3d0445a500e0921b40c5dceeb38782d8b0fa445b27c87c", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.ords.com.au/", "https://www.ords.com.au/investments", "https://www.ords.com.au/investments/investment-options", "https://finclear.com.au/customers/finclear-signs-long-term-clearing-agreement-with-ord-minnett/" ], "documents": [], "curation_notes": "Site links a client portal and NetXInvestor (a Pershing US login) but nothing for opening a self-directed online account. Execution quote is from FinClear's own page (participant source).", "licence": { "afsl": "237121", "name": "ORD MINNETT LIMITED", "abn": "86002733048", "acn": null, "licensed_since": "2003-12-15", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/ord-minnett/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/ord-minnett.json" }, { "slug": "shaw-and-partners", "name": "Shaw and Partners", "product": null, "website": "https://www.shawandpartners.com.au/", "category": "adviser_only", "checked": "2026-11-07", "status_note": "Full-service wealth manager and stockbroker (part of EFG International). Its 'Shaw and Partners Online' portal is only for existing Shaw clients.", "successor_slug": null, "legal_entity": "Shaw and Partners Limited", "entity_note": "FinClear's customer page says Shaw has been a client since FinClear acquired Pershing; it does not name the exact FinClear entity, so clearing_participant is left null.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "236048", "abn": "24003221583", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Shaw and Partners Online is only available to clients of Shaw and Partners", "url": "https://www.shawandpartners.com.au/contact/online-registration/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Shaw and Partners Online is only available to clients of Shaw and Partners", "url": "https://www.shawandpartners.com.au/contact/online-registration/#:~:text=Shaw%20and%20Partners%20Online%20is,clients%20of%20Shaw%20and%20Partners", "document_sha256": "6249716b783fdbe605c53ed921d02f95e40d8eb572b8c8da454e06779bdfd580", "confirmed": "2026-11-13" } }, "execution": { "text": "We are delighted to continue our relationship with Shaw and Partners, who have been a valued client since our acquisition of Pershing.", "url": "https://finclear.com.au/customers/finclear-continues-relationship-with-shaw-partners/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We are delighted to continue our relationship with Shaw and Partners, who have been a valued client since our acquisition of Pershing.", "url": "https://finclear.com.au/customers/finclear-continues-relationship-with-shaw-partners/#:~:text=We%20are%20delighted%20to%20continue,since%20our%20acquisition%20of%20Pershing.", "document_sha256": "3ecfc01ea718edc799e388bdc12f54f938fca7db3ce17b50c3b39ea4d1560d42", "confirmed": "2026-11-13" } }, "entity": { "text": "Shaw's Australian Business Number (ABN) is 24 003 221 583.", "url": "https://www.shawandpartners.com.au/media/ynzffelq/shawandpartners_fsg.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Shaw's Australian Business Number (ABN) is 24 003 221 583.", "url": "https://www.shawandpartners.com.au/media/ynzffelq/shawandpartners_fsg.pdf#page=4", "page": 4, "document_sha256": "33f9a2e53e08e4e0388094e7ce06a3431ff5cb6404f655de4967b2ca358a6ecb", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.shawandpartners.com.au/", "https://www.shawandpartners.com.au/contact/online-registration/", "https://www.shawandpartners.com.au/expertise/wealth-management/", "https://finclear.com.au/customers/finclear-continues-relationship-with-shaw-partners/", "https://www.shawandpartners.com.au/media/ynzffelq/shawandpartners_fsg.pdf" ], "documents": [ { "title": "Financial Services Guide (1 July 2026)", "url": "https://www.shawandpartners.com.au/media/ynzffelq/shawandpartners_fsg.pdf" } ], "curation_notes": "AFSL taken from the site footer '(AFSL 236 048)'. ABN from the FSG (\"Shaw's Australian Business Number (ABN) is 24 003 221 583.\"), matching ASIC's register.", "licence": { "afsl": "236048", "name": "SHAW AND PARTNERS LIMITED", "abn": "24003221583", "acn": null, "licensed_since": "2004-03-10", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Only through a financial adviser", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/shaw-and-partners/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/shaw-and-partners.json" }, { "slug": "barrenjoey", "name": "Barrenjoey", "product": null, "website": "https://barrenjoey.com/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "Institutional investment bank; states it does not offer investment services to the public.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Barrenjoey does not offer any investment services to the public", "url": "https://www.barrenjoey.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Barrenjoey does not offer any investment services to the public", "url": "https://www.barrenjoey.com/#:~:text=Barrenjoey%20does%20not%20offer%20any%20investment%20services%20to%20the%20public", "document_sha256": "1707ee34069e377a6fd38115a68f13c0ce0e75e0d5c44dc3e27eb62fee84a571", "confirmed": "2026-11-13" } } }, "sources": [ "https://barrenjoey.com/" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Serves other brokers and apps, not the public", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/barrenjoey/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/barrenjoey.json" }, { "slug": "esuperfund-ebroking", "name": "ESUPERFUND EBROKING", "product": "EBROKING", "website": "https://www.esuperfund.com.au/investments/shares-etfs/", "category": "b2b_only", "checked": "2026-11-07", "status_note": "Operating, but offered only to ESUPERFUND SMSF clients for trading inside their SMSF; it is not a stand-alone retail brokerage account.", "successor_slug": null, "legal_entity": "CMC Markets Stockbroking Limited", "entity_note": "EBROKING is a registered business name of ESUPERFUND Pty Ltd; the service is provided by CMC Markets Stockbroking at ESUPERFUND's request. ESUPERFUND Pty Ltd as Trustee for ESUPERFUND Trust ABN 37 842 535 715.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "246381", "abn": "69081002851", "acn": null, "holding": "chess", "holding_note": "Shares are CHESS sponsored in the SMSF's name under its own HIN.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "CMC Markets Stockbroking Limited", "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "Brokerage and account fees are set by each broker and are not covered here.", "url": "https://www.esuperfund.com.au/investments/shares-etfs/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Brokerage and account fees are set by each broker and are not covered here.", "url": "https://www.esuperfund.com.au/investments/shares-etfs/#:~:text=Brokerage%20and%20account%20fees%20are,and%20are%20not%20covered%20here.", "document_sha256": "a3de31d1b7fabf17081b2a553a21e4738ba0cbae1b8e8762e0c1129965d1f7d3", "confirmed": "2026-11-13" } }, "holding": { "text": "Shares are CHESS sponsored and owned by the fund under its own HIN.", "url": "https://www.esuperfund.com.au/investments/shares-etfs/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Shares are CHESS sponsored and owned by the fund under its own HIN.", "url": "https://www.esuperfund.com.au/investments/shares-etfs/#:~:text=Shares%20are%20CHESS%20sponsored%20and,fund%20under%20its%20own%20HIN.", "document_sha256": "a3de31d1b7fabf17081b2a553a21e4738ba0cbae1b8e8762e0c1129965d1f7d3", "confirmed": "2026-11-13" } }, "execution": { "text": "Trading and execution is provided by CMC Markets Stockbroking Limited ABN 69 081 002 851 AFSL 246381", "url": "https://www.cmcmarketsstockbroking.com.au/ebroking/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trading and execution is provided by CMC Markets Stockbroking Limited ABN 69 081 002 851 AFSL 246381", "url": "https://www.cmcmarketsstockbroking.com.au/ebroking/#:~:text=Trading%20and%20execution%20is%20provided,081%20002%20851%20AFSL%20246381", "document_sha256": "a1a600867cd943f476ba10aeb6852bdc38699ed0463b066eef3712391168a90f", "confirmed": "2026-11-13" } }, "status": { "text": "To simplify the Australian Share Trading Account Application Process documentation to establish an EBROKING Share Trading Account (EBROKING) is included with the documentation forwarded to you when you submit your online application to establish an SMSF.", "url": "https://www.esuperfund.com.au/investments/allowed-investments/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "To simplify the Australian Share Trading Account Application Process documentation to establish an EBROKING Share Trading Account (EBROKING) is included with the documentation forwarded to you when you submit your online application to establish an SMSF.", "url": "https://www.esuperfund.com.au/investments/allowed-investments/#:~:text=To%20simplify%20the%20Australian%20Share,application%20to%20establish%20an%20SMSF.", "document_sha256": "b40d8b8bc087effafd8de935bf6430dfb1ab7b2ff32e9cac103a98ac28e61623", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.esuperfund.com.au/investments/shares-etfs/", "https://www.esuperfund.com.au/investments/allowed-investments/", "https://www.cmcmarketsstockbroking.com.au/ebroking/", "https://www.esuperfund.com.au/disclosures/ebroking-tcs", "https://www.cmcmarkets.com/partners/en-au/stockbroking" ], "documents": [ { "title": "Shares and ETFs in your SMSF (EBROKING compared with another broker)", "url": "https://www.esuperfund.com.au/investments/shares-etfs/" }, { "title": "Allowed investments", "url": "https://www.esuperfund.com.au/investments/allowed-investments/" }, { "title": "EBROKING log-in page (CMC Markets Stockbroking)", "url": "https://www.cmcmarketsstockbroking.com.au/ebroking/" }, { "title": "EBROKING Terms and Conditions", "url": "https://www.esuperfund.com.au/disclosures/ebroking-tcs" } ], "curation_notes": "Discovered via the ESUPERFUND logo among 'Some of our white label partners' on CMC's partner page (logo image, no text). Classed b2b_only because the account is only available inside an ESUPERFUND-administered SMSF; reclassify if the dataset treats SMSF-only services as retail. On 6 November 2026 ESUPERFUND relaunched its website: the EBROKING pages (esuperfund.com.au/trading/ebroking and its brokerage page) now serve the new homepage, and the new Shares and ETFs page still offers EBROKING at setup (\"Optional. EBROKING documents are included with the SMSF application.\"), so status, holding and execution were re-quoted that day from the new pages and EBROKING's CMC log-in page. The new site publishes no EBROKING brokerage (\"Brokerage and account fees are set by each broker and are not covered here.\"); the removed brokerage page gave $10.00 for $0-$1,000, $19.95 over $1,000 up to $10,000, $29.95 over $10,000 up to $25,000, 0.12% above $25,000 (GST treatment not stated), so brokerage stays null. An earlier note said ESUPERFUND also offered a CommSec settlement option; on 7 November 2026 none of the 32 pages in the relaunched site's sitemap mentions CommSec, so it is not recorded.", "licence": { "afsl": "246381", "name": "CMC MARKETS STOCKBROKING LIMITED", "abn": "69081002851", "acn": null, "licensed_since": "2004-03-01", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Serves other brokers and apps, not the public", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/esuperfund-ebroking/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/esuperfund-ebroking.json" }, { "slug": "openinvest", "name": "OpenInvest", "product": null, "website": "https://www.openinvest.com.au/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "White-label online investing (managed portfolios) for advice firms; not a retail broker.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Your White Label Online Investing Solution", "url": "https://www.openinvest.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your White Label Online Investing Solution", "url": "https://www.openinvest.com.au/#:~:text=Your%20White%20Label%20Online%20Investing%20Solution", "document_sha256": "c7e471b634f7a2040103664d92ac236db7a8ba52b8870d5c0ab748fd52e70505", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.openinvest.com.au/" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Serves other brokers and apps, not the public", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/openinvest/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/openinvest.json" }, { "slug": "padua", "name": "Padua", "product": null, "website": "https://www.paduasolutions.com/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "Adviser software (Padua Advice Portal); AUSIEX is its exclusive broking provider. Not a retail broker.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Australian Investment Exchange Limited", "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "A connected suite of software and services purpose-built for the Australian advice industry.", "url": "https://www.paduasolutions.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "A connected suite of software and services purpose-built for the Australian advice industry.", "url": "https://www.paduasolutions.com/#:~:text=A%20connected%20suite%20of%20software,for%20the%20Australian%20advice%20industry.", "document_sha256": "5df81482634131f185460307d12ad27f9e99eb3e88a9cc82b878759c62ecdf5f", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.paduasolutions.com/", "https://www.ausiex.com.au/Public/NewsAndInsights/MediaCentre.aspx" ], "documents": [], "curation_notes": "AUSIEX Media Centre headline (31 July 2026): 'AUSIEX partners with Padua as exclusive broking provider for the Padua Advice Portal'. padua.com.au is a parked domain.", "licence": null, "category_label": "Serves other brokers and apps, not the public", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/padua/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/padua.json" }, { "slug": "tandem-securities", "name": "Tandem Securities", "product": null, "website": "https://www.tandemsecurities.com.au/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "Wholesale/institutional execution and clearing arm of Third Party Platform; not a retail service.", "successor_slug": null, "legal_entity": null, "entity_note": "Part of Bell Financial Group's Third Party Platform.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Tandem Securities partners with financial services organisations to deliver a full suite of technology-driven end-to-end client solutions encompassing execution, clearing and investment services.", "url": "https://www.bellfg.com.au/tandem-securities/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Tandem Securities partners with financial services organisations to deliver a full suite of technology-driven end-to-end client solutions encompassing execution, clearing and investment services.", "url": "https://www.bellfg.com.au/tandem-securities/#:~:text=Tandem%20Securities%20partners%20with%20financial,execution%2C%20clearing%20and%20investment%20services.", "document_sha256": "bc90408af9a3df498d3e73381feff5fcd49a885b26ecae2fc2852184ced479e5", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.bellfg.com.au/tandem-securities/" ], "documents": [ { "title": "Tandem Securities", "url": "https://www.bellfg.com.au/tandem-securities/" } ], "curation_notes": "tandemsecurities.com.au itself was not read; the status comes from the Bell Financial Group page. Legal entity not confirmed.", "licence": null, "category_label": "Serves other brokers and apps, not the public", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/tandem-securities/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/tandem-securities.json" }, { "slug": "velocity-trade", "name": "Velocity Trade", "product": null, "website": "https://velocitytrade.com/", "category": "b2b_only", "checked": "2026-10-15", "status_note": "Global institutional broker-dealer; FinClear provides it third-party clearing. Serves corporations and institutions, not retail clients.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Established in 2007, Velocity Trade serves as trusted trading partner to corporations and institutions around the globe.", "url": "https://velocitytrade.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Established in 2007, Velocity Trade serves as trusted trading partner to corporations and institutions around the globe.", "url": "https://velocitytrade.com/#:~:text=Established%20in%202007%2C%20Velocity%20Trade,and%20institutions%20around%20the%20globe.", "document_sha256": "512db7c3bd90f7460fd0f6b24697d23595055b55970e1c4c8837637d2a0c894e", "confirmed": "2026-11-13" } }, "execution": { "text": "The Australian financial technology company, FinClear, today announced that it will provide third-party clearing services to global broker-dealer Velocity Trade.", "url": "https://finclear.com.au/customers/finclear-grows-clearing-business-with-velocity-trade/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "The Australian financial technology company, FinClear, today announced that it will provide third-party clearing services to global broker-dealer Velocity Trade.", "url": "https://finclear.com.au/customers/finclear-grows-clearing-business-with-velocity-trade/#:~:text=The%20Australian%20financial%20technology%20company%2C,to%20global%20broker%2Ddealer%20Velocity%20Trade.", "document_sha256": "dfdc3f98cbe84277e86173199f853db72f480dbe7122f2afc043522842526cc3", "confirmed": "2026-11-13" } } }, "sources": [ "https://velocitytrade.com/", "https://finclear.com.au/customers/finclear-grows-clearing-business-with-velocity-trade/" ], "documents": [], "curation_notes": "AU legal entity, ABN and AFSL not recorded (not on the home page read).", "licence": null, "category_label": "Serves other brokers and apps, not the public", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/velocity-trade/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/velocity-trade.json" }, { "slug": "opentrader", "name": "OpenTrader", "product": null, "website": "https://www.opentrader.com.au/", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Closed. Its website now leads to Openmarkets, which says it does not serve retail traders directly and points them to Marketech.", "successor_slug": "marketech-focus", "legal_entity": "Openmarkets Australia Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Openmarkets is focused exclusively on wholesale and institutional clients and does not support retail traders directly.", "url": "https://openmarkets.com.au/retail/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Openmarkets is focused exclusively on wholesale and institutional clients and does not support retail traders directly.", "url": "https://openmarkets.com.au/retail/#:~:text=Openmarkets%20is%20focused%20exclusively%20on,not%20support%20retail%20traders%20directly.", "document_sha256": "26646e0d3120da7920a2c7da6167fff05037a5b8938f25810ce0b0731014cefa", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.opentrader.com.au/", "https://openmarkets.com.au/retail/" ], "documents": [], "curation_notes": "OpenTrader was the Openmarkets retail brand. www.opentrader.com.au, opentrader.com.au and /login all 301 to openmarkets.com.au (self-directed-investing-partners returns 404). The Openmarkets retail page links to a Marketech help article on transferring holdings to a Marketech HIN, which is the basis for successor marketech-focus; the sale itself is only from third-party news.", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/opentrader/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/opentrader.json" }, { "slug": "saxo-australia", "name": "Saxo (Australia)", "product": null, "website": "https://www.home.saxo/en-au", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Renamed Totality: Saxo's Australian website now leads to Totality, which describes itself as \"formerly Saxo Australia\".", "successor_slug": "totality", "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Invest with Totality (formerly Saxo Australia). Access global stocks, ETFs, bonds, and more on secure, professional platforms.", "url": "https://www.home.saxo/en-au", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Invest with Totality (formerly Saxo Australia). Access global stocks, ETFs, bonds, and more on secure, professional platforms.", "url": "https://www.home.saxo/en-au#:~:text=Invest%20with%20Totality%20%28formerly%20Saxo,more%20on%20secure%2C%20professional%20platforms.", "document_sha256": "00e88a5e373c66c6d8f372f36c47f83021f83c8063d4126546f10d0e39b2c693", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.home.saxo/en-au", "https://www.totality.com.au/" ], "documents": [], "curation_notes": "Fetched 2026-10-15; the Saxo AU URL (and /en-au/legal) lands on totality.com.au. Already covered as totality.", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/saxo-australia/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/saxo-australia.json" }, { "slug": "six-park", "name": "Six Park", "product": null, "website": "https://www.sixpark.com.au/", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Closed: its website now shows a \"Goodbye for now\" page.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "It has genuinely been a privilege to help manage some of your investments.", "url": "https://www.sixpark.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "It has genuinely been a privilege to help manage some of your investments.", "url": "https://www.sixpark.com.au/#:~:text=It%20has%20genuinely%20been%20a,manage%20some%20of%20your%20investments.", "document_sha256": "b72ce38bdd7a4fa2f04a9dcbfa0a710384d7a7e010cfa15522cb2b1589682d5f", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.sixpark.com.au/" ], "documents": [], "curation_notes": "Was a managed robo-adviser, not a broker, even when open.", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/six-park/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/six-park.json" }, { "slug": "syfe", "name": "Syfe", "product": "Syfe Australia", "website": "https://www.syfe.com/au", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Syfe Australia closed on 31 July 2025 after Syfe bought Selfwealth; buying was switched off from 1 June 2025 and remaining holdings were to be sold. Its Australian website now leads to Selfwealth.", "successor_slug": "selfwealth", "legal_entity": "Syfe Australia Pty Ltd", "entity_note": "Website operator per the archived Syfe Australia footer (copy of 18 Feb 2026).", "authorised_representative_of": "Sanlam Private Wealth Pty Ltd", "authorised_representative_no": "1295306", "afsl": "337927", "abn": "82655611779", "acn": null, "holding": null, "holding_note": "Openmarkets' own 2023 release says Syfe's ASX equities used Openmarkets' retail custody, holding equities for investors under a single HIN. Not confirmed from Syfe's own documents.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Openmarkets Australia Limited", "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "holding": { "text": "the ASX equities solution features Openmarkets’ new retail custody capability, providing a vehicle to hold equities on behalf of investors under a single Holder Identification Number (HIN).", "url": "https://openmarkets.com.au/news/media-release-openmarkets-launches-retail-custody/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "the ASX equities solution features Openmarkets’ new retail custody capability, providing a vehicle to hold equities on behalf of investors under a single Holder Identification Number (HIN).", "url": "https://openmarkets.com.au/news/media-release-openmarkets-launches-retail-custody/#:~:text=the%20ASX%20equities%20solution%20features,single%20Holder%20Identification%20Number%20%28HIN%29.", "document_sha256": "d39c8c8372a56f577e831daabfd0dcb8dab4e3d77fe9334d08b34b3fd35671a6", "confirmed": "2026-11-13" } }, "execution": { "text": "Trading and wealth management fintech Openmarkets has partnered with Asia-Pacific investment platform Syfe to offer its Australian investors access to ASX equities.", "url": "https://openmarkets.com.au/news/media-release-openmarkets-launches-retail-custody/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trading and wealth management fintech Openmarkets has partnered with Asia-Pacific investment platform Syfe to offer its Australian investors access to ASX equities.", "url": "https://openmarkets.com.au/news/media-release-openmarkets-launches-retail-custody/#:~:text=Trading%20and%20wealth%20management%20fintech,investors%20access%20to%20ASX%20equities.", "document_sha256": "d39c8c8372a56f577e831daabfd0dcb8dab4e3d77fe9334d08b34b3fd35671a6", "confirmed": "2026-11-13" } }, "status": { "text": "From 1 June 2025 , buy trades will be disabled and all pending buy orders will be automatically cancelled. On 31 July 2025 , Syfe Australia services will cease.", "url": "https://web.archive.org/web/20260218235007/https://www.syfe.com/au/learn/syfe-australia-is-now-selfwealth-by-syfe/", "checked": { "status": "unreachable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "From 1 June 2025 , buy trades will be disabled and all pending buy orders will be automatically cancelled. On 31 July 2025 , Syfe Australia services will cease.", "url": "https://web.archive.org/web/20260218235007/https://www.syfe.com/au/learn/syfe-australia-is-now-selfwealth-by-syfe/#:~:text=From%201%20June%202025%20%2C,Syfe%20Australia%20services%20will%20cease.", "document_sha256": "8249bc1b293c009fe40123eca80fbdd609cd5758e261b47ac3e5b12b2897f338", "confirmed": "2026-11-11" } } }, "sources": [ "https://web.archive.org/web/20260218235007/https://www.syfe.com/au/learn/syfe-australia-is-now-selfwealth-by-syfe/", "https://openmarkets.com.au/news/media-release-openmarkets-launches-retail-custody/", "https://www.syfe.com/magazine/syfes-acquisition-of-selfwealth/", "https://www.syfe.com/au" ], "documents": [ { "title": "Important Notice: Syfe Australia is now Selfwealth by Syfe", "url": "https://web.archive.org/web/20260218235007/https://www.syfe.com/au/learn/syfe-australia-is-now-selfwealth-by-syfe/" }, { "title": "Syfe’s acquisition of Selfwealth cements its position as one of APAC’s largest digital wealth platforms with over US$10 billion in assets", "url": "https://www.syfe.com/magazine/syfes-acquisition-of-selfwealth/" } ], "curation_notes": "Named on Openmarkets' own news page (March 2023 retail custody release). The live Syfe notice URL now redirects to the Selfwealth blog, so the status quote comes from the Wayback Machine copy of Syfe's own page (captured 18 Feb 2026); the space before commas is in the source. https://www.syfe.com/au returns HTTP 302 to https://www.selfwealth.com.au/ (checked 15 Oct 2026). Execution participant is from the participant's (Openmarkets') own release and is historical. Brokerage quote is null because the service is closed.", "licence": { "afsl": "337927", "name": "SANLAM PRIVATE WEALTH PTY LTD", "abn": "18136960775", "acn": null, "licensed_since": "2009-08-14", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/syfe/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/syfe.json" }, { "slug": "wilsons", "name": "Wilsons Advisory", "product": null, "website": "https://www.wilsonsadvisory.com.au/", "category": "closed_or_merged", "checked": "2026-10-15", "status_note": "Combined with Canaccord Genuity; its website now shows a \"We Have Moved\" page.", "successor_slug": "canaccord-genuity-wealth", "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Wilsons Advisory and Canaccord Genuity have combined to create a stronger Wealth Management & Capital Markets group", "url": "https://www.wilsonsadvisory.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Wilsons Advisory and Canaccord Genuity have combined to create a stronger Wealth Management & Capital Markets group", "url": "https://www.wilsonsadvisory.com.au/#:~:text=Wilsons%20Advisory%20and%20Canaccord%20Genuity,Management%20%26%20Capital%20Markets%20group", "document_sha256": "99ee8dfbdac48d534a11d857c6d0a917323b291736894faaff99a490dbc71147", "confirmed": "2026-11-13" } }, "execution": { "text": "We are delighted to continue to service WILSONS as they re-sign an agreement with FinClear.", "url": "https://finclear.com.au/customers/wilsons-re-signs-with-finclear/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We are delighted to continue to service WILSONS as they re-sign an agreement with FinClear.", "url": "https://finclear.com.au/customers/wilsons-re-signs-with-finclear/#:~:text=We%20are%20delighted%20to%20continue,re%2Dsign%20an%20agreement%20with%20FinClear.", "document_sha256": "e63bc65134ae9334ad37d33d30b96b8946b59bd2f6b0265f353804d36d68c3e1", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.wilsonsadvisory.com.au/", "https://finclear.com.au/customers/wilsons-re-signs-with-finclear/" ], "documents": [], "curation_notes": "Successor Canaccord Genuity Wealth (also in this part) is adviser-only. Execution quote is from FinClear's own page (participant source).", "licence": null, "category_label": "Closed or merged", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/wilsons/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/wilsons.json" }, { "slug": "hsbc-invest", "name": "HSBC Invest", "product": "HSBC Invest (formerly HSBC Online Share Trading)", "website": "https://www.hsbc.com.au/investments/hsbc-invest/", "category": "closed_to_new_clients", "checked": "2026-11-07", "status_note": "Closed to new applications. As HSBC closes its Australian retail banking business, HSBC Invest accounts and portfolios move to Bell Direct, run by the same firm (Third Party Platform), on 21 November 2026. A client who does not want to move must ask another broker for a stock transfer by 13 November 2026. TPP stays the sponsoring CHESS broker and clients keep their HIN (HSBC's FAQ of 17 September 2026 and letter of 14 October 2026).", "successor_slug": "bell-direct", "successor_date": "2026-11-21", "legal_entity": "Third Party Platform Pty Ltd", "entity_note": "Provided by Third Party Platform Pty Ltd (Bell Financial Group subsidiary, trading elsewhere as Bell Direct) for HSBC Bank Australia Limited customers. Separate from HSBC WorldTrader (Interactive Brokers), which is already in the dataset.", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "314341", "abn": "74121227905", "acn": null, "holding": "chess", "holding_note": "HSBC says investments are held in the client's name with CHESS; TPP is the sponsoring broker under the terms.", "asx_coverage": null, "asx_coverage_note": null, "execution_participant": "Third Party Platform Pty Ltd", "clearing_participant": "Third Party Platform Pty Ltd", "international_shares": false, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "brokerage": { "text": "$19.95 per trade up to $20,000", "url": "https://www.hsbc.com.au/investments/hsbc-invest/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "$19.95 per trade up to $20,000", "url": "https://www.hsbc.com.au/investments/hsbc-invest/#:~:text=%2419.95%20per%20trade%20up%20to%20%2420%2C000", "document_sha256": "a748c94f7ece31698ffa10fc0264bfd83c875ddcbc5394bafb9b780758cb9ec2", "confirmed": "2026-11-13" } }, "holding": { "text": "Your investments are held in your name with CHESS", "url": "https://www.hsbc.com.au/investments/hsbc-invest/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your investments are held in your name with CHESS", "url": "https://www.hsbc.com.au/investments/hsbc-invest/#:~:text=Your%20investments%20are%20held%20in%20your%20name%20with%20CHESS", "document_sha256": "a748c94f7ece31698ffa10fc0264bfd83c875ddcbc5394bafb9b780758cb9ec2", "confirmed": "2026-11-13" } }, "execution": { "text": "You acknowledge that Third Party Platform Pty Ltd (“TPP”) will perform all execution, clearing and settlement functions for market transactions entered into on your trading account.", "url": "https://www.sharetrading.hsbc.com.au/file.type?src=G0ZOFkTmc4Y1A35iTufY3Q%3d%3d&type=brand&f=1", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "You acknowledge that Third Party Platform Pty Ltd (“TPP”) will perform all execution, clearing and settlement functions for market transactions entered into on your trading account.", "url": "https://www.sharetrading.hsbc.com.au/file.type?src=G0ZOFkTmc4Y1A35iTufY3Q%3d%3d&type=brand&f=1#page=1", "page": 1, "document_sha256": "83ab5bb9e67885258222e616b7ecebf963fc3155fd7a80ead3ab3cba9808ecb8", "confirmed": "2026-11-13" } }, "status": { "text": "We are no longer accepting new applications for HSBC Invest.", "url": "https://www.hsbc.com.au/investments/hsbc-invest/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We are no longer accepting new applications for HSBC Invest.", "url": "https://www.hsbc.com.au/investments/hsbc-invest/#:~:text=We%20are%20no%20longer%20accepting%20new%20applications%20for%20HSBC%20Invest.", "document_sha256": "a748c94f7ece31698ffa10fc0264bfd83c875ddcbc5394bafb9b780758cb9ec2", "confirmed": "2026-11-13" } }, "transfer": { "text": "your HSBC Invest account and portfolio will be transferred to TPP’s online share trading platform, Bell Direct, on 21 November 2026.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-update-faqs.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "your HSBC Invest account and portfolio will be transferred to TPP’s online share trading platform, Bell Direct, on 21 November 2026.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-update-faqs.pdf#page=1", "page": 1, "document_sha256": "463b6b8b0c20f8ca1a5643a5896c1655bf5a3f0a86772bd8051609cd151a41fe", "confirmed": "2026-11-13" } }, "transfer_deadline": { "text": "If you don’t want to transfer to Bell Direct you’ll need to nominate your preferred broker and submit a stock transfer request by no later than 13 November 2026.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-transfer-communication-14oct26.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "If you don’t want to transfer to Bell Direct you’ll need to nominate your preferred broker and submit a stock transfer request by no later than 13 November 2026.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-transfer-communication-14oct26.pdf#page=1", "page": 1, "document_sha256": "8a584b09e759c00453a0785010fd53666f3f8b0cf05b6450351d809d64b61e09", "confirmed": "2026-11-13" } }, "transfer_hin": { "text": "No. TPP will continue to be your sponsoring CHESS broker, and you will retain your HIN.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-update-faqs.pdf", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "No. TPP will continue to be your sponsoring CHESS broker, and you will retain your HIN.", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-update-faqs.pdf#page=2", "page": 2, "document_sha256": "463b6b8b0c20f8ca1a5643a5896c1655bf5a3f0a86772bd8051609cd151a41fe", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.hsbc.com.au/investments/hsbc-invest/", "https://www.sharetrading.hsbc.com.au/", "https://www.sharetrading.hsbc.com.au/tradenow/", "https://www.sharetrading.hsbc.com.au/file.type?src=06fViZJe03LkQq%2fzxKdkBw%3d%3d&type=brand&f=1", "https://www.sharetrading.hsbc.com.au/file.type?src=G0ZOFkTmc4Y1A35iTufY3Q%3d%3d&type=brand&f=1", "https://www.hsbc.com.au/investments/products/share-trading/", "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-update-faqs.pdf", "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-transfer-communication-14oct26.pdf", "https://www.hsbc.com.au/help/important-notices/" ], "documents": [ { "title": "HSBC Invest", "url": "https://www.hsbc.com.au/investments/hsbc-invest/" }, { "title": "Financial Services Guide (Third Party Platform Pty Ltd)", "url": "https://www.sharetrading.hsbc.com.au/file.type?src=06fViZJe03LkQq%2fzxKdkBw%3d%3d&type=brand&f=1" }, { "title": "Terms and Conditions", "url": "https://www.sharetrading.hsbc.com.au/file.type?src=G0ZOFkTmc4Y1A35iTufY3Q%3d%3d&type=brand&f=1" }, { "title": "HSBC Online Share Trading", "url": "https://www.sharetrading.hsbc.com.au/" }, { "title": "Update on HSBC Invest: frequently asked questions (17 September 2026)", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-update-faqs.pdf" }, { "title": "Your HSBC Invest account will transfer to Bell Direct (14 October 2026)", "url": "https://www.hsbc.com.au/content/dam/hsbc/au/docs/help/hsbc-invest-transfer-communication-14oct26.pdf" } ], "curation_notes": "Closed to new clients, so brokerage and expected are null. For existing clients the HSBC Invest fee table gives online trades at $19.95 up to $20,000 and 0.11% over $20,000, GST inclusive ('All fees and changes listed on this page are inclusive of GST.'), which would be 19.95 / 19.95 / 55.00 at $1k/$10k/$50k. international_shares false: the HSBC Invest page lists only ASX shares, ETFs, bonds, warrants and managed funds; HSBC points new investors to WorldTrader for global trading. Not a TPP-only brand: the old sharetrading.hsbc.com.au site still carries the 'HSBC Online Share Trading' name. The category stays closed_to_new_clients until the move: after 21 November 2026 it becomes closed_or_merged (successor_date is then in the past and the page already says the accounts moved). The 14 October letter's first sentence has a stray gap in its text layer ('TPP ’s'), so the dated quote is the FAQ's.", "licence": { "afsl": "314341", "name": "THIRD PARTY PLATFORM PTY LTD", "abn": "74121227905", "acn": null, "licensed_since": "2007-09-28", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Closed to new clients", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/hsbc-invest/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/hsbc-invest.json" }, { "slug": "axi", "name": "Axi", "product": null, "website": "https://www.axi.com/au", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "CFDs only (450+ CFD instruments including shares).", "successor_slug": null, "legal_entity": "AxiCorp Financial Services Pty Ltd", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "318232", "abn": null, "acn": "127606348", "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Trade CFDs on 450+ instruments across forex, indices, shares, commodities and ETFs, with spreads as low as 0.68 pips on EUR/USD and 16 cents on Gold.", "url": "https://www.axi.com/au", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade CFDs on 450+ instruments across forex, indices, shares, commodities and ETFs, with spreads as low as 0.68 pips on EUR/USD and 16 cents on Gold.", "url": "https://www.axi.com/au#:~:text=Trade%20CFDs%20on%20450%2B%20instruments,and%2016%20cents%20on%20Gold.", "document_sha256": "73da1e5b0b08705a4ccf5c25c27ff6c4b445cb98668b79ef15399cc1734cc3b5", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.axi.com/au" ], "documents": [], "curation_notes": null, "licence": { "afsl": "318232", "name": "AXICORP FINANCIAL SERVICES PTY LTD", "abn": "85127606348", "acn": null, "licensed_since": "2007-12-21", "locality": "North Sydney NSW 2060", "authorisations": { "market_maker": [ "retail", "unstated" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/axi/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/axi.json" }, { "slug": "coinspot", "name": "CoinSpot", "product": null, "website": "https://www.coinspot.com.au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Crypto only.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Buy, Sell & Swap Cryptocurrency", "url": "https://www.coinspot.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Buy, Sell & Swap Cryptocurrency", "url": "https://www.coinspot.com.au/#:~:text=Buy%2C%20Sell%20%26%20Swap%20Cryptocurrency", "document_sha256": "f10b4d263dc2015cf719a528720bf1d639c561c5d2f89e38bf1caad4c1e5f0c6", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.coinspot.com.au/" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/coinspot/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/coinspot.json" }, { "slug": "douugh", "name": "Douugh", "product": null, "website": "https://douugh.com/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Site now offers a waitlist for a cash-advance product; no investing or shares.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Get up to $10k on demand, repay over 4, 8, 12 weekly instalments. No interest, no tricks!", "url": "https://douugh.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Get up to $10k on demand, repay over 4, 8, 12 weekly instalments. No interest, no tricks!", "url": "https://douugh.com/#:~:text=Get%20up%20to%20%2410k%20on,instalments.%20No%20interest%2C%20no%20tricks%21", "document_sha256": "924003ae008a2b80c56f958062aca6c04f0f75dcbba330e2fd023afb5faac47f", "confirmed": "2026-11-13" } } }, "sources": [ "https://douugh.com/" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/douugh/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/douugh.json" }, { "slug": "fiig", "name": "FIIG Securities", "product": null, "website": "https://www.fiig.com.au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Direct bond (fixed income) dealer, a wholly owned subsidiary of AUSIEX since June 2025; offers bonds, not online ASX share trading.", "successor_slug": null, "legal_entity": "FIIG Securities Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "224659", "abn": "68085661632", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Find out how bonds can help protect your wealth and generate predictable income", "url": "https://www.fiig.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Find out how bonds can help protect your wealth and generate predictable income", "url": "https://www.fiig.com.au/#:~:text=Find%20out%20how%20bonds%20can,wealth%20and%20generate%20predictable%20income", "document_sha256": "6fbd472d0371ea5ba4b6f436dbb5c3901fb819efd38ead3887e8183112c83a0f", "confirmed": "2026-11-13" } }, "execution": { "text": "Fixed income services are provided by FIIG Securities Limited (ABN 68 085 661 632, AFSL 224659), a wholly owned subsidiary of AUSIEX.", "url": "https://www.ausiex.com.au/Public/ProductsAndSolutions/Trading.aspx", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Fixed income services are provided by FIIG Securities Limited (ABN 68 085 661 632, AFSL 224659), a wholly owned subsidiary of AUSIEX.", "url": "https://www.ausiex.com.au/Public/ProductsAndSolutions/Trading.aspx#:~:text=Fixed%20income%20services%20are%20provided,wholly%20owned%20subsidiary%20of%20AUSIEX.", "document_sha256": "cfead2cc458e117dc3099c7473352dcec92ef7ab3516a2cc62edb7355a482c3e", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.fiig.com.au/", "https://www.ausiex.com.au/Public/ProductsAndSolutions/Trading.aspx" ], "documents": [], "curation_notes": "Home page shows only bond products; no ASX share trading offer was seen. Not checked in FIIG's FSG.", "licence": { "afsl": "224659", "name": "FIIG SECURITIES LIMITED", "abn": "68085661632", "acn": null, "licensed_since": "2002-12-20", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail", "wholesale" ], "custody": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "market_maker": [ "retail", "unstated" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/fiig/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/fiig.json" }, { "slug": "firstrade", "name": "Firstrade", "product": null, "website": "https://www.firstrade.com/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "US broker; stocks limited to US exchanges.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Trade stocks listed on the NYSE, AMEX, Nasdaq or the Over-the-Counter (OTC) markets.", "url": "https://www.firstrade.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade stocks listed on the NYSE, AMEX, Nasdaq or the Over-the-Counter (OTC) markets.", "url": "https://www.firstrade.com/#:~:text=Trade%20stocks%20listed%20on%20the,or%20the%20Over%2Dthe%2DCounter%20%28OTC%29%20markets.", "document_sha256": "5429a1c1928fa507748dbfff1f2c3d73c1467aa829f454ad863ddc909d58957c", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.firstrade.com/" ], "documents": [], "curation_notes": "Site has an \"International Accounts\" link; not checked whether Australians may open one. No ASX access either way.", "licence": null, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/firstrade/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/firstrade.json" }, { "slug": "go-markets", "name": "GO Markets", "product": null, "website": "https://www.gomarkets.com/en-au", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "CFD issuer only: ASX exposure is through share CFDs, with no account that buys the shares themselves.", "successor_slug": null, "legal_entity": "GO Markets Pty Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "254963", "abn": "85081864039", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Trade share CFDs from leading global markets, including the ASX, NYSE, NASDAQ, and HKEX—all from one account.", "url": "https://www.gomarkets.com/en-au/markets/share-cfds", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Trade share CFDs from leading global markets, including the ASX, NYSE, NASDAQ, and HKEX—all from one account.", "url": "https://www.gomarkets.com/en-au/markets/share-cfds#:~:text=Trade%20share%20CFDs%20from%20leading,and%20HKEX%E2%80%94all%20from%20one%20account.", "document_sha256": "9362314a5e5e11af93e8baa89d5c7e52fcb5af31665cce2269c7439a6d64744f", "confirmed": "2026-11-13" } }, "execution": { "text": "GO Markets Pty Limited, ABN 85 081 864 039, AFSL 254963 is a CFDs issuer.", "url": "https://www.gomarkets.com/en-au", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "GO Markets Pty Limited, ABN 85 081 864 039, AFSL 254963 is a CFDs issuer.", "url": "https://www.gomarkets.com/en-au#:~:text=GO%20Markets%20Pty%20Limited%2C%20ABN,254963%20is%20a%20CFDs%20issuer.", "document_sha256": "c7a2c8afd7f1e3ddeb902ef168cea9663f625f32b3e215fe2d9daef839d8db09", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.gomarkets.com/en-au", "https://www.gomarkets.com/en-au/markets/share-cfds", "https://www.gomarkets.com/en-au/accounts-and-pricing/account-types" ], "documents": [], "curation_notes": "Account-types page lists only CFD markets (Forex, Share, Index, Commodity, Cryptocurrency, Bonds & ETF CFDs).", "licence": { "afsl": "254963", "name": "GO MARKETS PTY LTD", "abn": "85081864039", "acn": null, "licensed_since": "2004-03-10", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ], "issue_securities": [ "retail" ], "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/go-markets/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/go-markets.json" }, { "slug": "hejaz-investa", "name": "Hejaz Investa", "product": "Hejaz Investa", "website": "https://www.hejazfs.com.au/investment/investa/", "category": "no_asx_shares", "checked": "2026-11-07", "status_note": "Hejaz Investa is a professionally managed portfolio of three Hejaz active ETFs (ISLM, SKUK, HJHI) administered through the OpenInvest Portfolio Service; clients do not choose or trade the holdings. Hejaz's app for buying and selling those ETFs on ASX is Halal Money, listed separately.", "successor_slug": null, "legal_entity": "Hejaz Asset Management Pty Ltd", "entity_note": "Distributor of Hejaz Investa; administered by OpenInvest Limited (ACN 614 587 183) via the OpenInvest Portfolio Service (ARSN 628 156 052). The website is issued by Hejaz Capital Pty Ltd (ABN 44 161 857 478) t/a Hejaz Financial Services, a Corporate Authorised Representative of Hejaz Financial Advisers Pty Ltd (AFSL 517686).", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "550009", "abn": "69613618821", "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Hejaz Investa simplifies investing by bundling three Hejaz ETFs (ISLM, HJHI, and SKUK) into one professionally managed portfolio.", "url": "https://www.hejazfs.com.au/investment/investa/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Hejaz Investa simplifies investing by bundling three Hejaz ETFs (ISLM, HJHI, and SKUK) into one professionally managed portfolio.", "url": "https://www.hejazfs.com.au/investment/investa/#:~:text=Hejaz%20Investa%20simplifies%20investing%20by,into%20one%20professionally%20managed%20portfolio.", "document_sha256": "0cbb1cbacd1a6c169bbf6eb91bf5dabe1463f3ead6f9c6bdf4f8880b2dd2a236", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.hejazfs.com.au/investment/investa/", "https://www.hejazfs.com.au/", "https://www.hejazfs.com.au/important-documents/" ], "documents": [ { "title": "Hejaz Investa", "url": "https://www.hejazfs.com.au/investment/investa/" } ], "curation_notes": "The live Hejaz products are Hejaz Investa, a managed portfolio (minimum A$1,000, recommended A$5,000) run by OpenInvest, not a share-trading account, and the Halal Money app (Hejaz Pay Pty Ltd, AFSL 481914), where clients buy and sell ISLM, HJHI and SKUK on ASX themselves with execution by Openmarkets; Halal Money has its own record (halal-money), which carries Openmarkets' 2024 appointment release that used to sit here. Investa names no market participant, so execution_participant is null. Hejaz Privia is a wholesale-fund platform for wholesale investors only.", "licence": { "afsl": "550009", "name": "HEJAZ ASSET MANAGEMENT PTY LTD", "abn": "69613618821", "acn": null, "licensed_since": "2024-07-22", "locality": "Melbourne VIC 3000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/hejaz-investa/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/hejaz-investa.json" }, { "slug": "kraken", "name": "Kraken", "product": null, "website": "https://www.kraken.com/au", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Crypto exchange in Australia; Kraken Equities is US-only.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Kraken Equities is currently available in the U.S. only; may not be available in all states.", "url": "https://www.kraken.com/au", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Kraken Equities is currently available in the U.S. only; may not be available in all states.", "url": "https://www.kraken.com/au#:~:text=Kraken%20Equities%20is%20currently%20available,be%20available%20in%20all%20states.", "document_sha256": "1548071fc5b3c894b6dad54154064405e7595fdd17a114b162394ef1309403e5", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.kraken.com/au" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/kraken/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/kraken.json" }, { "slug": "pepperstone", "name": "Pepperstone", "product": null, "website": "https://pepperstone.com/en-au", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Shares are offered only as CFDs; no physical share dealing on the AU site.", "successor_slug": null, "legal_entity": "Pepperstone Group Limited", "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "414530", "abn": null, "acn": "147055703", "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Choose a flexible way to trade on US and global share prices, with a Pepperstone CFD account.", "url": "https://pepperstone.com/en-au/markets/shares", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Choose a flexible way to trade on US and global share prices, with a Pepperstone CFD account.", "url": "https://pepperstone.com/en-au/markets/shares#:~:text=Choose%20a%20flexible%20way%20to,with%20a%20Pepperstone%20CFD%20account.", "document_sha256": "0a24c63085204e24cc17ddf5a5583cc6c1b3201052deb6cea18ff0ea5f3d5602", "confirmed": "2026-11-13" } } }, "sources": [ "https://pepperstone.com/en-au", "https://pepperstone.com/en-au/markets/shares" ], "documents": [], "curation_notes": null, "licence": { "afsl": "414530", "name": "PEPPERSTONE GROUP LIMITED", "abn": "12147055703", "acn": null, "licensed_since": "2013-02-04", "locality": "Docklands VIC 3008", "authorisations": { "market_maker": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/pepperstone/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/pepperstone.json" }, { "slug": "quietgrowth", "name": "QuietGrowth", "product": null, "website": "https://www.quietgrowth.com.au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Robo-advice managed discretionary account (MDA); not self-directed trading.", "successor_slug": null, "legal_entity": "QuietGrowth Pty Ltd", "entity_note": null, "authorised_representative_of": "Amplus Global Pty Ltd", "authorised_representative_no": "1233619", "afsl": "505929", "abn": null, "acn": "602754692", "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "QuietGrowth manages your investments in individual, joint, SMSF, trust, and company accounts for risk-optimised returns.", "url": "https://www.quietgrowth.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "QuietGrowth manages your investments in individual, joint, SMSF, trust, and company accounts for risk-optimised returns.", "url": "https://www.quietgrowth.com.au/#:~:text=QuietGrowth%20manages%20your%20investments%20in,company%20accounts%20for%20risk%2Doptimised%20returns.", "document_sha256": "4248ab0171e0979912b56a065a5a31c39deeb981f706de6258a6210074d50462", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.quietgrowth.com.au/" ], "documents": [], "curation_notes": null, "licence": { "afsl": "505929", "name": "AMPLUS GLOBAL PTY LTD", "abn": "45162631325", "acn": null, "licensed_since": "2018-08-07", "locality": "Noraville NSW 2263", "authorisations": { "advice_securities": [ "retail" ], "arrange_securities": [ "wholesale" ], "custody": [ "wholesale" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/quietgrowth/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/quietgrowth.json" }, { "slug": "stockspot", "name": "Stockspot", "product": null, "website": "https://www.stockspot.com.au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Managed (robo-advice) ETF portfolios only; clients do not place their own ASX trades.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": "536082", "abn": "87163214319", "acn": null, "holding": "chess", "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "We set up and manage your sharemarket portfolio to help", "url": "https://www.stockspot.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "We set up and manage your sharemarket portfolio to help", "url": "https://www.stockspot.com.au/#:~:text=We%20set%20up%20and%20manage%20your%20sharemarket%20portfolio%20to%20help", "document_sha256": "134f00aff8d89452a779e389d2211abbc76271ad8a93ae301c374bafaa3ecfe6", "confirmed": "2026-11-13" } }, "holding": { "text": "Your shares are owned by you, safely registered with the ASX under CHESS sponsorship.", "url": "https://www.stockspot.com.au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Your shares are owned by you, safely registered with the ASX under CHESS sponsorship.", "url": "https://www.stockspot.com.au/#:~:text=Your%20shares%20are%20owned%20by,the%20ASX%20under%20CHESS%20sponsorship.", "document_sha256": "134f00aff8d89452a779e389d2211abbc76271ad8a93ae301c374bafaa3ecfe6", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.stockspot.com.au/" ], "documents": [], "curation_notes": null, "licence": { "afsl": "536082", "name": "STOCKSPOT PTY LTD", "abn": "87163214319", "acn": null, "licensed_since": "2022-09-26", "locality": "Sydney NSW 2000", "authorisations": { "advice_securities": [ "retail" ], "deal_securities_for_clients": [ "retail" ] }, "source": { "dataset": "ASIC AFS Licensee dataset", "url": "https://data.gov.au/data/dataset/asic-afs-licensee", "release": "https://data.gov.au/data/dataset/ab7eddce-84df-4098-bc8f-500d0d9776d1/resource/d98a113d-6b50-40e6-b65f-2612efc877f4/download/afs_lic_202611.csv", "last_modified": "2026-11-11T20:51:07.739275", "licence": "Creative Commons Attribution 3.0 Australia" }, "disagreements": [] }, "category_label": "Does not offer ASX shares", "holding_label": "CHESS-sponsored", "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/stockspot/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/stockspot.json" }, { "slug": "swyftx", "name": "Swyftx", "product": null, "website": "https://swyftx.com/au/", "category": "no_asx_shares", "checked": "2026-10-15", "status_note": "Crypto exchange only (410+ crypto assets); no shares.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Crypto made simple", "url": "https://swyftx.com/au/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Crypto made simple", "url": "https://swyftx.com/au/#:~:text=Crypto%20made%20simple", "document_sha256": "ebce60e4db20d2beeaffc565e0ab3ffcfe381d374e90bb8a7a108f78a2cff581", "confirmed": "2026-11-13" } } }, "sources": [ "https://swyftx.com/au/" ], "documents": [], "curation_notes": null, "licence": null, "category_label": "Does not offer ASX shares", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/swyftx/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/swyftx.json" }, { "slug": "hatch", "name": "Hatch", "product": null, "website": "https://www.hatchinvest.nz/", "category": "not_in_australia", "checked": "2026-10-15", "status_note": "New Zealand service for US shares and ETFs, funded in NZD; no ASX shares offered.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Competitive fees for investing in US shares and ETFs.", "url": "https://www.hatchinvest.nz/pricing", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Competitive fees for investing in US shares and ETFs.", "url": "https://www.hatchinvest.nz/pricing#:~:text=Competitive%20fees%20for%20investing%20in%20US%20shares%20and%20ETFs.", "document_sha256": "42a58eabcbc935c9b1e41c7506472465be2142f5be843a96da501ead37194336", "confirmed": "2026-11-13" } }, "brokerage": { "text": "Brokerage: $3 USD to buy and sell shares", "url": "https://www.hatchinvest.nz/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Brokerage: $3 USD to buy and sell shares", "url": "https://www.hatchinvest.nz/#:~:text=Brokerage%3A%20%243%20USD%20to%20buy%20and%20sell%20shares", "document_sha256": "2de23b35b16fd746cbf5d4f63f6f9cb3a4b0038df4fd16fca2251dd2f8022f42", "confirmed": "2026-11-13" } } }, "sources": [ "https://www.hatchinvest.nz/", "https://www.hatchinvest.nz/pricing" ], "documents": [], "curation_notes": "Home page says deposits are in NZD and verification uses a passport or NZ driver's licence. No ASX market mentioned on the home or pricing page.", "licence": null, "category_label": "Not available in Australia", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/hatch/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/hatch.json" }, { "slug": "usmart", "name": "uSMART", "product": null, "website": "https://global.usmartsecurities.com/", "category": "not_in_australia", "checked": "2026-10-18", "status_note": "Operates through Hong Kong and Singapore companies and offers US, Hong Kong, Singapore, Japanese and UK shares, not ASX; no Australian entity or website was found.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": true, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Diversified investment products: stocks (U.S., HK,SG,JP& UK stocks),options, futures, ETFs, funds,CFDs,REITs, etc.", "url": "https://sg.usmartglobal.com/", "checked": { "status": "scattered", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Diversified investment products: stocks (U.S., HK,SG,JP& UK stocks),options, futures, ETFs, funds,CFDs,REITs, etc.", "url": "https://sg.usmartglobal.com/#:~:text=Diversified%20investment%20products%3A%20stocks%20%28U.S.%2C,stocks%29%2Coptions%2C%20futures%2C%20ETFs%2C%20funds%2CCFDs%2CREITs%2C%20etc.", "document_sha256": "af9d14e40ead44ae6913c567bbc207f81ee3431ef5736e51c21f07479254edca", "confirmed": "2026-11-13" } }, "execution": { "text": "In Singapore, investment products and services on uSMART are offered by uSMART Securities (Singapore) Pte. Ltd, regulated by MAS and we hold a Capital Markets Services (CMS) License under the Securities and Futures Act 2001.", "url": "https://sg.usmartglobal.com/", "checked": { "status": "found", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "In Singapore, investment products and services on uSMART are offered by uSMART Securities (Singapore) Pte. Ltd, regulated by MAS and we hold a Capital Markets Services (CMS) License under the Securities and Futures Act 2001.", "url": "https://sg.usmartglobal.com/#:~:text=In%20Singapore%2C%20investment%20products%20and,Securities%20and%20Futures%20Act%202001.", "document_sha256": "af9d14e40ead44ae6913c567bbc207f81ee3431ef5736e51c21f07479254edca", "confirmed": "2026-11-13" } } }, "sources": [ "https://global.usmartsecurities.com/about", "https://sg.usmartglobal.com/" ], "documents": [], "curation_notes": "global.usmartsecurities.com/about redirects to sg.usmartglobal.com. www.usmart.com.au, www.usmart.au and au.usmartsecurities.com gave DNS errors. On 2026-10-18 the /about page answered plain clients itself (licensed entities in Hong Kong and Singapore only, no Australian one) and sent only a browser on to sg.usmartglobal.com, by script, so the two quotes now point at sg.usmartglobal.com, where both sentences still appear.", "licence": null, "category_label": "Not available in Australia", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/usmart/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/usmart.json" }, { "slug": "amscot", "name": "amscot", "product": null, "website": "https://www.amscot.com.au/", "category": "status_unclear", "checked": "2026-10-15", "status_note": "Its website now leads only to a PhillipCapital login for existing amscot clients; it publishes no pricing or way to open an account.", "successor_slug": null, "legal_entity": null, "entity_note": "PhillipCapital Australia's own site lists 'Amscot' as a quick link; the group's retail online brand is POEMS (already in the dataset).", "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "Login my amscot", "url": "https://www.amscot.com.au/", "checked": { "status": "unreachable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "Login my amscot", "url": "https://www.amscot.com.au/", "confirmed": "2026-11-05" } } }, "sources": [ "https://www.amscot.com.au/", "https://www.phillipcapital.com.au/", "https://phillipcapital.com.au/files/PCAU/PhillipCapital_FSG_WEB.pdf" ], "documents": [ { "title": "Financial Service Guide (FSG)", "url": "https://phillipcapital.com.au/files/PCAU/PhillipCapital_FSG_WEB.pdf" } ], "curation_notes": "Third-party sites describe amscot as Phillip Securities' (formerly State One) non-advisory broking brand with $6 brokerage, but nothing on amscot's or PhillipCapital's own pages confirms current pricing or that it accepts new clients. Likely a legacy login for existing clients. Two sweeps (Phillip participant and apps) independently found every amscot.com.au URL redirecting to a PhillipCapital login page; the same applies to State One (state-one).", "licence": null, "category_label": "Status unclear", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/amscot/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/amscot.json" }, { "slug": "state-one", "name": "State One Stockbroking", "product": null, "website": "https://www.stateone.com.au/", "category": "status_unclear", "checked": "2026-10-15", "status_note": "Its website now leads only to a PhillipCapital login for existing State One clients; it publishes no pricing, account opening or documents.", "successor_slug": null, "legal_entity": null, "entity_note": null, "authorised_representative_of": null, "authorised_representative_no": null, "afsl": null, "abn": null, "acn": null, "holding": null, "holding_note": null, "asx_coverage": null, "asx_coverage_note": null, "execution_participant": null, "clearing_participant": null, "international_shares": null, "brokerage": null, "account_fee": null, "expected": null, "quotes": { "status": { "text": "In Australia, PhillipCapital provides wealth management, institutional and private client stockbroking, online trading, corporate finance, investment research and funds management services.", "url": "https://www.stateone.com.au/", "checked": { "status": "unreachable", "at": "2026-11-13T00:45:45+00:00" }, "citation": { "quote": "In Australia, PhillipCapital provides wealth management, institutional and private client stockbroking, online trading, corporate finance, investment research and funds management services.", "url": "https://www.stateone.com.au/", "confirmed": "2026-11-05" } } }, "sources": [ "https://www.stateone.com.au/", "https://www.phillipcapital.com.au/" ], "documents": [], "curation_notes": "Brand now sits inside PhillipCapital Australia (Phillip Securities). phillipcapital.com.au links Amscot and POEMS under its retail links; POEMS is already in the dataset and appears to be PhillipCapital's live retail online product. Could not confirm whether new clients can still open an amscot/State One account; no price list is reachable.", "licence": null, "category_label": "Status unclear", "holding_label": null, "prices": null, "prices_native": null, "fx": null, "plans": [], "etf_brokerage": null, "etf_prices": null, "etf_sell_prices": null, "page": "https://deepalmanac.com/au/finance/stockbrokers/state-one/", "json": "https://deepalmanac.com/au/finance/stockbrokers/v1/brokers/state-one.json" } ] }